Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Joss Partners, L.L.C. CRD: 44277 | - | 0 | 0 | A | INACTIVE |
| Jost Financial Management Corp. CRD: 117894 | - | 0 | 0 | - | Unknown |
| Jota Capital, LLC CRD: 121256 | - | 0 | 0 | A | INACTIVE |
| Jotkoff Financial Services, Inc. CRD: 107670 | - | 0 | 0 | - | Unknown |
| Joule Financial CRD: 133783 | - | 0 | 0 | - | Unknown |
| Joule Financial, LLC CRD: 320791 | - | 0 | 5 | - | Unknown |
| Joule Ventures LLC CRD: 307760 | - | 0 | 1 | - | Unknown |
| Journal Capital Management, LLC CRD: 315133 | - | 0 | 0 | - | Unknown |
| Journey 1 Advisors, LLC CRD: 323480 | - | 0 | 1 | - | Unknown |
| Journey Advisors CRD: 312599 | - | 0 | 0 | - | Unknown |
| Journey Advisory Group, LLC CRD: 171919 | - | 0 | 14 | - | Unknown |
| Journey Asset Management LLC CRD: 334855 | - | 0 | 1 | - | Unknown |
| Journey Beyond Wealth CRD: 290367 | - | 0 | 4 | - | Unknown |
| Journey Capital Advisers, LLC CRD: 284660 | - | 0 | 1 | - | Unknown |
| Journey Equity Wealth Management LLC CRD: 335931 | - | 0 | 1 | - | Unknown |
| Journey Financial Group, Inc. CRD: 123565 | - | 0 | 3 | - | Unknown |
| Journey Financial Management, LLC CRD: 153404 | - | 0 | 2 | - | Unknown |
| Journey Investment Management PTE Ltd CRD: 316631 | - | 0 | 0 | - | Unknown |
| Journey Investments, LLC CRD: 146777 | - | 0 | 1 | - | Unknown |
| Journey Retirement Planning and Investment Managem… CRD: 315237 | - | 0 | 1 | - | Unknown |
| Journey Strategic Wealth LLC CRD: 310648 | - | 0 | 0 | - | Unknown |
| Journey Ventures LLC CRD: 298497 | - | 0 | 0 | - | Unknown |
| Journey Wealth Management CRD: 298904 | - | 0 | 2 | - | Unknown |
| Journey Wealth Management Advisors, LLC CRD: 162412 | - | 0 | 0 | - | Unknown |
| Journey Wealth Partners CRD: 147017 | - | 0 | 0 | - | Unknown |
| Journeyone Ventures, LLC CRD: 314993 | - | 0 | 1 | - | Unknown |
| Journeytree Financial Advisors CRD: 154618 | - | 0 | 0 | - | Unknown |
| Jovan, Ltd. CRD: 121116 | - | 0 | 2 | - | Unknown |
| Jovetree Capital Advisors LLC CRD: 315840 | - | 0 | 0 | - | Unknown |
| Jovetree Capital LLC CRD: 157491 | - | 0 | 0 | - | Unknown |
| JOY Capital CRD: 277061 | - | 0 | 0 | - | Unknown |
| JOY Equity Management LLC CRD: 335009 | - | 0 | 1 | - | Unknown |
| Joyce Wealth Management, LLC CRD: 325221 | - | 0 | 1 | - | Unknown |
| Joyful Steward Services CRD: 335504 | - | 0 | 2 | - | Unknown |
| Joyful Ventures Management Company, LLC CRD: 322659 | - | 0 | 1 | - | Unknown |
| Joyn Advisors, Inc. CRD: 106725 | - | 0 | 0 | - | Unknown |
| Joyner Financial Planning LLC CRD: 332718 | - | 0 | 1 | - | Unknown |
| JP Capital Partners, LLC CRD: 170347 | - | 0 | 0 | - | Unknown |
| JP Consulting CRD: 281912 | - | 0 | 0 | - | Unknown |
| JP Derivatives, LLC CRD: 284131 | - | 1 | 0 | B | INACTIVE |
| JP LAW and Wealth Advisors PLLC CRD: 314722 | - | 0 | 1 | - | Unknown |
| JP Michael Co. CRD: 15119 | - | 0 | 0 | A | INACTIVE |
| JP Portsmouth Capital LLC CRD: 331351 | NY | 0 | 2 | A | Active |
| JP Wealth Management LLC CRD: 317196 | - | 0 | 0 | - | Unknown |
| JP Wealth Management, Inc. CRD: 129475 | - | 0 | 1 | - | Unknown |
| JP-7, LP CRD: 332404 | - | 0 | 0 | - | Unknown |
| JPB Partners CRD: 159961 | - | 0 | 1 | - | Unknown |
| JPC Capital Partners, Inc. CRD: 47362 | - | 1 | 0 | B | INACTIVE |
| JPC Wealth Management, Inc. CRD: 120267 | - | 0 | 3 | - | Unknown |
| JPD Capital Management, Inc. CRD: 109725 | - | 0 | 0 | - | Unknown |