Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JPD Capital Management, LLC CRD: 324141 | - | 0 | 0 | - | Unknown |
| JPE Options, Inc. CRD: 118016 | - | 0 | 0 | A | INACTIVE |
| Jpeg Fund I, LLC CRD: 319146 | - | 0 | 1 | - | Unknown |
| JPFG Wealth Management, L.L.C. CRD: 289147 | - | 0 | 1 | - | Unknown |
| JPG Wealth Management, LLC CRD: 174818 | - | 0 | 1 | - | Unknown |
| JPH Advisory Group, Inc. CRD: 125268 | - | 0 | 0 | - | Unknown |
| JPHL Investments, Inc. CRD: 26563 | - | 0 | 0 | A | INACTIVE |
| JPL Asset Management and Planning, LLC CRD: 145213 | - | 0 | 1 | - | Unknown |
| JPL Management Services LLC CRD: 291242 | - | 0 | 1 | - | Unknown |
| JPL Wealth Management CRD: 324503 | - | 0 | 1 | - | Unknown |
| JPL Wealth Management, LLC CRD: 328474 | - | 0 | 3 | - | Unknown |
| JPM Advisors, LLC CRD: 144825 | - | 0 | 0 | A | INACTIVE |
| JPM Financial Advisors Inc CRD: 131791 | - | 0 | 0 | - | Unknown |
| Jpmorgan Asset Management (Asia Pacific) Limited CRD: 300114 | - | 0 | 0 | - | Unknown |
| Jpmorgan Asset Management (Europe) S.A.R.L. CRD: 304190 | - | 0 | 0 | - | Unknown |
| Jpmorgan Asset Management (UK) Limited CRD: 135960 | - | 0 | 0 | - | Unknown |
| Jpmorgan Asset Management Real Assets (Singapore) … CRD: 166619 | - | 0 | 0 | - | Unknown |
| Jpmorgan Distribution Services, Inc. CRD: 104234 | OH | 1 | 6 | B | Active |
| Jpmorgan Funds Limited CRD: 172045 | - | 0 | 0 | - | Unknown |
| Jpmorgan Partners CRD: 110373 | - | 0 | 0 | - | Unknown |
| Jpmsi CRD: 15733 | - | 21 | 0 | F | INACTIVE |
| JPN Advisors LLC CRD: 306032 | - | 0 | 1 | - | Unknown |
| JPS Advisors LLC CRD: 312126 | - | 0 | 2 | - | Unknown |
| JPS Financial, LLC CRD: 169208 | - | 0 | 1 | - | Unknown |
| JPS Global Investments, LLC CRD: 142974 | - | 0 | 2 | - | Unknown |
| JPS GSE JPS MGR LLC CRD: 328240 | - | 0 | 1 | - | Unknown |
| JQL Wealth CRD: 340496 | - | 0 | 1 | - | Unknown |
| JQR Capital Management, LLC CRD: 173950 | - | 0 | 1 | - | Unknown |
| JR Financial Services CRD: 111442 | - | 0 | 0 | - | Unknown |
| JR Mesenburg and Associates, LLC CRD: 144645 | - | 0 | 1 | - | Unknown |
| JR Securities Company, Inc. CRD: 13726 | - | 0 | 0 | A | INACTIVE |
| JR Snell Capital Management, LLC CRD: 117598 | - | 0 | 2 | - | Unknown |
| JRA Financial Advisors, Inc. CRD: 117824 | - | 0 | 0 | - | Unknown |
| JRB Capital Management CRD: 301036 | - | 0 | 1 | - | Unknown |
| JRE Advisors LLC CRD: 318777 | - | 0 | 1 | - | Unknown |
| JRF Asset Advisors, LLC. CRD: 126044 | - | 0 | 0 | - | Unknown |
| JRH Financial Services, L.L.C. CRD: 115175 | - | 0 | 0 | A | INACTIVE |
| JRH Master Fund LLC CRD: 141628 | - | 0 | 0 | A | INACTIVE |
| JRL Capital Advisors LLC CRD: 108162 | - | 0 | 0 | - | Unknown |
| JRL Capital Corporation CRD: 10225 | - | 2 | 0 | B | INACTIVE |
| JRM Capital Management Inc. CRD: 142039 | - | 0 | 1 | - | Unknown |
| JRM Investment Counsel. CRD: 138004 | - | 0 | 2 | - | Unknown |
| JRM Investments, Inc. CRD: 21110 | - | 0 | 0 | A | INACTIVE |
| JRM Securities CRD: 30123 | - | 0 | 0 | A | INACTIVE |
| JRM TAX & Wealth Management, LLC CRD: 318299 | - | 0 | 1 | - | Unknown |
| JRN Strategic Investments, LLC CRD: 124162 | - | 0 | 0 | - | Unknown |
| JRO Wealth Management LLC CRD: 330208 | - | 0 | 1 | - | Unknown |
| JRP Capital Corp CRD: 106285 | - | 0 | 1 | - | Unknown |
| JRS Equities, Inc. CRD: 10844 | - | 0 | 0 | A | INACTIVE |
| JRS Investments and Wealth Preservation, LLC CRD: 146933 | - | 0 | 5 | - | Unknown |