Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JRS Trading L.L.C. CRD: 120629 | - | 1 | 0 | B | INACTIVE |
| JRS Wealth Management LLC CRD: 306294 | - | 0 | 1 | - | Unknown |
| JRV Wealth Management Group, LLC CRD: 152052 | - | 0 | 0 | - | Unknown |
| JRW Advisory Services CRD: 285837 | - | 0 | 0 | - | Unknown |
| JRW Advisory Services CRD: 304048 | - | 0 | 0 | - | Unknown |
| JRW Capital, LLC CRD: 153145 | - | 0 | 0 | - | Unknown |
| JRW Financial LLC CRD: 166158 | - | 0 | 0 | - | Unknown |
| JRW, JR. Securities Inc. CRD: 31509 | - | 0 | 0 | A | INACTIVE |
| JS Advisors, LLC CRD: 172006 | - | 0 | 0 | - | Unknown |
| JS Alan, LLC CRD: 148163 | - | 0 | 1 | - | Unknown |
| JS Consulting CRD: 330210 | - | 0 | 1 | - | Unknown |
| JS Cresvale Securities (US) Inc. CRD: 104074 | - | 0 | 0 | A | INACTIVE |
| JS Financial Capital Management CRD: 110525 | - | 0 | 0 | - | Unknown |
| JS Financial LLC CRD: 283140 | - | 0 | 0 | - | Unknown |
| JS Strategic Advisors, LLC CRD: 166127 | - | 0 | 0 | - | Unknown |
| JS Venture Management, LLC CRD: 271035 | - | 0 | 0 | - | Unknown |
| JS Wealth Investment Group CRD: 164184 | - | 0 | 2 | - | Unknown |
| JSB Capital Group LLC CRD: 336253 | - | 0 | 1 | - | Unknown |
| JSB Capital Management, LLC CRD: 161174 | - | 0 | 1 | - | Unknown |
| JSB Financial Planning LLC CRD: 291719 | - | 0 | 0 | - | Unknown |
| JSB Partners, LP CRD: 104218 | - | 0 | 0 | A | INACTIVE |
| JSC Advisors, LLC CRD: 147973 | - | 0 | 0 | - | Unknown |
| JSC Securities, Inc. CRD: 475 | - | 0 | 0 | A | INACTIVE |
| JSD Capital, LLC CRD: 316307 | - | 0 | 1 | - | Unknown |
| JSE Wealth Management LLC CRD: 318335 | - | 0 | 2 | - | Unknown |
| JSF Financial, LLC CRD: 114025 | - | 0 | 11 | - | Unknown |
| JSF Securities Corp. CRD: 32741 | - | 0 | 0 | A | INACTIVE |
| JSH Advisory, LLC CRD: 155829 | - | 0 | 0 | - | Unknown |
| JSI Capital Advisors, LLC CRD: 126539 | - | 0 | 0 | - | Unknown |
| JSI Manager LLC CRD: 333996 | - | 0 | 1 | - | Unknown |
| JSI Transaction Advisors, LLC CRD: 122139 | - | 0 | 0 | A | INACTIVE |
| JSK Associates Inc. CRD: 104955 | - | 0 | 0 | - | Unknown |
| JSK Capital Advisors, LLC CRD: 167038 | - | 0 | 1 | - | Unknown |
| JSK Financial Services LLC CRD: 160195 | - | 0 | 0 | - | Unknown |
| JSL Health Capital Management, LLC CRD: 311005 | - | 0 | 1 | - | Unknown |
| JSL Securities, Inc. CRD: 140116 | - | 0 | 0 | A | INACTIVE |
| JSM Investment Management CRD: 339002 | - | 0 | 1 | - | Unknown |
| JSP Securities L.L.C. CRD: 127936 | - | 0 | 0 | A | INACTIVE |
| JSS Investments, L.L.C. CRD: 33840 | - | 1 | 0 | B | INACTIVE |
| Jssi Aviation Capital Management, LLC CRD: 339540 | - | 0 | 1 | - | Unknown |
| JSSR Capital LLC CRD: 311066 | - | 0 | 1 | - | Unknown |
| JST Asset Management, LLC CRD: 305979 | - | 0 | 0 | - | Unknown |
| JST Capital Advisors, LLC CRD: 337205 | - | 0 | 1 | - | Unknown |
| JST Investment Consulting CRD: 158687 | - | 0 | 1 | - | Unknown |
| Jstar Fund Managers CRD: 336372 | - | 0 | 1 | - | Unknown |
| Jstar Horizon GP II, LLC CRD: 336291 | - | 0 | 1 | - | Unknown |
| JSVC, LLC CRD: 136391 | HI | 0 | 2 | A | Active |
| JSVK Management, LLC CRD: 340178 | - | 0 | 1 | - | Unknown |
| JSW Global Capital Group CRD: 136295 | - | 0 | 3 | - | Unknown |
| JT Asset Allocation LLC CRD: 291390 | - | 0 | 2 | - | Unknown |