Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| JT Securities Inc. CRD: 33850 | - | 0 | 0 | A | INACTIVE |
| JT Stratford, LLC CRD: 155629 | - | 0 | 9 | - | Unknown |
| JT Wealth Management CRD: 286280 | - | 0 | 1 | - | Unknown |
| JTC Aifm Solutions UK CRD: 341207 | - | 0 | 0 | - | Unknown |
| JTD Financial Services, LLC CRD: 144852 | - | 0 | 1 | - | Unknown |
| JTM Equity Partners, LLC CRD: 341181 | - | 0 | 1 | - | Unknown |
| JTM Wealth Management, Inc. CRD: 284045 | - | 0 | 1 | - | Unknown |
| JTNC Wealth Advisors LLC CRD: 328280 | - | 0 | 2 | - | Unknown |
| JTR Capital, Inc. CRD: 37941 | - | 0 | 0 | A | INACTIVE |
| JTR Securities Inc. CRD: 37245 | - | 0 | 0 | A | INACTIVE |
| JTR Securities LLC CRD: 124326 | - | 0 | 0 | A | INACTIVE |
| JTS Financial Services Corp. CRD: 11100 | - | 0 | 0 | A | INACTIVE |
| JTS Fund Advisors, LLC CRD: 283677 | - | 0 | 1 | - | Unknown |
| Juanita H. Ellett, Sole Proprietorship CRD: 117133 | - | 0 | 0 | - | Unknown |
| Juarez, Andreas CRD: 337687 | - | 0 | 2 | - | Unknown |
| Jubeo, Inc. CRD: 210512 | - | 0 | 0 | - | Unknown |
| Jubilee Capital Management Corp CRD: 171352 | - | 0 | 0 | - | Unknown |
| Judge & Associates, Inc. CRD: 8045 | - | 0 | 0 | A | INACTIVE |
| Judge Brian Joseph CRD: 135615 | - | 0 | 0 | - | Unknown |
| Judson Investments LLC CRD: 169479 | - | 0 | 2 | - | Unknown |
| Judy & Robinson Securities, Inc CRD: 2378 | - | 0 | 0 | A | INACTIVE |
| Judy Shonborn, CPA CRD: 140907 | - | 0 | 0 | - | Unknown |
| Juetten Personal Financial Planning, LLC CRD: 118564 | - | 0 | 0 | - | Unknown |
| Juggernaut Management, LLC CRD: 160623 | - | 0 | 1 | - | Unknown |
| Juggernaut Market Neutral, LLC CRD: 300705 | - | 0 | 0 | - | Unknown |
| Jujo Partners, LLC CRD: 340601 | - | 0 | 1 | - | Unknown |
| Julex Capital Management CRD: 166053 | - | 0 | 1 | - | Unknown |
| Julian Lecraw Realty Advisors, Inc. CRD: 36488 | - | 3 | 0 | C | INACTIVE |
| Julian R. Mcdermott & Co. CRD: 6900 | - | 0 | 0 | A | INACTIVE |
| Julie a. Wurst, CFP, LLC CRD: 288196 | - | 0 | 1 | - | Unknown |
| Julie Grossi - Dillon CRD: 31744 | - | 0 | 0 | A | INACTIVE |
| Julien Planning, LLC CRD: 285994 | - | 0 | 1 | - | Unknown |
| Julien Wealth Advisors, LLC CRD: 336210 | - | 0 | 1 | - | Unknown |
| Julius Arthur Seibert & Company, LLC CRD: 142288 | - | 0 | 2 | - | Unknown |
| Julius Baer Securities Inc. CRD: 1141 | - | 1 | 0 | B | INACTIVE |
| Julius Donner CRD: 1667 | - | 0 | 0 | A | INACTIVE |
| Julius L. Hibler & Company CRD: 2192 | - | 0 | 0 | A | INACTIVE |
| Julius Roberts CRD: 16160 | - | 0 | 0 | A | INACTIVE |
| Julius Wealth Advisors, LLC CRD: 316741 | - | 0 | 1 | - | Unknown |
| Jumar Management, LLC CRD: 285177 | - | 0 | 0 | - | Unknown |
| Jump Capital CRD: 283024 | - | 0 | 1 | - | Unknown |
| Jump Execution, LLC CRD: 313060 | IL | 0 | 5 | A | Active |
| Jump Trading, LLC CRD: 106124 | IL | 15 | 6 | D | Active |
| Jumpspeed Ventures CRD: 305822 | - | 0 | 0 | - | Unknown |
| Jumpstart Health CRD: 309720 | - | 0 | 1 | - | Unknown |
| Jumpstart Securities, LLC CRD: 156214 | - | 1 | 0 | B | INACTIVE |
| Juna Equity Partners, LP CRD: 282372 | - | 0 | 0 | - | Unknown |
| Junction Energy Capital, LLC CRD: 298430 | - | 0 | 1 | - | Unknown |
| Juncture Asset Management CRD: 306349 | - | 0 | 0 | - | Unknown |
| Juncture Financial Group, LLC CRD: 144547 | - | 0 | 0 | - | Unknown |