Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Juncture Wealth Advisors, LLC CRD: 310350 | - | 0 | 0 | - | Unknown |
| Juncture Wealth Strategies, LLC CRD: 287908 | - | 0 | 0 | - | Unknown |
| Juncture Wealth Strategies, LLC CRD: 155175 | - | 0 | 0 | - | Unknown |
| Juncture Wealth Strategies, LLC CRD: 298110 | - | 0 | 5 | - | Unknown |
| June S. Jones Co. CRD: 476 | - | 0 | 0 | A | INACTIVE |
| Juneau Investments, LLC CRD: 281359 | - | 0 | 0 | - | Unknown |
| Jung Financial Planning,Ltd. CRD: 126746 | - | 0 | 0 | - | Unknown |
| Jungle Rock Capital CRD: 340055 | - | 0 | 0 | - | Unknown |
| Jungle Ventures PTE Ltd CRD: 283090 | - | 0 | 0 | - | Unknown |
| Juniper Advisory L.P. CRD: 124771 | - | 0 | 0 | A | INACTIVE |
| Juniper Capital Advisors, L.P. CRD: 173612 | - | 0 | 2 | - | Unknown |
| Juniper Capital Group, LLC CRD: 122952 | - | 1 | 0 | B | INACTIVE |
| Juniper Capital Investment Management, L.P. CRD: 312630 | - | 0 | 1 | - | Unknown |
| Juniper Capital Management LLC CRD: 170150 | - | 0 | 2 | - | Unknown |
| Juniper Capital Management, LLC CRD: 289115 | - | 0 | 1 | - | Unknown |
| Juniper GP, LLC CRD: 339533 | - | 0 | 1 | - | Unknown |
| Juniper Hill Capital Management LP CRD: 300769 | - | 0 | 0 | - | Unknown |
| Juniper Investment & Retirement Planning, LLC CRD: 167642 | - | 0 | 0 | - | Unknown |
| Juniper Investment Advisors, LLC CRD: 300788 | - | 0 | 0 | - | Unknown |
| Juniper Investment Company CRD: 170814 | - | 0 | 1 | - | Unknown |
| Juniper Mesa Management CRD: 299611 | - | 0 | 1 | - | Unknown |
| Juniper Peak Capital LLC CRD: 283328 | - | 0 | 0 | - | Unknown |
| Juniper Square Capital CRD: 317612 | - | 0 | 0 | A | INACTIVE |
| Juniper Tree Investments LLC CRD: 174906 | - | 0 | 0 | - | Unknown |
| Juniper VC Management, LLC CRD: 318740 | - | 0 | 1 | - | Unknown |
| Juniper Ventures Management Company, LLC CRD: 332542 | - | 0 | 1 | - | Unknown |
| Juniper Ventures Management, LLC CRD: 338723 | - | 0 | 1 | - | Unknown |
| Junipero Capital Management LLC CRD: 343091 | - | 0 | 1 | - | Unknown |
| Junkin & Associates, Inc. CRD: 14982 | - | 0 | 0 | A | INACTIVE |
| Junkin & Company, Inc. CRD: 168338 | - | 0 | 1 | - | Unknown |
| Juno Capital Management LLC CRD: 283076 | - | 0 | 0 | - | Unknown |
| Juno Capital Strategy, LLC CRD: 310124 | - | 0 | 0 | - | Unknown |
| Juno Financial Group LLC CRD: 336362 | - | 0 | 1 | - | Unknown |
| Juno Investment Partners CRD: 171870 | - | 0 | 0 | - | Unknown |
| Junova Capital Management US LLC CRD: 299364 | - | 0 | 0 | - | Unknown |
| Junto Capital Management LP CRD: 168547 | - | 0 | 1 | - | Unknown |
| Jupiter Asset Management Limited CRD: 306863 | - | 0 | 0 | - | Unknown |
| Jupiter Asset Management US LLC CRD: 310918 | - | 0 | 0 | - | Unknown |
| Jupiter Distribution Partners, Inc. CRD: 130850 | - | 1 | 0 | B | INACTIVE |
| Jupiter Investment Management Limited CRD: 155958 | - | 0 | 0 | - | Unknown |
| Jupiter Research Capital (Asia) Limited CRD: 309449 | - | 0 | 0 | - | Unknown |
| Jupiter Wealth Management, LLC CRD: 299220 | - | 0 | 1 | - | Unknown |
| Jura Investments, LLC CRD: 154614 | - | 0 | 2 | - | Unknown |
| Jurick Financial Services CRD: 324787 | - | 0 | 1 | - | Unknown |
| Jurika, Mills & Keifer, LLC CRD: 126825 | - | 0 | 0 | - | Unknown |
| Juris Investment Advisors, Inc. CRD: 118980 | - | 0 | 0 | - | Unknown |
| Jurkiewicz, Christopher CRD: 126644 | - | 0 | 1 | - | Unknown |
| Jurnex, LLC CRD: 300957 | - | 0 | 0 | - | Unknown |
| Just a Conversation, LLC CRD: 339268 | - | 0 | 1 | - | Unknown |
| Just Advising CRD: 338540 | - | 0 | 1 | - | Unknown |