Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Just Advisors CRD: 148512 | - | 0 | 1 | - | Unknown |
| Just CAP, LLC CRD: 316595 | - | 0 | 1 | - | Unknown |
| Just Capital Advisors CRD: 289450 | - | 0 | 0 | - | Unknown |
| Just Financial Planning, Inc. CRD: 116549 | - | 0 | 0 | - | Unknown |
| Just Futures CRD: 327226 | - | 0 | 4 | - | Unknown |
| Just Options, LLC CRD: 139098 | - | 0 | 0 | A | INACTIVE |
| Just Plans, ETC CRD: 110288 | - | 0 | 0 | - | Unknown |
| Just Wealth CRD: 288938 | - | 0 | 0 | - | Unknown |
| Just Wealth LLC CRD: 285699 | - | 0 | 0 | - | Unknown |
| Just Wealth LLC CRD: 324593 | - | 0 | 1 | - | Unknown |
| Just Wealth Management, LLC CRD: 333447 | - | 0 | 0 | - | Unknown |
| Justholl & Co. CRD: 7367 | - | 1 | 0 | B | INACTIVE |
| Justice Financial Advising, Inc. CRD: 143485 | - | 0 | 0 | - | Unknown |
| Justice Securities, Inc. CRD: 10907 | - | 0 | 0 | A | INACTIVE |
| Justice Settlement Consulting Inc. CRD: 340024 | - | 0 | 1 | - | Unknown |
| Justin Boucher Advisory Services LLC CRD: 288458 | - | 0 | 0 | - | Unknown |
| Justin C. Tolton CRD: 120120 | - | 0 | 0 | - | Unknown |
| Justly Markets LLC CRD: 159572 | - | 1 | 0 | B | INACTIVE |
| Juth Investment Advisory CRD: 337572 | - | 0 | 1 | - | Unknown |
| Jutland Capital Management Ltd CRD: 174567 | - | 0 | 0 | - | Unknown |
| Juvo Ventures, LLC CRD: 331443 | - | 0 | 1 | - | Unknown |
| Juxta Capital Management LLC CRD: 335475 | - | 0 | 1 | - | Unknown |
| Juxtapose CRD: 322239 | - | 0 | 1 | - | Unknown |
| JV Global Capital, Inc. CRD: 316742 | - | 0 | 1 | - | Unknown |
| JVB Financial Group, LLC CRD: 104412 | - | 1 | 0 | B | INACTIVE |
| Jvif, LLC CRD: 291067 | - | 0 | 0 | - | Unknown |
| Jvinvest, LLC CRD: 293232 | - | 0 | 0 | - | Unknown |
| JVL Advisors, L.L.C. CRD: 125118 | - | 0 | 0 | - | Unknown |
| JVL Wealth Strategies CRD: 124018 | - | 0 | 1 | - | Unknown |
| JVM Capital L.L.C. CRD: 170207 | - | 0 | 0 | - | Unknown |
| JVM Securities, LLC CRD: 290327 | IL | 1 | 2 | B | Active |
| JVP CRD: 162835 | - | 0 | 0 | - | Unknown |
| JVP Management CRD: 313398 | - | 0 | 1 | - | Unknown |
| JW & Co. CRD: 326627 | CO | 0 | 2 | A | Active |
| JW Asset Management, LLC CRD: 160805 | - | 0 | 1 | - | Unknown |
| JW Financial Advisors, LLC CRD: 143275 | - | 0 | 1 | - | Unknown |
| JW Financial Guidance CRD: 336550 | - | 0 | 0 | - | Unknown |
| JW Genesis Clearing Corp. CRD: 6631 | - | 11 | 0 | D | INACTIVE |
| JW Golden Gate Investment, LLC CRD: 307330 | - | 0 | 1 | - | Unknown |
| JW Hall Financial LLC CRD: 337745 | - | 0 | 1 | - | Unknown |
| JW Harrison Financial, Inc. CRD: 156845 | - | 0 | 0 | - | Unknown |
| JW Hecht Wealth Management LLC CRD: 173915 | - | 0 | 2 | - | Unknown |
| JW Levin Management Partners LLC CRD: 284798 | - | 0 | 0 | - | Unknown |
| JW Richards, Inc CRD: 42763 | - | 0 | 0 | A | INACTIVE |
| JW Thompson Investments LLC CRD: 129281 | - | 0 | 4 | - | Unknown |
| Jwass Investors CRD: 311397 | - | 0 | 1 | - | Unknown |
| JWBC Management, LLC CRD: 290574 | - | 0 | 1 | - | Unknown |
| JWC Advisors CRD: 306824 | - | 0 | 1 | - | Unknown |
| JWC Capital Management, LLC CRD: 311713 | - | 0 | 1 | - | Unknown |
| JWD Financial, Inc. CRD: 8290 | - | 0 | 0 | A | INACTIVE |