Branch offices
5 offices
FINRA: Small firm
CRD #146776 · FINRA BrokerCheck + SEC IAPD
JCC Capital Markets, LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, JCC Capital Markets, LLC ranks #12,390 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #187 of 279 on the same disclosure sort used on the state browse page. JCC Capital Markets, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 5
- branch offices
- 0
- disclosures
- #12,390 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 146776 JCC Capital Markets, LLC
JCC Capital Markets, LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 146776
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 5
- PER-OFF 0.00
- RANK #12,390 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
JCC Capital Markets, LLC ranks #12,390 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 5 offices
Clean disclosure surface
JCC Capital Markets, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Laguna Niguel, CA
- CRD Number
- 146776
Clean BrokerCheck surface
JCC Capital Markets, LLC's clean BrokerCheck surface
JCC Capital Markets, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).
JCC Capital Markets, LLC shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of JCC Capital Markets, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
California cohort · 0.00× state average
JCC Capital Markets, LLC sits below the California disclosure average
JCC Capital Markets, LLC reports 0 BrokerCheck disclosures, 0.00× the California average of 2.1, lighter than most of the 279 graded firms filed there.
In California, 189 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the California state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does JCC Capital Markets, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, JCC Capital Markets, LLC ranks #12,390 of 20,055 by disclosure count (most disclosures first). Among firms registered in CA, it ranks #187 of 279 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for JCC Capital Markets, LLC?
A grade of A means JCC Capital Markets, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does JCC Capital Markets, LLC have?
JCC Capital Markets, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is JCC Capital Markets, LLC?
JCC Capital Markets, LLC operates 5 branch offices and is classified by FINRA as a small firm, registered in CA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify JCC Capital Markets, LLC's disciplinary record?
You can verify JCC Capital Markets, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 146776. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. JCC Capital Markets, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for JCC Capital Markets, LLC, both outside CA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (5 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to JCC Capital Markets, LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to JCC Capital Markets, LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to JCC Capital Markets, LLC's 0.00
- Firms in CA - state roster that includes JCC Capital Markets, LLC's registration home.
- How to Vet a Financial Advisor - Use JCC Capital Markets, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like JCC Capital Markets, LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside JCC Capital Markets, LLC.
- Compare firms - put JCC Capital Markets, LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.