Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kaliber Capital Management, LLC CRD: 290711 | - | 0 | 0 | - | Unknown |
| Kalin Associates, Inc. CRD: 16941 | - | 1 | 0 | B | INACTIVE |
| Kalinowsky Asset Management CRD: 137393 | - | 0 | 1 | - | Unknown |
| Kalisz, John Michael CRD: 34072 | - | 0 | 0 | A | INACTIVE |
| Kalka Investment Management, LLC CRD: 175274 | - | 0 | 1 | - | Unknown |
| Kalkriese Capital Management, LLC CRD: 292907 | - | 0 | 0 | - | Unknown |
| Kallop Securities Incorporated CRD: 13496 | - | 0 | 0 | A | INACTIVE |
| Kalman Kushnir Capital Inc. CRD: 123667 | - | 0 | 0 | - | Unknown |
| Kalmar Investment Advisers CRD: 106282 | - | 0 | 0 | - | Unknown |
| Kalmar Investments Inc CRD: 105311 | - | 0 | 0 | - | Unknown |
| Kalmia Advisors Inc. CRD: 311763 | - | 0 | 1 | - | Unknown |
| Kalnin Ventures CRD: 215514 | - | 0 | 0 | - | Unknown |
| Kalo Capital Management, LLC CRD: 157232 | - | 0 | 2 | - | Unknown |
| Kalorama Capital, LLC CRD: 104155 | DC | 0 | 2 | A | Active |
| Kalorama Wealth Strategies, LLC CRD: 152375 | - | 0 | 1 | - | Unknown |
| Kalos Capital, Inc. CRD: 44337 | - | 3 | 0 | C | INACTIVE |
| Kalos Management CRD: 133025 | - | 0 | 0 | - | Unknown |
| Kalos Ventures Management LLC CRD: 333784 | - | 0 | 1 | - | Unknown |
| Kalra Financial Services, LLC CRD: 164881 | - | 0 | 0 | - | Unknown |
| Kaltbaum Capital Management CRD: 123991 | - | 0 | 2 | - | Unknown |
| Kalysta Capital Private Ltd Mauritius CRD: 175454 | - | 0 | 0 | - | Unknown |
| KAM Awrabi Capital Investment Company CRD: 165426 | - | 0 | 1 | - | Unknown |
| KAM-South, LLC CRD: 158174 | - | 0 | 1 | - | Unknown |
| Kamada Investment Management CRD: 158620 | - | 0 | 1 | - | Unknown |
| Kamadhenu Capital CRD: 168529 | - | 0 | 0 | - | Unknown |
| Kamani Tree Capital Partners LP CRD: 310953 | - | 0 | 0 | - | Unknown |
| Kamco Securities, Inc. CRD: 22410 | - | 2 | 0 | B | INACTIVE |
| Kamens and Hirschberg LLC CRD: 284539 | - | 0 | 0 | - | Unknown |
| Kamerik Capital CRD: 323966 | - | 0 | 0 | - | Unknown |
| Kamerra Holdings, LLC CRD: 334548 | - | 0 | 1 | - | Unknown |
| Kamichu Wealth Management LLC CRD: 295412 | - | 0 | 1 | - | Unknown |
| Kamin Capital, LLC CRD: 153969 | - | 0 | 0 | - | Unknown |
| Kamino Management, LLC CRD: 317540 | - | 0 | 1 | - | Unknown |
| Kaminski & Company, Inc. CRD: 16833 | - | 0 | 0 | A | INACTIVE |
| Kaminsky and Associates, Inc. CRD: 125191 | - | 0 | 0 | - | Unknown |
| Kamke Investment Strategies Inc. CRD: 121713 | - | 0 | 3 | - | Unknown |
| Kamko Financial CRD: 334470 | - | 0 | 1 | - | Unknown |
| Kamlot Investments, LLC CRD: 136366 | - | 0 | 0 | - | Unknown |
| Kammer, Stuartt Reed CRD: 119022 | - | 0 | 0 | A | INACTIVE |
| Kamp Consulting Solutions, LLC CRD: 168028 | - | 0 | 0 | - | Unknown |
| Kamrock Financial LLC CRD: 325103 | - | 0 | 1 | - | Unknown |
| Kamsky Securities, LLC CRD: 143106 | - | 1 | 0 | B | INACTIVE |
| Kamson Financial CRD: 150158 | - | 0 | 1 | - | Unknown |
| Kamunting Street Capital Management, L.P. CRD: 158880 | - | 0 | 0 | - | Unknown |
| Kamylon Capital LLC CRD: 163459 | - | 0 | 0 | - | Unknown |
| KAN Wealth Management, LLC CRD: 305885 | - | 0 | 0 | - | Unknown |
| Kanaka Strategies CRD: 148800 | - | 0 | 1 | - | Unknown |
| Kanakadhara Financial Enterprise CRD: 158491 | - | 0 | 2 | - | Unknown |
| Kanakaris and Associates CRD: 285233 | - | 0 | 1 | - | Unknown |
| Kanaly Energy GP, LLC CRD: 169782 | - | 0 | 0 | - | Unknown |