According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Kalorama Capital, LLC ranks #12,720 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #14 of 17 on the same disclosure sort used on the state browse page. Kalorama Capital, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
Disclosures per office among small firm peers (lower is cleaner)
Kalorama Capital, LLC ranks #12,720 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office.Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Branch offices
2offices
FINRA: Small firm
Total disclosures
0events
On FINRA BrokerCheck
Regulatory events
0actions
On FINRA BrokerCheck
Disclosures per office
0.00per office
0 ÷ 2 offices
Clean disclosure surface
Kalorama Capital, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A).
Verify on FINRA BrokerCheck ↗
Firm Details
Firm Size
Small
Scope
ACTIVE
Location
Washington, DC, 20008
Formed
07/07/2000
State of Formation
District of Columbia
CRD Number
104155
SEC Number
52617
Clean BrokerCheck surface
Kalorama Capital, LLC's clean BrokerCheck surface
Kalorama Capital, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Educational summary of Kalorama Capital, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
District of Columbia cohort · 0.00× state average
Kalorama Capital, LLC sits below the District of Columbia disclosure average
Kalorama Capital, LLC reports 0 BrokerCheck disclosures, 0.00× the District of Columbia average of 0.6, lighter than most of the 17 graded firms filed there.
In District of Columbia, 12 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Kalorama Capital, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Kalorama Capital, LLC ranks #12,720 of 20,055 by disclosure count (most disclosures first). Among firms registered in DC, it ranks #14 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Kalorama Capital, LLC?
A grade of A means Kalorama Capital, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Kalorama Capital, LLC have?
Kalorama Capital, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Kalorama Capital, LLC?
Kalorama Capital, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in DC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Kalorama Capital, LLC's disciplinary record?
You can verify Kalorama Capital, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104155. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Kalorama Capital, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
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16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Kalorama Capital, LLC's 0.00
1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Kalorama Capital, LLC's 0.00
Firms in DC - state roster that includes Kalorama Capital, LLC's registration home.
How to Vet a Financial Advisor - Use Kalorama Capital, LLC's clean BrokerCheck surface as the baseline when you compare other firms.