Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| KB Financial Partners, LLC CRD: 119166 | - | 0 | 0 | - | Unknown |
| KB Private Wealth Management Group CRD: 309208 | - | 0 | 1 | - | Unknown |
| KB Wealth Management, LLC CRD: 304447 | - | 0 | 1 | - | Unknown |
| KBC Peel Hunt Incorporated CRD: 42849 | - | 0 | 0 | A | INACTIVE |
| KBC Securities Inc. CRD: 47900 | - | 0 | 0 | A | INACTIVE |
| KBC Securities USA LLC CRD: 46709 | - | 7 | 0 | D | INACTIVE |
| KBC Securities, Inc. CRD: 39873 | - | 0 | 0 | A | INACTIVE |
| KBD Asset Management LLC CRD: 170146 | - | 0 | 0 | - | Unknown |
| KBD Securities, LLC CRD: 104110 | NY | 0 | 2 | A | Active |
| KBFG Securities America Inc. CRD: 39356 | NY | 0 | 2 | A | Active |
| KBI Global Investors (North America) Ltd CRD: 113606 | - | 0 | 0 | - | Unknown |
| Kbis Capital CRD: 313419 | - | 0 | 1 | - | Unknown |
| Kbit Management Ltd. CRD: 317853 | - | 0 | 0 | - | Unknown |
| KBK Capital Management, LLC CRD: 288662 | - | 0 | 0 | - | Unknown |
| KBL Healthcare Inc CRD: 29265 | - | 0 | 0 | A | INACTIVE |
| KBL Investment Management CRD: 123007 | - | 0 | 2 | - | Unknown |
| KBR Capital Markets, LLC CRD: 128800 | - | 8 | 0 | D | INACTIVE |
| KBR Retirement & Investment Solutions CRD: 126079 | - | 0 | 1 | - | Unknown |
| KBS Capital Advisors, LLC CRD: 166213 | - | 0 | 1 | - | Unknown |
| KBS Capital Markets Group LLC CRD: 132299 | CA | 0 | 2 | A | Active |
| KBS Management LLC CRD: 140135 | - | 0 | 0 | - | Unknown |
| KBS Realty Advisors, LLC CRD: 119662 | - | 0 | 1 | - | Unknown |
| KBSTM Partners, LLC CRD: 155433 | - | 0 | 1 | - | Unknown |
| KBW Asset Management, Inc. CRD: 111184 | - | 0 | 0 | - | Unknown |
| KC MAY Securities Corp. CRD: 17833 | - | 5 | 0 | C | INACTIVE |
| KC Morgan Taylor CRD: 317141 | - | 0 | 0 | - | Unknown |
| KC Securities Corp. CRD: 10227 | - | 0 | 0 | A | INACTIVE |
| KC-Co Equity Trading, L.L.C. CRD: 43513 | - | 0 | 0 | A | INACTIVE |
| KC-Co II L.L.C. CRD: 38705 | - | 0 | 0 | A | INACTIVE |
| KCB Gamma GP LLC CRD: 309089 | - | 0 | 1 | - | Unknown |
| KCB Management LLC CRD: 168863 | - | 0 | 1 | - | Unknown |
| Kcci, Ltd. CRD: 34528 | - | 2 | 0 | B | INACTIVE |
| KCCS Management Inc. CRD: 284944 | - | 0 | 1 | - | Unknown |
| KCD Advisors, LLC CRD: 171198 | - | 0 | 0 | - | Unknown |
| KCD Financial, Inc. CRD: 127473 | WI | 4 | 59 | B | Active |
| KCG Investment Advisory Services LLC CRD: 150083 | - | 0 | 0 | - | Unknown |
| KCG Investment Advisory Services LLC CRD: 328814 | - | 0 | 2 | - | Unknown |
| KCG LLC CRD: 159406 | - | 0 | 0 | - | Unknown |
| KCG Securities, LLC CRD: 151300 | - | 0 | 0 | A | INACTIVE |
| KCL Capital, L.P. CRD: 290055 | - | 0 | 0 | - | Unknown |
| KCL Service Company CRD: 6598 | - | 0 | 0 | A | INACTIVE |
| KCLLC CRD: 291522 | - | 0 | 1 | - | Unknown |
| KCM CRD: 334409 | - | 0 | 1 | - | Unknown |
| KCM Investment Advisors CRD: 109629 | - | 0 | 1 | - | Unknown |
| KCM Managed Investment Strategies CRD: 147906 | - | 0 | 0 | - | Unknown |
| KCN Management, LP CRD: 332613 | - | 0 | 1 | - | Unknown |
| Kcoe Capital LLC CRD: 104609 | WA | 0 | 4 | A | Active |
| Kconnally Strategies, LLC CRD: 335766 | - | 0 | 3 | - | Unknown |
| Kcpag Brokerage LLC CRD: 107187 | - | 0 | 0 | A | INACTIVE |
| Kcpag Financial Advisors LLC CRD: 117491 | - | 0 | 13 | - | Unknown |