Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kemper Sales Company CRD: 14761 | - | 0 | 0 | A | INACTIVE |
| Kemper Securities Group, Inc. CRD: 26062 | - | 0 | 0 | A | INACTIVE |
| Kempner Capital Management, Inc. CRD: 104784 | - | 0 | 0 | - | Unknown |
| Kempthorne Analytics, Inc CRD: 142754 | - | 0 | 2 | - | Unknown |
| KEN Edelman CRD: 114362 | - | 0 | 0 | - | Unknown |
| KEN Roman, Inc. CRD: 166525 | - | 0 | 0 | - | Unknown |
| KEN S Greenly PLLC CRD: 117457 | - | 0 | 0 | - | Unknown |
| KEN Stern & Associates Inc CRD: 110092 | - | 0 | 0 | - | Unknown |
| KEN Walbridge Financial Planning, LLC CRD: 284320 | - | 0 | 0 | - | Unknown |
| Kenai Investments, Inc. CRD: 125974 | - | 0 | 3 | A | INACTIVE |
| Kenard Securities, Inc. CRD: 14327 | - | 0 | 0 | A | INACTIVE |
| Kenbee Securities, Inc. CRD: 13006 | - | 0 | 0 | A | INACTIVE |
| Kendale Corporation CRD: 10351 | - | 0 | 0 | A | INACTIVE |
| Kendall & Company, Inc. CRD: 14365 | - | 0 | 0 | A | INACTIVE |
| Kendall Capital Management CRD: 134740 | - | 0 | 1 | - | Unknown |
| Kendall Investments, LLC CRD: 291345 | - | 0 | 1 | - | Unknown |
| Kendall James Advisors CRD: 283460 | - | 0 | 2 | - | Unknown |
| Kendall Partners Securities, Inc. CRD: 27872 | - | 0 | 0 | A | INACTIVE |
| Kendall Sustainable Infrastructure, LLC CRD: 291864 | - | 0 | 0 | - | Unknown |
| Kendall Wealth LLC CRD: 113901 | - | 0 | 2 | - | Unknown |
| Kende Investments LLC CRD: 144663 | - | 0 | 0 | - | Unknown |
| Kendrick Group, Inc. CRD: 114602 | - | 0 | 0 | - | Unknown |
| Kendrick Pierce & Co CRD: 40301 | - | 1 | 0 | B | INACTIVE |
| Kendzierski Associates LLC CRD: 111560 | - | 0 | 0 | - | Unknown |
| Kenerson Financial Advisors, LLC CRD: 41358 | - | 0 | 0 | A | INACTIVE |
| Kenisa Securities, Incorporated CRD: 10927 | - | 0 | 0 | A | INACTIVE |
| Kenman Securities Corporation CRD: 10490 | - | 0 | 0 | A | INACTIVE |
| Kenmar Preferred Investments, LLC CRD: 226658 | - | 0 | 1 | - | Unknown |
| Kenmar Securities, L.P. CRD: 29375 | - | 0 | 0 | A | INACTIVE |
| Kenmar Securities, LLC CRD: 171793 | NY | 0 | 2 | A | Active |
| Kenmare Management, L.P. CRD: 161280 | - | 0 | 0 | - | Unknown |
| Kennebec Global LLC CRD: 174213 | - | 0 | 0 | - | Unknown |
| Kennedy Capital Management CRD: 105834 | - | 0 | 10 | - | Unknown |
| Kennedy Financial Advisors CRD: 116885 | - | 0 | 1 | - | Unknown |
| Kennedy Financial Planning CRD: 169373 | - | 0 | 0 | - | Unknown |
| Kennedy Investment Counsel LLC CRD: 300459 | - | 0 | 1 | - | Unknown |
| Kennedy Investment Group CRD: 322605 | - | 0 | 2 | - | Unknown |
| Kennedy Lewis Capital Holdings LLC CRD: 324025 | - | 0 | 1 | - | Unknown |
| Kennedy Lewis Capital Markets LLC CRD: 324209 | NY | 0 | 2 | A | Active |
| Kennedy Lewis Loan Management LLC CRD: 316091 | - | 0 | 1 | - | Unknown |
| Kennedy Lewis Management LP CRD: 290399 | - | 0 | 1 | - | Unknown |
| Kennedy Wealth & TAX Management, LLC CRD: 172394 | - | 0 | 1 | - | Unknown |
| Kennedy Wealth Management CRD: 117558 | - | 0 | 2 | - | Unknown |
| Kennedy Wealth Management, LLC CRD: 147573 | - | 0 | 1 | - | Unknown |
| Kennedy, Cabot & Co. CRD: 2417 | - | 0 | 0 | A | INACTIVE |
| Kennedy, John B. CRD: 120994 | - | 0 | 0 | - | Unknown |
| Kennedy, Mathews, Landis, Healy & Pecora, Incorpor… CRD: 27181 | - | 0 | 0 | A | INACTIVE |
| Kennedy, William Michael CRD: 34082 | - | 0 | 0 | A | INACTIVE |
| Kenner & Company, Inc. CRD: 283005 | - | 0 | 0 | - | Unknown |
| Kennet Capital Management (Jersey) Ltd CRD: 158261 | - | 0 | 0 | - | Unknown |