Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kennet Partners Limited CRD: 158177 | - | 0 | 0 | - | Unknown |
| Kennet Partners LLC CRD: 158178 | - | 0 | 0 | - | Unknown |
| Kenneth a. Dery & Associates CRD: 120184 | - | 0 | 3 | - | Unknown |
| Kenneth Dean & Co Financial Advisory Services CRD: 310318 | - | 0 | 1 | - | Unknown |
| Kenneth Dean Bennett CRD: 172410 | - | 0 | 2 | - | Unknown |
| Kenneth E Charlton CRD: 133080 | - | 0 | 0 | - | Unknown |
| Kenneth E. Boone Wealth Management, LLC CRD: 111971 | - | 0 | 1 | - | Unknown |
| Kenneth Frenke & Co CRD: 109352 | - | 0 | 3 | - | Unknown |
| Kenneth Jarvis PLLC CRD: 120834 | - | 0 | 0 | - | Unknown |
| Kenneth Jospeh Gerbino & Company CRD: 112979 | - | 0 | 0 | - | Unknown |
| Kenneth Mitchell Investment Securities, Inc. CRD: 8498 | - | 0 | 0 | A | INACTIVE |
| Kenneth P. Alevras, CPA.INC. CRD: 128982 | - | 0 | 1 | - | Unknown |
| Kenneth, Jerome & Co.,Inc. CRD: 15541 | - | 2 | 0 | B | INACTIVE |
| Kenney & Branisel Municipals, Inc. CRD: 11112 | - | 0 | 0 | A | INACTIVE |
| Kenney Investments Inc CRD: 105665 | - | 0 | 1 | - | Unknown |
| Kenney Wealth Planning & Management CRD: 326449 | - | 0 | 1 | - | Unknown |
| Kennicott Capital Management LLC CRD: 128947 | - | 0 | 2 | - | Unknown |
| Kennon Financial CRD: 301130 | - | 0 | 1 | - | Unknown |
| Kennon Wealth Management, LLC CRD: 159658 | - | 0 | 1 | - | Unknown |
| Kennon-Green & Co. CRD: 284713 | - | 0 | 1 | - | Unknown |
| Kennondale Capital Management CRD: 299863 | - | 0 | 3 | - | Unknown |
| Kennsei Trading, Inc. CRD: 170291 | - | 0 | 0 | - | Unknown |
| Kenny & Co., LLC CRD: 113413 | - | 0 | 0 | A | INACTIVE |
| Kenny Capital Management, LLC CRD: 149668 | - | 0 | 0 | - | Unknown |
| Kenny Securities Corp. CRD: 37552 | - | 3 | 0 | C | INACTIVE |
| Kenny to Investment LLC CRD: 319717 | - | 0 | 0 | - | Unknown |
| Kenobi Wealth CRD: 335087 | - | 0 | 1 | - | Unknown |
| Kenora Financial, LLC CRD: 123524 | - | 0 | 3 | - | Unknown |
| Kenosis Financial Planning, LLC CRD: 331454 | - | 0 | 0 | - | Unknown |
| Kenotic Capital CRD: 337601 | - | 0 | 0 | - | Unknown |
| Kenrich Partners PTE Ltd CRD: 163378 | - | 0 | 0 | - | Unknown |
| Kensho Capital LLC CRD: 226651 | - | 0 | 0 | - | Unknown |
| Kensico Capital Management Corp. CRD: 157934 | - | 0 | 1 | - | Unknown |
| Kensington AMI, LLC CRD: 145898 | - | 0 | 1 | - | Unknown |
| Kensington Asset Management, LLC CRD: 309780 | - | 0 | 1 | - | Unknown |
| Kensington Capital Corp. CRD: 1742 | NY | 10 | 2 | C | Active |
| Kensington Capital Management,Ltd. CRD: 14389 | - | 0 | 0 | A | INACTIVE |
| Kensington Financial CRD: 105948 | - | 0 | 0 | - | Unknown |
| Kensington Financial Advisors LLC CRD: 136346 | - | 0 | 1 | - | Unknown |
| Kensington Financial Group, Inc. CRD: 127658 | - | 0 | 1 | - | Unknown |
| Kensington Financial Services, L.L.C. CRD: 43574 | - | 0 | 0 | A | INACTIVE |
| Kensington Growth Partners, LLC CRD: 169686 | - | 0 | 0 | - | Unknown |
| Kensington Investment Counsel CRD: 108012 | - | 0 | 3 | - | Unknown |
| Kensington Realty Advisors Inc CRD: 107226 | - | 0 | 0 | - | Unknown |
| Kensington Securities, Inc. CRD: 17838 | - | 0 | 0 | A | INACTIVE |
| Kensington Securities, LLC CRD: 145453 | - | 0 | 1 | - | Unknown |
| Kensington Wealth Management, LLC CRD: 334191 | - | 0 | 2 | - | Unknown |
| Kensington Wells Incorporated CRD: 30570 | - | 0 | 0 | A | INACTIVE |
| Kensington, Bentley & Barnes, Inc. CRD: 46607 | - | 0 | 0 | A | INACTIVE |
| Kenston Capital Partners LLC CRD: 327621 | - | 0 | 1 | - | Unknown |