Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kerrisdale Capital Management, LLC CRD: 160804 | - | 0 | 1 | - | Unknown |
| Kerry Securities (America), Inc. CRD: 38618 | - | 0 | 0 | A | INACTIVE |
| Kersey, Scillia, Forster and Brooks, Inc. CRD: 41837 | - | 3 | 0 | C | INACTIVE |
| Kershner Securities, LLC CRD: 147653 | TX | 5 | 2 | C | Active |
| Kershner Strategic Opportunity Advisors, LLC CRD: 309646 | - | 0 | 0 | - | Unknown |
| Kershner Trading Group, LLC CRD: 16908 | - | 4 | 0 | C | INACTIVE |
| Kershner, Grosso & Co. CRD: 105696 | - | 0 | 1 | - | Unknown |
| Kerusso Capital Management, LLC CRD: 316352 | - | 0 | 2 | - | Unknown |
| Kerve Capital IM LP CRD: 314814 | - | 0 | 0 | - | Unknown |
| Kerwin Asset Management, LLC CRD: 145906 | - | 0 | 2 | - | Unknown |
| Kerwin Capital LLC CRD: 341802 | - | 0 | 1 | - | Unknown |
| Kerwin-Beley & Associates, Inc. CRD: 29351 | - | 0 | 0 | A | INACTIVE |
| Kerwin-Beley & Associates, Inc. CRD: 110492 | - | 0 | 0 | - | Unknown |
| Kesco Securities Corp. CRD: 104243 | - | 1 | 0 | B | INACTIVE |
| Kessef Capital Management, LLC CRD: 127489 | - | 0 | 0 | - | Unknown |
| Kesselman & Company Incorporated CRD: 16747 | - | 0 | 0 | A | INACTIVE |
| Kessler & Company Investments, Inc. CRD: 18749 | - | 4 | 0 | C | INACTIVE |
| Kessler Asher Clearing L.P. CRD: 19493 | - | 0 | 0 | A | INACTIVE |
| Kessler Energy, LLC CRD: 286106 | - | 0 | 1 | - | Unknown |
| Kessler Financial Services CRD: 135967 | - | 0 | 2 | - | Unknown |
| Kessler Investment Advisors Inc CRD: 106393 | - | 0 | 0 | - | Unknown |
| Kessler Investment Group, LLC CRD: 153696 | - | 0 | 2 | - | Unknown |
| Kessler Planning Group CRD: 327913 | - | 0 | 1 | - | Unknown |
| Kestenbaum Capital, LLC CRD: 323268 | - | 0 | 1 | - | Unknown |
| Kester Capital LLP CRD: 174588 | - | 0 | 0 | - | Unknown |
| Kestra Advisory Services, LLC CRD: 283330 | - | 0 | 2,018 | - | Unknown |
| Kestra Institutional Services, LLC CRD: 151790 | - | 0 | 1 | - | Unknown |
| Kestra Investment Management, LLC. CRD: 317711 | - | 0 | 7 | - | Unknown |
| Kestra Investment Services, LLC CRD: 42046 | TX | 16 | 713 | B | Active |
| Kestra Private Wealth Services, LLC CRD: 155193 | - | 0 | 266 | - | Unknown |
| Kestrel Investment Management Corp CRD: 106789 | - | 0 | 2 | - | Unknown |
| Kestrel Merchant Adviser LLC CRD: 314609 | - | 0 | 1 | - | Unknown |
| Kestrel Merchant Partners LLC CRD: 305356 | - | 0 | 0 | - | Unknown |
| Kestrel Partners LLP CRD: 226573 | - | 0 | 0 | - | Unknown |
| Kestrel Wealth Management, LLC CRD: 153503 | - | 0 | 2 | - | Unknown |
| Kestrel0X1 CRD: 329704 | - | 0 | 1 | - | Unknown |
| Ketron Financial LLC CRD: 330807 | - | 0 | 1 | - | Unknown |
| Ketter Private Wealth, LLC. CRD: 168832 | - | 0 | 0 | - | Unknown |
| Kettering Financial Advisory Group, Ltd CRD: 118186 | - | 0 | 0 | - | Unknown |
| Kettle Hill Capital Management, LLC CRD: 163722 | - | 0 | 1 | - | Unknown |
| Kettler & Company CRD: 10530 | - | 0 | 0 | A | INACTIVE |
| Keturi Investment Management, LLC CRD: 315951 | - | 0 | 2 | - | Unknown |
| Ketwich Capital LLC CRD: 288832 | - | 0 | 1 | - | Unknown |
| Keudell Morrison Wealth Management, LLC CRD: 292600 | - | 0 | 1 | - | Unknown |
| Kevin BAY Investments, LLC CRD: 144987 | - | 0 | 0 | - | Unknown |
| Kevin Clariday Investment Advisor CRD: 139722 | - | 0 | 1 | - | Unknown |
| Kevin Connors & Co., L.P. CRD: 21764 | - | 0 | 0 | A | INACTIVE |
| Kevin Dann & Partners, LLC CRD: 113591 | - | 1 | 0 | B | INACTIVE |
| Kevin Davenport CRD: 175007 | - | 0 | 0 | - | Unknown |
| Kevin G. Boyle Securities, Inc. CRD: 40190 | - | 0 | 0 | A | INACTIVE |