Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kevin G. Conlon, CPA, PC CRD: 118099 | - | 0 | 2 | - | Unknown |
| Kevin Galassini Limited Partnership CRD: 38239 | - | 0 | 0 | A | INACTIVE |
| Kevin Hart Kornfield & Company, Inc. CRD: 20787 | - | 0 | 0 | A | INACTIVE |
| Kevin Hebson & Company CRD: 284899 | - | 0 | 1 | - | Unknown |
| Kevin Investments CRD: 330513 | - | 0 | 1 | - | Unknown |
| Kevin James Tostado Advisory Services CRD: 318130 | - | 0 | 0 | - | Unknown |
| Kevin Kennedy, LLC CRD: 133193 | - | 0 | 5 | - | Unknown |
| Kevin M. Gibney and Company, LLC CRD: 151879 | - | 0 | 1 | - | Unknown |
| Kevin M. Slack Financial LLC CRD: 285922 | - | 0 | 0 | - | Unknown |
| Kevin P. Mcguan, LLC CRD: 291342 | - | 0 | 1 | - | Unknown |
| Kevin V. Lagorio CRD: 137472 | - | 0 | 0 | - | Unknown |
| Kevin W. Truex & Associates CRD: 127853 | - | 0 | 0 | - | Unknown |
| Kevin, Richard J CRD: 35897 | - | 0 | 0 | A | INACTIVE |
| KEY 1 Capital Management Ltd CRD: 331433 | - | 0 | 0 | - | Unknown |
| KEY Asset Advisors CRD: 146603 | - | 0 | 0 | - | Unknown |
| KEY Biscayne Securities, Inc. CRD: 16057 | - | 0 | 0 | A | INACTIVE |
| KEY Bridge Capital Advisors, LLC CRD: 182511 | - | 0 | 1 | - | Unknown |
| KEY Capital Advisors, Inc. CRD: 113541 | - | 0 | 1 | - | Unknown |
| KEY Capital Management, Inc. CRD: 173773 | - | 0 | 1 | - | Unknown |
| KEY Capital Markets, Inc. CRD: 39832 | - | 0 | 0 | A | INACTIVE |
| KEY Clearing Corp. CRD: 37595 | - | 0 | 0 | A | INACTIVE |
| KEY Client Fiduciary Advisors, LLC CRD: 298240 | - | 0 | 5 | - | Unknown |
| KEY Concerns Inc CRD: 124598 | - | 0 | 1 | - | Unknown |
| KEY Financial Advisors LLC CRD: 291129 | - | 0 | 1 | - | Unknown |
| KEY Financial Concepts, Inc. CRD: 125985 | - | 0 | 2 | - | Unknown |
| KEY Financial Group of Jacksonville, Inc. CRD: 142356 | - | 0 | 0 | - | Unknown |
| KEY Financial Planning Services P.L.C. CRD: 123294 | - | 0 | 0 | - | Unknown |
| KEY Financial, Inc. CRD: 116240 | - | 0 | 2 | - | Unknown |
| KEY Focus Wealth LLC CRD: 311827 | - | 0 | 1 | - | Unknown |
| KEY Group Holdings (USA) Inc CRD: 168039 | - | 0 | 0 | - | Unknown |
| KEY Group Management, Inc. CRD: 146054 | - | 0 | 7 | - | Unknown |
| KEY Investment Management, LLC CRD: 342226 | - | 0 | 1 | - | Unknown |
| KEY Investment Partners LLC CRD: 299384 | - | 0 | 0 | - | Unknown |
| KEY Investment Services LLC CRD: 136300 | OH | 4 | 782 | B | Active |
| KEY Investment Team CRD: 120011 | - | 0 | 0 | - | Unknown |
| KEY Investments Inc. CRD: 15873 | - | 0 | 0 | A | INACTIVE |
| KEY Securities Inc CRD: 11547 | - | 0 | 0 | A | INACTIVE |
| KEY Securities Incorporated CRD: 7625 | - | 0 | 0 | A | INACTIVE |
| KEY Square Group LP CRD: 281932 | - | 0 | 0 | - | Unknown |
| KEY Star Securities, Incorporated CRD: 40896 | - | 2 | 0 | B | INACTIVE |
| KEY Wealth Advisors LLC CRD: 317106 | - | 0 | 0 | - | Unknown |
| KEY Wealth Management, Inc. CRD: 313173 | - | 0 | 1 | - | Unknown |
| KEY Wealth Partners, LLC CRD: 153231 | - | 0 | 2 | - | Unknown |
| KEY West Investments, LLC CRD: 149418 | - | 2 | 0 | B | INACTIVE |
| KEY West Securities, Inc. CRD: 38305 | - | 0 | 0 | A | INACTIVE |
| Keybanc Capital Markets Inc. CRD: 566 | OH | 55 | 43 | D | Active |
| Keybanc Capital Markets Research, LLC CRD: 326557 | - | 0 | 1 | - | Unknown |
| Keybridge Capital CRD: 288643 | - | 0 | 1 | - | Unknown |
| Keychain Asset Management CRD: 337629 | - | 0 | 2 | - | Unknown |
| Keyes, Stange & Wooten Wealth Management, LLC CRD: 139806 | - | 0 | 8 | - | Unknown |