Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Keyframe Capital Partners, L.P. CRD: 305812 | - | 0 | 1 | - | Unknown |
| Keyhaven Capital Partners Limited CRD: 146544 | - | 0 | 0 | - | Unknown |
| Keyhouse Analytics Inc. CRD: 292203 | - | 0 | 2 | - | Unknown |
| Keymark Financial CRD: 288302 | - | 0 | 1 | - | Unknown |
| Keynote Asset Management, Inc CRD: 284805 | - | 0 | 0 | - | Unknown |
| Keynote Financial Services, LLC CRD: 130384 | - | 0 | 2 | - | Unknown |
| Keypoint Capital Management, LLC CRD: 147726 | - | 0 | 0 | - | Unknown |
| Keyport Financial Services Corp. CRD: 8127 | - | 0 | 0 | A | INACTIVE |
| Keyquant CRD: 173829 | - | 0 | 0 | - | Unknown |
| Keyridge Asset Management Limited CRD: 175204 | - | 0 | 0 | - | Unknown |
| Keyrock Capital Management Limited CRD: 299521 | - | 0 | 0 | - | Unknown |
| Keystate Advisory, LLC CRD: 156226 | - | 0 | 3 | - | Unknown |
| Keystone Advisory Group CRD: 168574 | - | 0 | 2 | - | Unknown |
| Keystone Advisory Group, Inc. CRD: 291085 | - | 0 | 0 | - | Unknown |
| Keystone Asset Management LLC CRD: 157847 | - | 0 | 1 | - | Unknown |
| Keystone Asset Management, Inc. CRD: 130101 | - | 0 | 1 | - | Unknown |
| Keystone Bitcoin CRD: 338785 | - | 0 | 2 | - | Unknown |
| Keystone Brokerage, LLC CRD: 17445 | - | 0 | 0 | A | INACTIVE |
| Keystone Capital CRD: 314798 | - | 0 | 1 | - | Unknown |
| Keystone Capital Advisors CRD: 150831 | - | 0 | 1 | - | Unknown |
| Keystone Capital Management, Inc. CRD: 104524 | - | 0 | 0 | - | Unknown |
| Keystone Capital Markets CRD: 288767 | CA | 0 | 3 | A | Active |
| Keystone Corporate Services Inc. CRD: 7317 | - | 0 | 0 | A | INACTIVE |
| Keystone Equity Corporation CRD: 13575 | - | 0 | 0 | A | INACTIVE |
| Keystone Exchange, Inc. CRD: 16831 | - | 0 | 0 | A | INACTIVE |
| Keystone Fiduciary Financial Planning and TAX Advi… CRD: 339819 | - | 0 | 1 | - | Unknown |
| Keystone Financial CRD: 336237 | - | 0 | 2 | - | Unknown |
| Keystone Financial Advisory, LLC CRD: 167618 | - | 0 | 1 | - | Unknown |
| Keystone Financial Consultants, Inc. CRD: 126704 | - | 0 | 2 | - | Unknown |
| Keystone Financial Group, Inc. CRD: 129301 | - | 0 | 1 | - | Unknown |
| Keystone Financial Group, LLC CRD: 170201 | - | 0 | 17 | - | Unknown |
| Keystone Financial Planning, Inc CRD: 104640 | - | 0 | 1 | - | Unknown |
| Keystone Financial Resources, LLC CRD: 341495 | - | 0 | 1 | - | Unknown |
| Keystone Financial Services CRD: 310623 | - | 0 | 2 | - | Unknown |
| Keystone Financial Services, LLC CRD: 308397 | - | 0 | 1 | - | Unknown |
| Keystone Global CRD: 159341 | NY | 0 | 2 | A | Active |
| Keystone Global Partners LLC CRD: 153147 | - | 0 | 2 | - | Unknown |
| Keystone Investment Advisors, LLC CRD: 150622 | - | 0 | 1 | - | Unknown |
| Keystone Investment Advisors, LLC. CRD: 108782 | - | 0 | 0 | - | Unknown |
| Keystone Investments, Inc. CRD: 15437 | - | 0 | 0 | A | INACTIVE |
| Keystone Investors PTE. Ltd. CRD: 318768 | - | 0 | 0 | - | Unknown |
| Keystone National Group, LLC CRD: 142885 | - | 0 | 1 | - | Unknown |
| Keystone Planning & TAX Service LLC CRD: 160803 | - | 0 | 0 | - | Unknown |
| Keystone Private Wealth CRD: 301924 | - | 0 | 2 | - | Unknown |
| Keystone Securities CRD: 16252 | - | 0 | 0 | A | INACTIVE |
| Keystone Securities Co. Inc. CRD: 6172 | - | 0 | 0 | A | INACTIVE |
| Keystone Trading Partners CRD: 33100 | PA | 6 | 1 | D | Active |
| Keystone Venture Trust Inc. CRD: 340534 | - | 0 | 1 | - | Unknown |
| Keystone Wealth Advisors CRD: 158234 | - | 0 | 0 | - | Unknown |
| Keystone Wealth Advisors, Inc. CRD: 153154 | - | 0 | 0 | - | Unknown |