Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Keystone Wealth Advisors, Incorporated CRD: 153418 | - | 0 | 2 | - | Unknown |
| Keystone Wealth Advisors, LLC CRD: 317823 | - | 0 | 1 | - | Unknown |
| Keystone Wealth Management CRD: 304133 | - | 0 | 2 | - | Unknown |
| Keystone Wealth Management Services Inc CRD: 262789 | - | 0 | 1 | - | Unknown |
| Keystone Wealth Partners LLC CRD: 171811 | - | 0 | 0 | - | Unknown |
| Keytone Ventures CRD: 163386 | - | 0 | 0 | - | Unknown |
| Keytrends Investments LLC CRD: 322561 | - | 0 | 0 | - | Unknown |
| Keyvantage Wealth Advisors CRD: 331996 | - | 0 | 5 | - | Unknown |
| Keywell Financial Group LLC CRD: 309246 | - | 0 | 1 | - | Unknown |
| Keywise Capital Management (HK) Limited CRD: 160593 | - | 0 | 0 | - | Unknown |
| KFA Private Wealth Group, LLC CRD: 281678 | - | 0 | 3 | - | Unknown |
| KFB Securities, Inc. CRD: 7373 | - | 0 | 0 | A | INACTIVE |
| KFG Wealth Management, LLC CRD: 120741 | - | 0 | 0 | - | Unknown |
| KFG, LLC CRD: 337331 | - | 0 | 8 | - | Unknown |
| KFI Advisors CRD: 313636 | - | 0 | 1 | - | Unknown |
| Kfico, LLC Registered Investment Advisor CRD: 155673 | - | 0 | 1 | - | Unknown |
| KFM Securities, Inc. CRD: 142186 | - | 2 | 0 | B | INACTIVE |
| Kfree Inc CRD: 287517 | - | 0 | 0 | - | Unknown |
| KFS BD, Inc. CRD: 490 | - | 14 | 0 | D | INACTIVE |
| KFT DPM, LLC. CRD: 46029 | - | 0 | 0 | A | INACTIVE |
| KG Advisors II, L.P. CRD: 119595 | - | 0 | 0 | - | Unknown |
| KG Advisors, L.P. CRD: 118271 | - | 0 | 0 | - | Unknown |
| KG Capital Management, LLC CRD: 164500 | - | 0 | 5 | - | Unknown |
| KG Consulting Group, Inc. CRD: 175431 | - | 0 | 1 | - | Unknown |
| KG Funds Management CRD: 163281 | - | 0 | 0 | - | Unknown |
| KG Investment Advisors, Inc. CRD: 117941 | - | 0 | 0 | - | Unknown |
| KG Meyer, PC CRD: 297872 | - | 0 | 1 | - | Unknown |
| KGH Ltd CRD: 161481 | - | 0 | 0 | - | Unknown |
| KGL Financial Advisors, LLC CRD: 297274 | - | 0 | 1 | - | Unknown |
| KGM Securities Corporation CRD: 31820 | - | 0 | 0 | A | INACTIVE |
| KGMS Capital LLC CRD: 285680 | - | 0 | 0 | - | Unknown |
| KGS-Alpha Capital Markets, L.P. CRD: 151705 | - | 3 | 0 | C | INACTIVE |
| KGW Capital Corporation CRD: 35959 | - | 0 | 0 | A | INACTIVE |
| KH2 Capital Management Ltd CRD: 340235 | - | 0 | 0 | - | Unknown |
| Khaleel, Ahmed CRD: 130394 | - | 0 | 0 | A | INACTIVE |
| Khalis Financial Advisors LLC CRD: 323950 | - | 0 | 1 | - | Unknown |
| Khandelwal and Company CRD: 315649 | - | 0 | 0 | - | Unknown |
| Khaner Capital LP CRD: 163013 | - | 0 | 1 | - | Unknown |
| Khaveen Investments CRD: 333688 | - | 0 | 0 | - | Unknown |
| KHC Investments, LLC CRD: 162151 | - | 0 | 0 | - | Unknown |
| Khelp Financial LLC CRD: 316301 | - | 0 | 3 | - | Unknown |
| Khorsand Management CRD: 166502 | - | 0 | 1 | - | Unknown |
| Khosla Ventures, LLC CRD: 162910 | - | 0 | 1 | - | Unknown |
| Khouri, Kenneth Elias CRD: 130703 | - | 0 | 0 | A | INACTIVE |
| KHP Capital LLC CRD: 281169 | - | 0 | 0 | - | Unknown |
| KHP Capital Partners, L.P. CRD: 175049 | - | 0 | 1 | - | Unknown |
| Khrom Capital Management CRD: 170711 | - | 0 | 1 | - | Unknown |
| Khronos LLC CRD: 160167 | - | 0 | 0 | - | Unknown |
| KHW Investment Strategy Advisors CRD: 140858 | - | 0 | 0 | - | Unknown |
| KI Associates, Inc. CRD: 14049 | - | 0 | 0 | A | INACTIVE |