Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kingsbridge Wealth Management, Inc. CRD: 165560 | - | 0 | 4 | - | Unknown |
| Kingsbrook Partners LP CRD: 157383 | - | 0 | 1 | - | Unknown |
| Kingsbury Capital Investment Advisors LLC CRD: 145658 | - | 0 | 6 | - | Unknown |
| Kingsbury Capital, Inc. CRD: 7638 | - | 0 | 0 | A | INACTIVE |
| Kingsbury Financial Management, Inc. CRD: 114492 | - | 0 | 1 | - | Unknown |
| Kingsbury, LLC CRD: 147102 | - | 0 | 0 | A | INACTIVE |
| Kingscote Capital LLC CRD: 173520 | - | 0 | 0 | - | Unknown |
| Kingscrowd Capital, LLC CRD: 322860 | - | 0 | 1 | - | Unknown |
| Kingsford Capital Management, LLC CRD: 161445 | - | 0 | 1 | - | Unknown |
| Kingsgrove Management, LLC CRD: 285918 | - | 0 | 1 | - | Unknown |
| Kingside Partners, LLC CRD: 139930 | - | 2 | 0 | B | INACTIVE |
| Kingsland Growth Advisors CRD: 300206 | - | 0 | 0 | - | Unknown |
| Kingsland Investments CRD: 328855 | - | 0 | 1 | - | Unknown |
| Kingsley Advisors, LLC CRD: 217513 | - | 0 | 1 | - | Unknown |
| Kingsley Financial CRD: 329133 | - | 0 | 1 | - | Unknown |
| Kingsley Perkins and Company, LLC CRD: 117227 | - | 0 | 0 | - | Unknown |
| Kingsley Wealth Partners, Inc. CRD: 338475 | - | 0 | 1 | - | Unknown |
| Kingsley, Boye & Southwood, Inc. CRD: 6572 | - | 0 | 0 | A | INACTIVE |
| Kingsly Capital, LLC CRD: 311796 | - | 0 | 1 | - | Unknown |
| Kingsman Wealth Management Inc. CRD: 319238 | - | 0 | 2 | - | Unknown |
| Kingsmark Private Financial Advisors, LLC CRD: 146655 | - | 0 | 1 | - | Unknown |
| Kingsmore Wealth Management, LLC CRD: 306722 | - | 0 | 1 | - | Unknown |
| Kingsrock Securities LLC CRD: 325143 | NY | 0 | 2 | A | Active |
| Kingston Capital, LLC CRD: 47906 | - | 0 | 0 | A | INACTIVE |
| Kingston Financial Services CRD: 137198 | - | 0 | 1 | - | Unknown |
| Kingston Horizon Advisors LLC CRD: 332998 | - | 0 | 1 | - | Unknown |
| Kingston Resources,Inc. CRD: 23044 | - | 0 | 0 | A | INACTIVE |
| Kingston Securities Corporation CRD: 2446 | - | 3 | 0 | C | INACTIVE |
| Kingstone Capital Partners Texas, LLC CRD: 281593 | - | 0 | 7 | - | Unknown |
| Kingstone Prato, Inc. CRD: 15418 | - | 0 | 0 | A | INACTIVE |
| Kingstone Prato, Inc. CRD: 143264 | - | 0 | 0 | - | Unknown |
| Kingstown Capital CRD: 147740 | - | 0 | 0 | - | Unknown |
| Kingsview Wealth Management, LLC CRD: 148107 | - | 0 | 113 | - | Unknown |
| Kingsway Capital Partners Limited CRD: 291956 | - | 0 | 0 | - | Unknown |
| Kingswell Capital Management, LLC CRD: 169379 | - | 0 | 0 | - | Unknown |
| Kingswood Capital Management, L.P. CRD: 304649 | - | 0 | 1 | - | Unknown |
| Kingswood Capital Partners, LLC CRD: 288898 | CA | 1 | 77 | B | Active |
| Kingswood Investment Group, Inc. CRD: 33560 | - | 0 | 0 | A | INACTIVE |
| Kingswood Wealth Advisors, LLC CRD: 288792 | - | 0 | 117 | - | Unknown |
| Kingwest Advisors Inc. CRD: 132400 | - | 0 | 0 | - | Unknown |
| Kingwood Investment Group CRD: 330330 | - | 0 | 2 | - | Unknown |
| Kinkelaar & Associates CRD: 131439 | - | 0 | 1 | - | Unknown |
| Kinlaw Securities Corporation CRD: 18448 | - | 0 | 0 | A | INACTIVE |
| Kinley Capital Partners CRD: 160232 | - | 0 | 0 | - | Unknown |
| Kinloch Capital, LLC CRD: 300735 | - | 0 | 1 | - | Unknown |
| Kinly Advisors, LLC CRD: 315532 | - | 0 | 0 | - | Unknown |
| Kinnamon & Associates Ltd II CRD: 106701 | - | 0 | 3 | - | Unknown |
| Kinnect Advisor Group, L.L.C. CRD: 327978 | - | 0 | 1 | - | Unknown |
| Kinney Asset Management, LLC. CRD: 155498 | - | 0 | 0 | - | Unknown |
| Kinnow Capital, LLC CRD: 320833 | - | 0 | 1 | - | Unknown |