Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Kinsale Capital Strategies LLC CRD: 212511 | - | 0 | 0 | - | Unknown |
| Kinsel Financial Advisors, LLC CRD: 140631 | - | 0 | 0 | - | Unknown |
| Kinsell, Newcomb & DE Dios, Inc CRD: 16427 | - | 1 | 0 | B | INACTIVE |
| Kinsight, LLC CRD: 116047 | - | 0 | 0 | - | Unknown |
| Kinsman Peak Strategies LLC CRD: 332053 | - | 0 | 1 | - | Unknown |
| Kinson Wealth Group LLC CRD: 330141 | - | 0 | 1 | - | Unknown |
| Kintail Holdings D/B/a Kintail Advisors CRD: 337506 | - | 0 | 2 | - | Unknown |
| Kintayl Capital LP CRD: 331471 | - | 0 | 1 | - | Unknown |
| Kintbury Capital LLP CRD: 192513 | - | 0 | 0 | - | Unknown |
| Kintegral Advisory, LLC CRD: 164160 | - | 0 | 1 | - | Unknown |
| Kinterra Capital Corp. CRD: 321071 | - | 0 | 0 | - | Unknown |
| Kintra Wealth, LLC CRD: 299407 | - | 0 | 10 | - | Unknown |
| Kinvest Capital Management, Inc. CRD: 304080 | - | 0 | 2 | - | Unknown |
| Kinwell LLC CRD: 290449 | - | 0 | 1 | - | Unknown |
| Kinyan Capital Management LLC CRD: 166766 | - | 0 | 0 | - | Unknown |
| Kinzie Capital Partners CRD: 305445 | - | 0 | 1 | - | Unknown |
| Kious and Company, Incorporated CRD: 7065 | - | 3 | 0 | C | INACTIVE |
| Kipi Financial Planning LLC CRD: 333112 | - | 0 | 2 | - | Unknown |
| Kiplin Capital Ventures, LLC CRD: 327528 | - | 0 | 1 | - | Unknown |
| Kiplin Capital, LLC CRD: 286534 | - | 0 | 1 | - | Unknown |
| Kipling & Co. CRD: 277115 | - | 0 | 2 | - | Unknown |
| Kipling Capital, Inc. CRD: 41196 | CA | 0 | 3 | A | Active |
| Kipling Jones & Co., Ltd. CRD: 144730 | - | 9 | 0 | D | INACTIVE |
| Kiplinger Wealth Advisors CRD: 116726 | - | 0 | 3 | - | Unknown |
| Kipos Wealth CRD: 323987 | - | 0 | 2 | - | Unknown |
| Kipp Financial Group, Inc. CRD: 108811 | - | 0 | 0 | - | Unknown |
| Kipp Reese Koldyke Securities LLC CRD: 133234 | - | 0 | 0 | A | INACTIVE |
| Kippington Capital Management, LLC CRD: 291196 | - | 0 | 0 | - | Unknown |
| Kippsdesanto & Company CRD: 45763 | VA | 1 | 3 | B | Active |
| Kipven Management(BVI) Ltd CRD: 322929 | - | 0 | 0 | - | Unknown |
| Kirby Energy Partners, LLC CRD: 172599 | - | 0 | 1 | - | Unknown |
| Kirby Financial Associates, LLC CRD: 154672 | - | 0 | 1 | - | Unknown |
| Kirchner Financial Group CRD: 324260 | - | 0 | 1 | - | Unknown |
| Kirchner Financial Services, Inc. CRD: 165307 | - | 0 | 0 | - | Unknown |
| Kirchner, Moore & Co. of Kansas, Inc. CRD: 14218 | - | 0 | 0 | A | INACTIVE |
| Kirenaga Management Group, Inc. CRD: 306043 | - | 0 | 1 | - | Unknown |
| Kirk a. Heyle Investments CRD: 119061 | - | 0 | 0 | - | Unknown |
| Kirk Capital Advisors LLC CRD: 312401 | - | 0 | 1 | - | Unknown |
| Kirk Investment Advisors LLC CRD: 170612 | - | 0 | 1 | - | Unknown |
| Kirk Securities Corporation CRD: 8439 | - | 0 | 0 | A | INACTIVE |
| Kirkey & Co. Financial Advisors, Inc. CRD: 121242 | - | 0 | 3 | - | Unknown |
| Kirkland Messina, Inc. CRD: 36258 | - | 0 | 0 | A | INACTIVE |
| Kirkland, Gwendolyn Vickye CRD: 124027 | - | 0 | 0 | - | Unknown |
| Kirkoswald Asset Management Asia PTE. Ltd. CRD: 341109 | - | 0 | 0 | - | Unknown |
| Kirkoswald Asset Management LLC CRD: 298735 | - | 0 | 1 | - | Unknown |
| Kirkoswald Capital Management Limited CRD: 139217 | - | 0 | 0 | - | Unknown |
| Kirkoswald Capital Partners LLP CRD: 171671 | - | 0 | 0 | - | Unknown |
| Kirkoswald Global Management Services Ltd. CRD: 322811 | - | 0 | 0 | - | Unknown |
| Kirkpatrick & Co. CRD: 145879 | - | 0 | 0 | - | Unknown |
| Kirkpatrick Securities, Inc. CRD: 8310 | - | 0 | 0 | A | INACTIVE |