Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lamarco, Inc. CRD: 16919 | - | 0 | 0 | A | INACTIVE |
| Lamarque Atlas CRD: 308520 | - | 0 | 1 | - | Unknown |
| Lamb & Brownell Securities Inc. CRD: 16544 | - | 0 | 0 | A | INACTIVE |
| Lamb Retirement Solutions LLC CRD: 327981 | - | 0 | 1 | - | Unknown |
| Lambda Cube Capital, LLC CRD: 315540 | - | 0 | 0 | - | Unknown |
| Lambda Wealth Management LLC CRD: 338971 | - | 0 | 1 | - | Unknown |
| Lambent Asset Management, LLC CRD: 287661 | - | 0 | 1 | - | Unknown |
| Lamberson Capital LLC CRD: 282040 | IL | 2 | 1 | B | Active |
| Lamberson Knight Capital Markets, Inc. CRD: 22694 | - | 0 | 0 | A | INACTIVE |
| Lamberson Knight Wealth Management LLC CRD: 282437 | - | 0 | 1 | - | Unknown |
| Lambert Capital Management CRD: 127822 | - | 0 | 1 | - | Unknown |
| Lambert, J Jeffrey CRD: 157009 | - | 0 | 0 | - | Unknown |
| Lamble Consulting LLC CRD: 283657 | - | 0 | 0 | - | Unknown |
| Lambright Financial Solutions, LLC CRD: 133166 | - | 0 | 0 | A | INACTIVE |
| Lamco Advisory Services Inc. CRD: 111727 | - | 0 | 0 | - | Unknown |
| Lamed Wealth CRD: 322527 | - | 0 | 0 | - | Unknown |
| Lamia Financial Group, Inc. CRD: 146421 | - | 0 | 0 | - | Unknown |
| Lamina Rolling Fund Investment Manager, LLC CRD: 326845 | - | 0 | 1 | - | Unknown |
| Laminar Wealth LLC CRD: 167867 | - | 0 | 3 | - | Unknown |
| Lamington Capital Management, LLC CRD: 343074 | - | 0 | 1 | - | Unknown |
| Lamke Financial LLC CRD: 160466 | - | 0 | 1 | - | Unknown |
| Lammergeier Research LLC CRD: 164450 | - | 0 | 0 | - | Unknown |
| Lamon & Stern, Inc. CRD: 10839 | - | 1 | 0 | B | INACTIVE |
| Lamond Capital Partners LLC CRD: 161397 | - | 0 | 0 | - | Unknown |
| Lamonge Capital Management, LLC CRD: 151845 | - | 0 | 1 | - | Unknown |
| Lamont Trading Advisors, Inc. CRD: 137087 | - | 0 | 1 | - | Unknown |
| Lamorinda Financial Planning, LLC CRD: 171494 | - | 0 | 0 | - | Unknown |
| Lamorte, Michael Dudley CRD: 35282 | - | 0 | 0 | A | INACTIVE |
| Lampados Financial Group, LLC CRD: 315375 | - | 0 | 1 | - | Unknown |
| Lampe Capital North America LLC CRD: 160477 | - | 0 | 0 | A | INACTIVE |
| Lampe Financial Group LLC CRD: 328129 | - | 0 | 1 | - | Unknown |
| Lampe, Conway & Co. LLC CRD: 138194 | - | 0 | 0 | - | Unknown |
| Lampert & Associates LLC CRD: 146654 | - | 0 | 0 | - | Unknown |
| Lamplight Advisors CRD: 314733 | - | 0 | 0 | - | Unknown |
| Lamplighter Wealth Planning CRD: 324289 | - | 0 | 0 | - | Unknown |
| Lampost Capital, L.C. CRD: 43706 | FL | 1 | 2 | B | Active |
| Lampros Capital Partners, LLC CRD: 295469 | - | 0 | 0 | - | Unknown |
| Lamx Securities, Inc. CRD: 10217 | - | 0 | 0 | A | INACTIVE |
| Lanaco Securities Corporation CRD: 10223 | - | 0 | 0 | A | INACTIVE |
| Lancaster CRD: 339389 | - | 0 | 3 | - | Unknown |
| Lancaster and Associates, Incorporated CRD: 10168 | - | 0 | 0 | A | INACTIVE |
| Lancaster County Financial Group, LLC CRD: 149693 | - | 0 | 1 | - | Unknown |
| Lancaster Investment Management LLP CRD: 158068 | - | 0 | 0 | - | Unknown |
| Lancaster Leeds & Co., Inc. CRD: 2732 | - | 0 | 0 | A | INACTIVE |
| Lancaster Pollard & Co., LLC CRD: 24110 | - | 3 | 0 | C | INACTIVE |
| Lance Finance CRD: 322912 | - | 0 | 0 | - | Unknown |
| Land & Buildings Investment Management, LLC CRD: 149487 | - | 0 | 1 | - | Unknown |
| Land Advisory Co., LLC CRD: 120016 | - | 0 | 3 | - | Unknown |
| Land Mark, Inc. CRD: 14204 | - | 1 | 0 | B | INACTIVE |
| Land O'lakes Securities Corporation CRD: 15868 | - | 0 | 0 | A | INACTIVE |