Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Land Office Securities Company (the) CRD: 10919 | - | 0 | 0 | A | INACTIVE |
| Landaas & Company CRD: 47487 | WI | 2 | 7 | B | Active |
| Landau Advisory LLC CRD: 281693 | - | 0 | 2 | - | Unknown |
| Landauer Securities, Inc. CRD: 44903 | - | 0 | 0 | A | INACTIVE |
| Landcasted Capital Management LLC CRD: 333803 | - | 0 | 2 | - | Unknown |
| Landcom Securities, Inc. CRD: 15706 | - | 0 | 0 | A | INACTIVE |
| Landed Management Company, LLC CRD: 285120 | - | 0 | 1 | - | Unknown |
| Landed Securities CRD: 15055 | - | 0 | 0 | A | INACTIVE |
| Lander & Associates Inc CRD: 110703 | - | 0 | 2 | - | Unknown |
| Landfair Capital AG CRD: 330392 | - | 0 | 0 | - | Unknown |
| Landfair Capital Limited CRD: 330097 | - | 0 | 0 | - | Unknown |
| Landgrove Asset Management, LLC CRD: 109083 | - | 0 | 0 | - | Unknown |
| Landing Financial Group, Inc. CRD: 321112 | - | 0 | 2 | - | Unknown |
| Landing Point Financial Group CRD: 312978 | - | 0 | 2 | - | Unknown |
| Landis Investment Services, Inc. CRD: 17432 | - | 0 | 0 | A | INACTIVE |
| Landmark Advisers Inc CRD: 107278 | - | 0 | 0 | - | Unknown |
| Landmark Advisors Nevada CRD: 158910 | - | 0 | 0 | - | Unknown |
| Landmark Banyan Real Estate Advisors LLC CRD: 163461 | - | 0 | 0 | - | Unknown |
| Landmark Capital Inc. CRD: 123526 | - | 0 | 0 | - | Unknown |
| Landmark Equity Advisors LLC CRD: 108543 | - | 0 | 0 | - | Unknown |
| Landmark Equity Corporation CRD: 17451 | - | 0 | 0 | A | INACTIVE |
| Landmark Financial Advisors, LLC CRD: 129435 | - | 0 | 0 | - | Unknown |
| Landmark Financial Advisory Services, LLC CRD: 124550 | - | 0 | 0 | - | Unknown |
| Landmark Financial Planning, LLC CRD: 147878 | - | 0 | 0 | - | Unknown |
| Landmark International Equities CRD: 25098 | - | 0 | 0 | A | INACTIVE |
| Landmark Investment Group, Inc CRD: 44602 | - | 2 | 0 | B | INACTIVE |
| Landmark Investment Partners, L.P. CRD: 329543 | - | 0 | 1 | - | Unknown |
| Landmark Investments, Inc. CRD: 7041 | - | 0 | 0 | A | INACTIVE |
| Landmark Management, LLC CRD: 157511 | - | 0 | 1 | - | Unknown |
| Landmark Partners LLC CRD: 156871 | - | 0 | 0 | - | Unknown |
| Landmark Realty Advisors LLC CRD: 107304 | - | 0 | 0 | - | Unknown |
| Landmark Value Investments CRD: 162869 | - | 0 | 0 | - | Unknown |
| Landmark Wealth Advisors, LLC CRD: 166989 | - | 0 | 1 | - | Unknown |
| Landmark Wealth Management CRD: 109379 | - | 0 | 1 | - | Unknown |
| Landmark Wealth Management Group CRD: 322210 | - | 0 | 0 | - | Unknown |
| Landmark Wealth Management, LLC CRD: 158693 | - | 0 | 1 | - | Unknown |
| Landoak Securities, LLC CRD: 41123 | - | 2 | 0 | B | INACTIVE |
| Landolt Securities, Inc. CRD: 28352 | IL | 5 | 18 | B | Active |
| Landon Capital Partners, LLC CRD: 292398 | - | 0 | 1 | - | Unknown |
| Landor Wealth Management, LLC CRD: 149345 | - | 0 | 0 | - | Unknown |
| Landphair Wealth Management LLC CRD: 283366 | - | 0 | 2 | - | Unknown |
| Landsberg Bennett Private Wealth Management CRD: 297378 | - | 0 | 0 | - | Unknown |
| Landscape Capital Management LLC CRD: 165336 | - | 0 | 1 | - | Unknown |
| Landsea Capital Fund I Manager LLC CRD: 308165 | - | 0 | 0 | - | Unknown |
| Landseer Advisors LLC CRD: 309937 | - | 0 | 1 | - | Unknown |
| Landseer Asset Management UK LLP CRD: 319020 | - | 0 | 0 | - | Unknown |
| Landsing Capital Corporation CRD: 7287 | - | 0 | 0 | A | INACTIVE |
| Landtheory Advisors LLC (Legal); Landtheory Adviso… CRD: 330984 | - | 0 | 0 | - | Unknown |
| Landvest Capital Secured Land Fund I, LLC CRD: 340065 | - | 0 | 1 | - | Unknown |
| Landvest Securities, Ltd. CRD: 18743 | - | 0 | 0 | A | INACTIVE |