Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Landy Investment Management LLC CRD: 139271 | - | 0 | 2 | - | Unknown |
| Lane Asset Management CRD: 149112 | - | 0 | 1 | - | Unknown |
| Lane Brothers Investment Counsel CRD: 105968 | - | 0 | 4 | - | Unknown |
| Lane Capital Markets LLC CRD: 115358 | - | 0 | 0 | A | INACTIVE |
| Lane Family Wealth Management CRD: 337964 | - | 0 | 1 | - | Unknown |
| Lane Financial L.L.C. CRD: 37242 | - | 0 | 0 | A | INACTIVE |
| Lane Financial Services, LLC CRD: 289294 | - | 0 | 0 | - | Unknown |
| Lane Financial Strategies LLC CRD: 286451 | - | 0 | 0 | - | Unknown |
| Lane Five Capital Management LP CRD: 157718 | - | 0 | 0 | - | Unknown |
| Lane Florence, LLC CRD: 144916 | - | 0 | 4 | - | Unknown |
| Lane Generational LLC CRD: 309619 | - | 0 | 3 | - | Unknown |
| Lane Hartman Securities, Inc. CRD: 36817 | - | 0 | 0 | A | INACTIVE |
| Lane Hipple - Wealth Management Group CRD: 165321 | - | 0 | 0 | - | Unknown |
| Lane Partners, LLC CRD: 103738 | - | 0 | 0 | A | INACTIVE |
| Lane, Mcnally & Jackson, Inc. CRD: 11875 | - | 0 | 0 | A | INACTIVE |
| Lane42 CRD: 335548 | - | 0 | 1 | - | Unknown |
| Lanes Wealth Management LLC CRD: 291381 | - | 0 | 1 | - | Unknown |
| Lang & Becker, Inc. CRD: 137346 | - | 0 | 1 | - | Unknown |
| Lang and Associates CRD: 114266 | - | 0 | 0 | - | Unknown |
| Lang and Company CRD: 725 | - | 0 | 0 | A | INACTIVE |
| Lang Asset Management, Inc. CRD: 113027 | - | 0 | 1 | - | Unknown |
| Lang Capital CRD: 281305 | - | 0 | 1 | - | Unknown |
| Lang Wealth Management, LLC CRD: 291899 | - | 0 | 0 | - | Unknown |
| Langdon Associates,Inc. CRD: 124960 | - | 0 | 0 | - | Unknown |
| Langdon Financial Management, Inc. CRD: 123017 | - | 0 | 2 | - | Unknown |
| Langdon P Cook & Co. Incorporated CRD: 7114 | - | 2 | 0 | B | INACTIVE |
| Langdon P. Cook Government Securities, LLC CRD: 19740 | - | 0 | 0 | A | INACTIVE |
| Langdon P. Cook Government Securities, LLC CRD: 154487 | - | 0 | 0 | A | INACTIVE |
| Lange Financial Group, LLC CRD: 118684 | - | 0 | 3 | - | Unknown |
| Langford Delay Real Estate Securities, Inc. CRD: 15492 | - | 0 | 0 | A | INACTIVE |
| Langham Hall Management Sarl CRD: 301378 | - | 0 | 0 | - | Unknown |
| Langhorne Partners LLC CRD: 292587 | - | 0 | 0 | - | Unknown |
| Langley Financial, LLC CRD: 129440 | - | 0 | 2 | - | Unknown |
| Langley Wealth Management CRD: 292543 | - | 0 | 1 | - | Unknown |
| Langley Wealth Management, LLC CRD: 312823 | - | 0 | 1 | - | Unknown |
| Langway Capital Management CRD: 130068 | - | 0 | 0 | - | Unknown |
| Laniakea Funds Manager, LLC CRD: 332498 | - | 0 | 1 | - | Unknown |
| Lanier Asset Management, LLC CRD: 150888 | - | 0 | 1 | - | Unknown |
| Lanier Financial Group LLC CRD: 152945 | - | 0 | 2 | - | Unknown |
| Lanier Securities LLC CRD: 285277 | - | 1 | 0 | B | INACTIVE |
| Lankford Capital Management LLC CRD: 339132 | - | 0 | 2 | - | Unknown |
| Lanni Capital Investments LLC CRD: 157791 | - | 0 | 0 | - | Unknown |
| Lanning Financial Inc. CRD: 150710 | - | 0 | 3 | - | Unknown |
| Lansdowne Partners (UK) LLP CRD: 172244 | - | 0 | 0 | - | Unknown |
| Lansdowne Wealth Management, LLC CRD: 155422 | - | 0 | 2 | - | Unknown |
| Lansing Investments, LLC CRD: 127778 | - | 0 | 0 | - | Unknown |
| Lansing Management, LP CRD: 285921 | - | 0 | 1 | - | Unknown |
| Lanson Advisors, LLC CRD: 147406 | - | 0 | 0 | - | Unknown |
| Lantern Asset Management, L.P. CRD: 281723 | - | 0 | 0 | - | Unknown |
| Lantern Capital Partners, L.P. CRD: 284861 | - | 0 | 0 | - | Unknown |