Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lantern Financial, LLC CRD: 146303 | - | 0 | 0 | - | Unknown |
| Lantern Ventures CRD: 316789 | - | 0 | 0 | - | Unknown |
| Lantern Wealth Advisors, LLC CRD: 147420 | - | 0 | 16 | - | Unknown |
| Lantern Wealth Guardians Ltd. CRD: 304968 | - | 0 | 0 | - | Unknown |
| Lanternback Capital Management LP CRD: 291395 | - | 0 | 0 | - | Unknown |
| Lantor Equities Corp. CRD: 14224 | - | 0 | 0 | A | INACTIVE |
| Lantz Financial LLC CRD: 297573 | - | 0 | 1 | - | Unknown |
| Lantzman Management CRD: 166671 | - | 0 | 1 | - | Unknown |
| Lanx Capital CRD: 332931 | - | 0 | 0 | - | Unknown |
| Lanx Management, LLC CRD: 138305 | - | 0 | 1 | - | Unknown |
| Lanyon Advisory Services CRD: 282424 | - | 0 | 1 | - | Unknown |
| Lanzaro, Anthony Joseph CRD: 33086 | - | 0 | 0 | A | INACTIVE |
| LAO, Solomon C. CRD: 158696 | - | 0 | 0 | - | Unknown |
| LAP Latin American Partners CRD: 166980 | - | 0 | 0 | - | Unknown |
| Lapa Capital Partners LLC CRD: 311873 | - | 0 | 1 | - | Unknown |
| Lapides Asset Management, LLC CRD: 136245 | - | 0 | 0 | - | Unknown |
| Lapides, Louis Arthur CRD: 32569 | - | 0 | 0 | A | INACTIVE |
| Lapis Advisers, LP CRD: 153710 | - | 0 | 1 | - | Unknown |
| Lapistone Advisors LLC CRD: 337280 | - | 0 | 1 | - | Unknown |
| Laplace Capital Holdco LLC CRD: 340709 | - | 0 | 1 | - | Unknown |
| Laplace Fund Management LLC CRD: 284604 | - | 0 | 0 | - | Unknown |
| Laplace Fund Management LLC CRD: 327491 | - | 0 | 0 | - | Unknown |
| Laplace Investment Management Inc. CRD: 324540 | - | 0 | 0 | - | Unknown |
| Laprade Wealth Management LLC CRD: 312636 | - | 0 | 0 | - | Unknown |
| LAR Group, LLC CRD: 146394 | - | 0 | 0 | A | INACTIVE |
| Lara, Shull & MAY, Ltd CRD: 10556 | - | 7 | 0 | D | INACTIVE |
| Laradorbecker Securities Corporation CRD: 104440 | - | 4 | 0 | C | INACTIVE |
| Laramar Multi-Family Value Manager, LLC CRD: 161298 | - | 0 | 1 | - | Unknown |
| Laramide Investments, LLC CRD: 300748 | - | 0 | 1 | - | Unknown |
| Larch Capital Partners LLC CRD: 307653 | - | 0 | 1 | - | Unknown |
| Larch Lane Advisors LLC CRD: 137682 | - | 0 | 0 | - | Unknown |
| Larch Lane Partners LLC CRD: 304680 | - | 0 | 0 | - | Unknown |
| Larchmont Capital Inc. CRD: 289176 | - | 0 | 0 | - | Unknown |
| Larchmont Wealth Advisors CRD: 175223 | - | 0 | 1 | - | Unknown |
| Lardiere, Robert F. CRD: 124783 | - | 0 | 0 | - | Unknown |
| Largo Trading, L.P. CRD: 136801 | PA | 2 | 1 | B | Active |
| Lariat Partners, LP CRD: 168577 | - | 0 | 0 | - | Unknown |
| Lariat Wealth Management CRD: 313820 | - | 0 | 1 | - | Unknown |
| Larimer Capital Corporation CRD: 18189 | CO | 1 | 4 | B | Active |
| Larimer Securities, Inc. CRD: 20449 | - | 0 | 0 | A | INACTIVE |
| Lark Research, Inc. CRD: 128918 | - | 0 | 0 | - | Unknown |
| Larkhaven Capital Ltd CRD: 340584 | - | 0 | 1 | - | Unknown |
| Larkin & Associates CRD: 114211 | - | 0 | 0 | - | Unknown |
| Larkin Square Capital, LLC CRD: 170744 | - | 0 | 0 | - | Unknown |
| Larkins & Associates Financial Services, LLC CRD: 126997 | - | 0 | 2 | - | Unknown |
| Larkins Investment Management, LLC CRD: 159751 | - | 0 | 0 | - | Unknown |
| Larkmeade Management, LLC CRD: 154121 | - | 0 | 0 | - | Unknown |
| Larkspur Capital Corporation CRD: 38028 | - | 0 | 0 | A | INACTIVE |
| Larkspur Capital Securities Corp. CRD: 13652 | - | 0 | 0 | A | INACTIVE |
| Larkspur Securities, Inc. CRD: 32191 | - | 0 | 0 | A | INACTIVE |