Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Larocco, Richard Santo CRD: 119221 | - | 0 | 0 | A | INACTIVE |
| Larocque Financial Group, LLC CRD: 318882 | - | 0 | 1 | - | Unknown |
| Larocque Trading Company CRD: 34176 | - | 0 | 0 | A | INACTIVE |
| Larocque, John Paul CRD: 103911 | - | 12 | 0 | D | INACTIVE |
| Larrainvial Asset Management CRD: 295522 | - | 0 | 0 | - | Unknown |
| Larrainvial Securities US LLC CRD: 152424 | - | 0 | 2 | A | Active |
| Larrea Wealth Management CRD: 129649 | - | 0 | 1 | - | Unknown |
| Larry Allan Financial Planning Services LLC CRD: 173720 | - | 0 | 1 | - | Unknown |
| Larry Black Wealth Management CRD: 116271 | - | 0 | 0 | - | Unknown |
| Larry C. Belcher, CPA/CFP CRD: 115006 | - | 0 | 0 | - | Unknown |
| Larry Cook Associates, LLC CRD: 116476 | - | 0 | 0 | - | Unknown |
| Larry D Ishol CRD: 317801 | - | 0 | 0 | - | Unknown |
| Larry Kelly Securities, Inc. CRD: 32078 | - | 0 | 0 | A | INACTIVE |
| Larry Klotz and Associates, Inc. CRD: 30150 | - | 0 | 0 | A | INACTIVE |
| Larry Lebow Investments, Inc. CRD: 17645 | - | 0 | 0 | A | INACTIVE |
| Larry P. Elliott & Company, Inc. CRD: 19441 | - | 0 | 0 | A | INACTIVE |
| Larry Thompson & Associates, Inc. CRD: 112258 | - | 0 | 0 | - | Unknown |
| Larsen Capital LLC CRD: 127095 | - | 0 | 0 | - | Unknown |
| Larsen Financial Services CRD: 153465 | - | 0 | 2 | - | Unknown |
| Larsen Maccoll Partners CRD: 167321 | - | 0 | 1 | - | Unknown |
| Larsen Wealth Management CRD: 146620 | - | 0 | 1 | - | Unknown |
| Larsen Wealth Management, LLC CRD: 169482 | - | 0 | 1 | - | Unknown |
| Larson Capital Management, LLC CRD: 301971 | - | 0 | 2 | - | Unknown |
| Larson Financial Advisors CRD: 158618 | - | 0 | 2 | - | Unknown |
| Larson Financial Group, LLC CRD: 140599 | - | 0 | 67 | - | Unknown |
| Larson Financial Securities, LLC CRD: 152517 | MO | 0 | 19 | A | Active |
| Larson Wealth Management, LLC CRD: 168272 | - | 0 | 1 | - | Unknown |
| Larson Wealth Management, LLC CRD: 160847 | - | 0 | 1 | - | Unknown |
| Larson Wealth Partners CRD: 309688 | - | 0 | 0 | - | Unknown |
| Larson Williams Wealth Advisors, LLC CRD: 311414 | - | 0 | 1 | - | Unknown |
| Larson, Orlan Blaine CRD: 134604 | - | 0 | 1 | - | Unknown |
| Larus Gestora DE Recursos Ltda. CRD: 324804 | - | 0 | 0 | - | Unknown |
| Larx Capital, LLC CRD: 333744 | - | 0 | 1 | - | Unknown |
| LAS Colinas Capital Management, LLC CRD: 145597 | - | 0 | 1 | - | Unknown |
| LAS Olas Capital Advisors, LLC CRD: 175077 | - | 0 | 1 | - | Unknown |
| LAS Olas Capital Partners, LLC CRD: 297905 | FL | 0 | 2 | A | Active |
| LAS Olas Capital Wealth LLC CRD: 340641 | - | 0 | 1 | - | Unknown |
| LAS Olas Venture Capital CRD: 304233 | - | 0 | 0 | - | Unknown |
| Lasagna Capital LLC CRD: 333287 | - | 0 | 1 | - | Unknown |
| Lasalle Aifm Europe Sarl CRD: 342388 | - | 0 | 0 | - | Unknown |
| Lasalle Capital Management, LLC CRD: 324670 | - | 0 | 1 | - | Unknown |
| Lasalle Capital, L.L.C. CRD: 133526 | - | 2 | 0 | B | INACTIVE |
| Lasalle Debt Investors, Inc. CRD: 158422 | - | 0 | 1 | - | Unknown |
| Lasalle Financial Services, Inc. CRD: 20373 | - | 3 | 0 | C | INACTIVE |
| Lasalle Investment Advisors, Inc. CRD: 109303 | - | 0 | 3 | - | Unknown |
| Lasalle Investment Management CRD: 165025 | - | 0 | 0 | - | Unknown |
| Lasalle Investment Management Asia PTE. Ltd CRD: 160797 | - | 0 | 0 | - | Unknown |
| Lasalle Investment Management Distributors, LLC CRD: 157625 | IL | 0 | 7 | A | Active |
| Lasalle Investments, Incorporated CRD: 10686 | - | 0 | 0 | A | INACTIVE |
| Lasalle ST Securities, L.L.C. CRD: 7191 | IL | 19 | 118 | B | Active |