Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lazarus Financial LLC CRD: 166524 | - | 0 | 0 | - | Unknown |
| Lazarus Financial Planning CRD: 136323 | - | 0 | 1 | - | Unknown |
| Lazarus Wealth Management LLC CRD: 322576 | - | 0 | 1 | - | Unknown |
| Lazear Capital Securities, LLC CRD: 298578 | OH | 0 | 7 | A | Active |
| Lazy E Investments, Inc. CRD: 14284 | - | 0 | 0 | A | INACTIVE |
| LB Asset Management CRD: 146591 | - | 0 | 0 | - | Unknown |
| LB Equity CRD: 309418 | - | 0 | 1 | - | Unknown |
| LB Group LLC CRD: 151459 | - | 0 | 0 | A | INACTIVE |
| LB Partners LLC CRD: 309088 | - | 0 | 1 | - | Unknown |
| LB Trading L.L.C. CRD: 132973 | - | 0 | 0 | A | INACTIVE |
| LBA Advisors LLC CRD: 164421 | - | 0 | 0 | - | Unknown |
| LBA Wealth Management, LLC CRD: 113309 | - | 0 | 0 | - | Unknown |
| LBB Holding Company LLC CRD: 282285 | - | 0 | 1 | - | Unknown |
| LBC Capital Partners LLC CRD: 148245 | - | 0 | 0 | A | INACTIVE |
| LBC Capital Resources, Inc. CRD: 37137 | - | 1 | 0 | B | INACTIVE |
| LBC Capital, LLC CRD: 108481 | - | 0 | 0 | A | INACTIVE |
| LBC Credit Partners CRD: 157628 | - | 0 | 1 | - | Unknown |
| LBC Wealth Advisors CRD: 292222 | - | 0 | 0 | - | Unknown |
| LBG Advisor CRD: 164065 | - | 0 | 1 | - | Unknown |
| LBH Wealth Advisors CRD: 326458 | - | 0 | 1 | - | Unknown |
| LBI Trading, Inc. CRD: 24685 | - | 0 | 0 | A | INACTIVE |
| LBI Wealth Management, LLC CRD: 155641 | - | 0 | 0 | - | Unknown |
| LBJ Family Wealth Advisors, Ltd. CRD: 129701 | - | 0 | 3 | - | Unknown |
| LBK Capital LLC CRD: 330376 | - | 0 | 0 | - | Unknown |
| LBK Financial LLC CRD: 331286 | - | 0 | 1 | - | Unknown |
| LBMC Investment Advisors, LLC CRD: 108943 | - | 0 | 2 | - | Unknown |
| LBMZ Securities, Inc. CRD: 7874 | IL | 8 | 3 | C | Active |
| LBN Advisers Limited CRD: 158925 | - | 0 | 0 | - | Unknown |
| LBO France CRD: 174900 | - | 0 | 0 | - | Unknown |
| LBR Capital Management, LLC CRD: 316495 | - | 0 | 1 | - | Unknown |
| LBR Capital, LLC CRD: 291201 | - | 0 | 0 | - | Unknown |
| LBS Capital Management Inc CRD: 105326 | - | 0 | 0 | - | Unknown |
| LBS Options, Inc. CRD: 34432 | - | 0 | 0 | A | INACTIVE |
| LBT Associates CRD: 6515 | - | 0 | 0 | A | INACTIVE |
| LBT Brokerage Service, Inc. CRD: 17405 | - | 0 | 0 | A | INACTIVE |
| LBT Wealth Management, LLC CRD: 155340 | - | 0 | 1 | - | Unknown |
| LC Management (International) Limited CRD: 330501 | - | 0 | 0 | - | Unknown |
| LC Vero Manager CRD: 338361 | - | 0 | 1 | - | Unknown |
| LCA Capital, LLC CRD: 156309 | - | 0 | 0 | - | Unknown |
| LCB Capital Corporation CRD: 20990 | - | 0 | 0 | A | INACTIVE |
| LCC Securities, Inc. CRD: 10911 | - | 0 | 0 | A | INACTIVE |
| LCG Associates, Inc. CRD: 105971 | - | 0 | 3 | - | Unknown |
| LCG Capital Advisors, LLC CRD: 129311 | FL | 0 | 2 | A | Active |
| LCG PCG CRD: 170563 | - | 0 | 0 | - | Unknown |
| LCI Advisors CRD: 122383 | - | 0 | 3 | - | Unknown |
| LCI Funding, Inc. CRD: 28375 | - | 0 | 0 | A | INACTIVE |
| Lcif GP S.A R.L. CRD: 323830 | - | 0 | 0 | - | Unknown |
| LCL Investments, Inc. CRD: 30340 | - | 0 | 0 | A | INACTIVE |
| LCM Advisory PTY Ltd CRD: 310109 | - | 0 | 0 | - | Unknown |
| LCM Capital LLP CRD: 284385 | - | 0 | 0 | - | Unknown |