Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LCM Financial CRD: 330543 | - | 0 | 2 | - | Unknown |
| LCM Global Partners LLC CRD: 135299 | - | 0 | 0 | - | Unknown |
| LCN Capital Management, L.P. CRD: 166799 | - | 0 | 1 | - | Unknown |
| LCP Advisor I LLC CRD: 297085 | - | 0 | 1 | - | Unknown |
| LCP Capital Corp. CRD: 14469 | - | 50 | 0 | F | INACTIVE |
| LCP Institutional, LLC CRD: 325133 | - | 0 | 2 | - | Unknown |
| LCR Financial Group, LLC CRD: 153038 | - | 0 | 2 | - | Unknown |
| LCR Wealth Management LLC CRD: 313013 | - | 0 | 1 | - | Unknown |
| LCS Fund GP, LLC CRD: 330563 | - | 0 | 1 | - | Unknown |
| LCS Securities, LLC CRD: 140147 | - | 0 | 0 | A | INACTIVE |
| LCT Capital, LLC CRD: 154233 | TX | 0 | 3 | A | Active |
| LCV Advisors LLC CRD: 287457 | - | 0 | 1 | - | Unknown |
| LCV Blockchain Management, LLC CRD: 300457 | - | 0 | 1 | - | Unknown |
| LCV Management, LP CRD: 338080 | - | 0 | 0 | - | Unknown |
| LCW Planning and Investments, LLC CRD: 338407 | - | 0 | 1 | - | Unknown |
| LD Lowe Wealth Advisory CRD: 136596 | - | 0 | 2 | - | Unknown |
| LDC Securities, Inc. CRD: 15032 | - | 0 | 0 | A | INACTIVE |
| LDI-MAP LLC CRD: 288253 | - | 0 | 0 | - | Unknown |
| LDL Capital Management, LLC CRD: 158275 | - | 0 | 1 | - | Unknown |
| LDN Wealth, LLC CRD: 175348 | - | 0 | 2 | - | Unknown |
| LDP Partners LLC CRD: 328319 | - | 0 | 1 | - | Unknown |
| LDR Capital Management, LLC CRD: 162329 | - | 0 | 1 | - | Unknown |
| LDR Partners LP CRD: 328181 | - | 0 | 1 | - | Unknown |
| LDS Investments LP CRD: 316984 | - | 0 | 0 | - | Unknown |
| LDV Capital Management, Inc. CRD: 141507 | - | 0 | 0 | - | Unknown |
| LDVM, LLC CRD: 314377 | - | 0 | 1 | - | Unknown |
| LDVP Asia Limited CRD: 178533 | - | 0 | 0 | - | Unknown |
| LDVP Management, LLC CRD: 178532 | - | 0 | 1 | - | Unknown |
| LE Capital Management LLC CRD: 328261 | - | 0 | 1 | - | Unknown |
| LEA Partners GMBH CRD: 329061 | - | 0 | 0 | - | Unknown |
| Leach, Bickmore & Weiss Wealth Management, LLC CRD: 281302 | - | 0 | 2 | - | Unknown |
| Leach, Randall Thomas CRD: 31684 | - | 0 | 0 | A | INACTIVE |
| Lead Capital Partners, LLC CRD: 327119 | - | 0 | 1 | - | Unknown |
| Lead Edge Capital Management, LLC CRD: 241795 | - | 0 | 1 | - | Unknown |
| Lead Management Company CRD: 301061 | - | 0 | 0 | - | Unknown |
| Lead Point Wealth Management LLC CRD: 282824 | - | 0 | 0 | - | Unknown |
| Leader Capital Corp. CRD: 46206 | - | 2 | 1 | B | INACTIVE |
| Leader Equities, Inc. CRD: 33465 | - | 0 | 0 | A | INACTIVE |
| Leader Investments LLC CRD: 325683 | - | 0 | 2 | - | Unknown |
| Leader Investments, Inc. CRD: 42927 | - | 2 | 0 | B | INACTIVE |
| Leader Ventures, LLC CRD: 161284 | - | 0 | 0 | - | Unknown |
| Leadership Financial Advisors, LLC CRD: 332430 | - | 0 | 1 | - | Unknown |
| Leading Edge Financial Planning LLC CRD: 277149 | - | 0 | 8 | - | Unknown |
| Leading Edge Financial, LLC CRD: 294570 | - | 0 | 0 | - | Unknown |
| Leading Edge Investment Advisors,LLC CRD: 136476 | - | 0 | 1 | - | Unknown |
| Leading Edge Wealth Management, LLC CRD: 148787 | - | 0 | 2 | - | Unknown |
| Leadout Capital Management, LLC CRD: 302030 | - | 0 | 1 | - | Unknown |
| Leadwood Financial Services, LLC CRD: 325115 | - | 0 | 0 | - | Unknown |
| Leadyond Advisors Ltd. CRD: 168914 | - | 0 | 0 | - | Unknown |
| Leaf Capital Management, LLC CRD: 160161 | - | 0 | 0 | - | Unknown |