Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Legacy Investment Strategies, LLC CRD: 117423 | - | 0 | 7 | - | Unknown |
| Legacy Investor Services, LLC CRD: 44923 | - | 0 | 0 | A | INACTIVE |
| Legacy Knight MFO, LLC CRD: 305927 | - | 0 | 1 | - | Unknown |
| Legacy MAP Design, LLC CRD: 297269 | - | 0 | 1 | - | Unknown |
| Legacy Mentoring Inc CRD: 308295 | - | 0 | 0 | - | Unknown |
| Legacy of Care Advisors LLC CRD: 290445 | - | 0 | 0 | - | Unknown |
| Legacy ONE Wealth Management CRD: 284863 | - | 0 | 1 | - | Unknown |
| Legacy Partner Group CRD: 335418 | - | 0 | 1 | - | Unknown |
| Legacy Partners Financial Group, LLC CRD: 137025 | - | 0 | 2 | - | Unknown |
| Legacy Partners Group, LLC CRD: 126712 | - | 0 | 0 | A | INACTIVE |
| Legacy Partners, LLC CRD: 159473 | - | 0 | 1 | - | Unknown |
| Legacy Path Advisors LLC CRD: 327568 | - | 0 | 2 | - | Unknown |
| Legacy PCG, LLC CRD: 283909 | - | 0 | 2 | - | Unknown |
| Legacy Pharma Invest GP Inc. CRD: 329146 | - | 0 | 0 | - | Unknown |
| Legacy Planning Advisors, LLC CRD: 121289 | - | 0 | 1 | - | Unknown |
| Legacy Planning Advisors, LLC CRD: 158700 | - | 0 | 1 | - | Unknown |
| Legacy Planning Group CRD: 145130 | - | 0 | 0 | - | Unknown |
| Legacy Portfolio Advisors, LLC CRD: 158458 | - | 0 | 0 | - | Unknown |
| Legacy Preservation CRD: 298709 | - | 0 | 0 | - | Unknown |
| Legacy Private Client Group, Inc. CRD: 159063 | - | 0 | 0 | - | Unknown |
| Legacy Prosperity Partners, LLC CRD: 288291 | - | 0 | 0 | - | Unknown |
| Legacy Resources NC, LLC CRD: 123144 | - | 0 | 1 | - | Unknown |
| Legacy Retirement Advisors CRD: 157453 | - | 0 | 2 | - | Unknown |
| Legacy Ridge Capital Management, LLC CRD: 293679 | - | 0 | 1 | - | Unknown |
| Legacy Road Family Offices CRD: 337654 | - | 0 | 1 | - | Unknown |
| Legacy Road LLC CRD: 157356 | - | 0 | 0 | - | Unknown |
| Legacy Securities Corp. CRD: 35532 | - | 2 | 0 | B | INACTIVE |
| Legacy Solutions, LLC CRD: 323360 | - | 0 | 1 | - | Unknown |
| Legacy Springs Advisors, LLC CRD: 166831 | - | 0 | 2 | - | Unknown |
| Legacy Trading Co., LLC CRD: 46598 | - | 9 | 0 | D | INACTIVE |
| Legacy Trust Advisors LLC CRD: 281257 | - | 0 | 1 | - | Unknown |
| Legacy TWO Advisors, LLC CRD: 316769 | - | 0 | 0 | - | Unknown |
| Legacy TWO Advisors, LLC CRD: 341717 | - | 0 | 1 | - | Unknown |
| Legacy Wealth CRD: 306732 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Advisor LLC CRD: 334697 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Advisors, Inc. CRD: 114868 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Advisors, LLC CRD: 299585 | - | 0 | 0 | - | Unknown |
| Legacy Wealth Advisors, LLC CRD: 127758 | - | 0 | 3 | - | Unknown |
| Legacy Wealth Advisors, LLC CRD: 281810 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Advisors, LLC CRD: 326117 | - | 0 | 4 | - | Unknown |
| Legacy Wealth Advisors, LLC CRD: 159646 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Advisors, Ltd. CRD: 324442 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Capital, LLC. CRD: 175197 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Concepts CRD: 117422 | - | 0 | 2 | - | Unknown |
| Legacy Wealth Group CRD: 340152 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Management CRD: 329837 | - | 0 | 2 | - | Unknown |
| Legacy Wealth Management Group, LLC CRD: 311361 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Management, Inc. CRD: 159876 | - | 0 | 0 | - | Unknown |
| Legacy Wealth Management, Inc. CRD: 306557 | - | 0 | 1 | - | Unknown |
| Legacy Wealth Management, LLC CRD: 143073 | - | 0 | 0 | - | Unknown |