Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Legacy Capital Fund, Inc. CRD: 39179 | LA | 0 | 2 | A | Active |
| Legacy Capital Group California, Inc. CRD: 111436 | - | 0 | 4 | - | Unknown |
| Legacy Capital Group LLC CRD: 142705 | - | 0 | 1 | - | Unknown |
| Legacy Capital Management, LLC CRD: 162171 | - | 0 | 0 | - | Unknown |
| Legacy Capital Partners LLC CRD: 340870 | - | 0 | 2 | - | Unknown |
| Legacy Capital Partners, Inc. CRD: 105735 | - | 0 | 0 | - | Unknown |
| Legacy Capital Ventures, LLC CRD: 321796 | - | 0 | 0 | - | Unknown |
| Legacy Capital Wealth Partners, LLC CRD: 291960 | - | 0 | 7 | - | Unknown |
| Legacy Chief Financial Office, LLC CRD: 300873 | - | 0 | 2 | - | Unknown |
| Legacy Chief Investment Office LLC CRD: 171745 | - | 0 | 0 | - | Unknown |
| Legacy Consulting Group CRD: 108541 | - | 0 | 2 | - | Unknown |
| Legacy Cornerstone Wealth LLC CRD: 281027 | - | 0 | 2 | - | Unknown |
| Legacy Counsel, LLC CRD: 305156 | - | 0 | 0 | - | Unknown |
| Legacy Edge Advisors CRD: 328064 | - | 0 | 11 | - | Unknown |
| Legacy Equity Growth Services, LLC CRD: 310920 | - | 0 | 0 | - | Unknown |
| Legacy Estate Planning Group, Inc. CRD: 152422 | - | 0 | 1 | - | Unknown |
| Legacy Family Office, LLC CRD: 147160 | - | 0 | 1 | - | Unknown |
| Legacy Finance Group LLC CRD: 339526 | - | 0 | 1 | - | Unknown |
| Legacy Financial CRD: 314912 | - | 0 | 0 | - | Unknown |
| Legacy Financial CRD: 153236 | - | 0 | 2 | - | Unknown |
| Legacy Financial CRD: 342713 | - | 0 | 1 | - | Unknown |
| Legacy Financial Advisors CRD: 309156 | - | 0 | 2 | - | Unknown |
| Legacy Financial Advisors CRD: 335357 | - | 0 | 1 | - | Unknown |
| Legacy Financial Advisors, LLC CRD: 142440 | - | 0 | 0 | - | Unknown |
| Legacy Financial Advisors, LLC CRD: 282141 | - | 0 | 0 | - | Unknown |
| Legacy Financial Advisors, LLC CRD: 130350 | - | 0 | 5 | - | Unknown |
| Legacy Financial Designs CRD: 314338 | - | 0 | 1 | - | Unknown |
| Legacy Financial Group CRD: 115901 | - | 0 | 2 | - | Unknown |
| Legacy Financial Group CRD: 154927 | - | 0 | 1 | - | Unknown |
| Legacy Financial Independent Advisors LLC CRD: 324258 | - | 0 | 1 | - | Unknown |
| Legacy Financial Planners LLC CRD: 122921 | - | 0 | 2 | - | Unknown |
| Legacy Financial Services, LLC CRD: 142508 | - | 0 | 0 | - | Unknown |
| Legacy Financial Solutions, Inc. CRD: 114932 | - | 0 | 3 | - | Unknown |
| Legacy Financial Strategies, LLC CRD: 149507 | - | 0 | 0 | - | Unknown |
| Legacy Financial Strategies, LLC CRD: 283553 | - | 0 | 1 | - | Unknown |
| Legacy Financial, LLC CRD: 151266 | - | 0 | 0 | - | Unknown |
| Legacy Financial, Ltd CRD: 284437 | - | 0 | 1 | - | Unknown |
| Legacy Folios CRD: 323319 | - | 0 | 3 | - | Unknown |
| Legacy Global Management, L.L.C. CRD: 152879 | - | 0 | 1 | - | Unknown |
| Legacy Group CRD: 134797 | - | 0 | 1 | - | Unknown |
| Legacy Harbor CRD: 118187 | - | 0 | 1 | - | Unknown |
| Legacy Innovations, Inc. CRD: 152634 | - | 0 | 0 | - | Unknown |
| Legacy Investing & Wealth Management LLC CRD: 277057 | - | 0 | 1 | - | Unknown |
| Legacy Investment Advisors Inc. CRD: 124554 | - | 0 | 1 | - | Unknown |
| Legacy Investment Advisors LLC CRD: 317847 | - | 0 | 1 | - | Unknown |
| Legacy Investment Advisors, LLC CRD: 144477 | - | 0 | 1 | - | Unknown |
| Legacy Investment Group, LLC CRD: 150281 | - | 0 | 0 | - | Unknown |
| Legacy Investment Management, LLC CRD: 325152 | - | 0 | 0 | - | Unknown |
| Legacy Investment Partners, LLC CRD: 133014 | - | 0 | 1 | - | Unknown |
| Legacy Investment Services, LLC CRD: 144127 | - | 0 | 1 | - | Unknown |