Branch offices
2 offices
FINRA: Small firm
CRD #39179 · FINRA BrokerCheck + SEC IAPD
Legacy Capital Fund, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Legacy Capital Fund, Inc. ranks #13,226 of 20,055 by disclosure count (most disclosures first). Among firms registered in LA, it ranks #8 of 8 on the same disclosure sort used on the state browse page. Legacy Capital Fund, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #13,226 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 39179 Legacy Capital Fund, Inc.
Legacy Capital Fund, Inc. · Grade A · 0 disc · 0.00/office · Small firm
- CRD 39179
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #13,226 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Legacy Capital Fund, Inc. ranks #13,226 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Legacy Capital Fund, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Metairie, LA
- CRD Number
- 39179
Clean BrokerCheck surface
Legacy Capital Fund, Inc.'s clean BrokerCheck surface
Legacy Capital Fund, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Legacy Capital Fund, Inc. shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Legacy Capital Fund, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Louisiana cohort · 0.00× state average
Legacy Capital Fund, Inc. sits below the Louisiana disclosure average
Legacy Capital Fund, Inc. reports 0 BrokerCheck disclosures, 0.00× the Louisiana average of 2.4, lighter than most of the 8 graded firms filed there.
In Louisiana, 3 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Louisiana state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Legacy Capital Fund, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Legacy Capital Fund, Inc. ranks #13,226 of 20,055 by disclosure count (most disclosures first). Among firms registered in LA, it ranks #8 of 8 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Legacy Capital Fund, Inc.?
A grade of A means Legacy Capital Fund, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Legacy Capital Fund, Inc. have?
Legacy Capital Fund, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Legacy Capital Fund, Inc.?
Legacy Capital Fund, Inc. operates 2 branch offices and is classified by FINRA as a small firm, registered in LA (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Legacy Capital Fund, Inc.'s disciplinary record?
You can verify Legacy Capital Fund, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 39179. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Legacy Capital Fund, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Legacy Capital Fund, Inc.'s 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Legacy Capital Fund, Inc.'s 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Legacy Capital Fund, Inc.'s 0.00
- Firms in LA - state roster that includes Legacy Capital Fund, Inc.'s registration home.
- How to Vet a Financial Advisor - Use Legacy Capital Fund, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Legacy Capital Fund, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Legacy Capital Fund, Inc..
- Compare firms - put Legacy Capital Fund, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.