Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Leonard Securities, Inc CRD: 43176 | - | 2 | 0 | B | INACTIVE |
| Leonard Wealth Management, LLC CRD: 311277 | - | 0 | 1 | - | Unknown |
| Leonard, Call, Taylor Securities Company, Inc. CRD: 14685 | - | 0 | 0 | A | INACTIVE |
| Leonard, Kendall Divante CRD: 319394 | - | 0 | 0 | - | Unknown |
| Leone Personal Financial and Investment Planning L… CRD: 281579 | - | 0 | 0 | - | Unknown |
| Leones Capital Advisors, LLC CRD: 173317 | - | 0 | 0 | - | Unknown |
| Leonetti & Associates, LLC CRD: 146851 | - | 0 | 0 | - | Unknown |
| Leonid Capital Partners, LLC CRD: 327020 | - | 0 | 1 | - | Unknown |
| Leonis Capital Partners, LLC CRD: 330447 | - | 0 | 1 | - | Unknown |
| Leonis Securities, LLC CRD: 284307 | NY | 0 | 2 | A | Active |
| Leopard Capital Advisors Co Ltd CRD: 283766 | - | 0 | 0 | - | Unknown |
| Leopard Capital, L.P. CRD: 163709 | - | 0 | 0 | - | Unknown |
| LEP Management LLC CRD: 173481 | - | 0 | 1 | - | Unknown |
| LEP Management, LLC CRD: 319591 | - | 0 | 0 | - | Unknown |
| Lepercq DE Neuflize Asset Management LLC CRD: 120109 | - | 0 | 1 | - | Unknown |
| Lepercq Equity Corp. CRD: 15589 | - | 0 | 0 | A | INACTIVE |
| Lepercq, DE Neuflize & Co. Incorporated CRD: 14309 | - | 0 | 0 | A | INACTIVE |
| Lepore Financial Services LLC CRD: 156530 | - | 0 | 1 | - | Unknown |
| Leppla Capital Management LLC CRD: 156328 | - | 0 | 2 | - | Unknown |
| Lerer Hippeau Ventures Management, LLC CRD: 162263 | - | 0 | 1 | - | Unknown |
| Lerner & Co. Inc. CRD: 2555 | - | 0 | 0 | A | INACTIVE |
| Leroy Advisers, LLC CRD: 324309 | - | 0 | 1 | - | Unknown |
| LES Bois Trading, LLC CRD: 141582 | - | 0 | 0 | A | INACTIVE |
| LES Bordes GP, Limited CRD: 317108 | - | 0 | 0 | - | Unknown |
| LES H. Kern CRD: 145909 | - | 0 | 0 | - | Unknown |
| Lesa Sroufe & Company, Inc. CRD: 130232 | - | 0 | 2 | - | Unknown |
| Leshner Financial Services, Inc. CRD: 19844 | - | 0 | 0 | A | INACTIVE |
| Lesjak Planning, LLC CRD: 110090 | - | 0 | 4 | - | Unknown |
| Lesko Securities Inc. CRD: 10091 | NY | 2 | 5 | B | Active |
| Leslie E. Christian, LLC CRD: 167150 | - | 0 | 0 | - | Unknown |
| Leslie Gale Advisors, LLC CRD: 168550 | - | 0 | 1 | - | Unknown |
| Leslie Global Wealth, LLC CRD: 128202 | - | 0 | 1 | - | Unknown |
| Leslie Marie Giordano CRD: 126274 | - | 0 | 1 | - | Unknown |
| Lessard Wealth Management CRD: 305770 | - | 0 | 1 | - | Unknown |
| Lesses, Maurice F CRD: 130453 | - | 0 | 0 | - | Unknown |
| Leste Administracao DE Recursos Ltda. CRD: 302024 | - | 0 | 0 | - | Unknown |
| Leste Capital Partners (Florida), LLC CRD: 285179 | - | 0 | 1 | - | Unknown |
| Leste Cayman Inc. CRD: 301546 | - | 0 | 0 | - | Unknown |
| Leste Credit Gestao DE Recursos Ltda. CRD: 301536 | - | 0 | 0 | - | Unknown |
| Leste Financial Services Gestao DE Recursos Ltda. CRD: 302025 | - | 0 | 0 | - | Unknown |
| Leste USA CRD: 301289 | - | 2 | 1 | B | INACTIVE |
| Lester Financial Group, LLC CRD: 317036 | - | 0 | 2 | - | Unknown |
| Lester P Hauschild CRD: 122851 | - | 0 | 0 | - | Unknown |
| Lestna Retirement, LLC CRD: 171753 | - | 0 | 1 | - | Unknown |
| LET BOB Advisory, LLC CRD: 321854 | - | 0 | 2 | - | Unknown |
| LET BOB Etfs, LLC CRD: 321972 | - | 0 | 0 | - | Unknown |
| Letco DPM L.P. CRD: 35781 | - | 6 | 0 | C | INACTIVE |
| Letco Index Arbitrage, L.P. CRD: 39430 | - | 4 | 0 | C | INACTIVE |
| Letco LMM, LLC CRD: 46251 | - | 2 | 0 | B | INACTIVE |
| Letco Specialist, L.P. CRD: 35751 | - | 3 | 0 | C | INACTIVE |