Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Letco/Omega, LLC. CRD: 45374 | - | 1 | 0 | B | INACTIVE |
| Leth, Hansen Securities, Inc., Ltd. CRD: 16832 | - | 0 | 0 | A | INACTIVE |
| Letko, Brosseau & Associates Inc. CRD: 133221 | - | 0 | 0 | - | Unknown |
| Letson Investment Management, Inc. CRD: 125830 | - | 0 | 1 | - | Unknown |
| Letteney Financial Advisory, LLC CRD: 305944 | - | 0 | 2 | - | Unknown |
| Letter Advisors, LLC CRD: 310739 | - | 0 | 0 | - | Unknown |
| Letter Private Fund Advisors LLC CRD: 323983 | - | 0 | 0 | - | Unknown |
| Letterman Transaction Services, Inc. CRD: 6477 | - | 0 | 0 | A | INACTIVE |
| Leucadia Asset Management LLC CRD: 121767 | - | 0 | 2 | - | Unknown |
| Leucadia Investment Management Limited CRD: 170437 | - | 0 | 0 | - | Unknown |
| Leucadia Investment Management LLC CRD: 168186 | - | 0 | 0 | - | Unknown |
| Leumas Advisors, LLC CRD: 121577 | - | 0 | 2 | - | Unknown |
| Leung Enterprises CRD: 314878 | - | 0 | 0 | - | Unknown |
| Leuthold Strategies CRD: 172406 | - | 0 | 0 | - | Unknown |
| Leuthold Weeden Capital Management CRD: 105826 | - | 0 | 1 | - | Unknown |
| Levasseur Capital Partners LLC CRD: 157633 | - | 0 | 0 | - | Unknown |
| Levatus LLC CRD: 287811 | - | 0 | 1 | - | Unknown |
| Levco Capital Advisors CRD: 324185 | - | 0 | 0 | - | Unknown |
| Levco Capital LP CRD: 161117 | - | 0 | 1 | - | Unknown |
| Levco Securities Corp. CRD: 15483 | - | 0 | 0 | A | INACTIVE |
| Levco Securities, Inc. CRD: 41585 | - | 0 | 0 | A | INACTIVE |
| Level 5 Capital Partners, LLC CRD: 304140 | - | 0 | 1 | - | Unknown |
| Level 5 Financial, LLC CRD: 283018 | - | 0 | 0 | - | Unknown |
| Level Equity CRD: 160016 | - | 0 | 1 | - | Unknown |
| Level Financial Advisors, Inc. CRD: 110641 | - | 0 | 4 | - | Unknown |
| Level Four Advisory Services CRD: 134086 | - | 0 | 135 | - | Unknown |
| Level Four Financial, LLC CRD: 25700 | TX | 8 | 78 | B | Active |
| Level III Capital LLC CRD: 315900 | - | 0 | 1 | - | Unknown |
| Level Markets, LLC CRD: 171752 | MA | 0 | 2 | A | Active |
| Level ONE Fund CRD: 318696 | - | 0 | 0 | - | Unknown |
| Level ONE Fund CRD: 316294 | - | 0 | 1 | - | Unknown |
| Level ONE Global Fund I GP, LLC CRD: 306749 | - | 0 | 1 | - | Unknown |
| Level Partners Management Inc CRD: 107072 | - | 0 | 0 | - | Unknown |
| Level TWO Wealth Management LLC CRD: 309019 | - | 0 | 0 | - | Unknown |
| Level UP Financial Planning, LLC CRD: 289967 | - | 0 | 1 | - | Unknown |
| Level UP Wealth Management CRD: 339278 | - | 0 | 1 | - | Unknown |
| Level Ventures Management LLC CRD: 323733 | - | 0 | 0 | - | Unknown |
| Level Wealth Management LLC CRD: 301381 | - | 0 | 2 | - | Unknown |
| Leveled Wealth, LLC CRD: 332609 | - | 0 | 0 | - | Unknown |
| Levelized Capital Management LLC CRD: 329588 | - | 0 | 1 | - | Unknown |
| Levelx Advisers, LLC CRD: 307352 | - | 0 | 0 | - | Unknown |
| Levelx Capital LLC CRD: 117028 | - | 6 | 0 | D | INACTIVE |
| Levenshon & Company CRD: 10441 | - | 0 | 0 | A | INACTIVE |
| Levensohn Venture Partners LLC CRD: 162147 | - | 0 | 0 | - | Unknown |
| Levenson Wealth LLC CRD: 288726 | - | 0 | 2 | - | Unknown |
| Lever VC Fund II Technical Advisors LLC CRD: 324666 | - | 0 | 1 | - | Unknown |
| Lever Wealth Management CRD: 332364 | - | 0 | 1 | - | Unknown |
| Leverage Financial Advisory CRD: 299507 | - | 0 | 2 | - | Unknown |
| Leverage Planners CRD: 283864 | - | 0 | 0 | - | Unknown |
| Leverage Planners Wealth Management, LLC CRD: 288599 | - | 0 | 3 | - | Unknown |