Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Leveraged Green Energy, LLC CRD: 163401 | - | 0 | 0 | - | Unknown |
| Levered Insight CRD: 329712 | - | 0 | 0 | - | Unknown |
| Leverty Financial Group, LLC CRD: 310258 | - | 0 | 2 | - | Unknown |
| Levesque, Beaubien, Ltd CRD: 1747 | - | 0 | 0 | A | INACTIVE |
| Leviathan Global LP CRD: 298201 | - | 0 | 0 | - | Unknown |
| Levin & Levy, LLP CRD: 138254 | - | 0 | 1 | - | Unknown |
| Levin Capital Strategies, L.P. CRD: 137147 | - | 0 | 1 | - | Unknown |
| Levin Financial Group, Inc. CRD: 165768 | - | 0 | 0 | - | Unknown |
| Levin Financial Planning CRD: 133236 | - | 0 | 2 | - | Unknown |
| Levin Funding Group LLC CRD: 170087 | - | 0 | 1 | - | Unknown |
| Levin Investment Advisors LLC CRD: 123341 | - | 0 | 0 | - | Unknown |
| Levinate, LLC CRD: 292897 | - | 0 | 0 | - | Unknown |
| Levine Leichtman Capital Partners, LLC CRD: 140980 | - | 0 | 1 | - | Unknown |
| Levine Leichtman Strategic Capital, LLC CRD: 289401 | - | 0 | 1 | - | Unknown |
| Levine Securities, Inc. CRD: 32819 | - | 1 | 0 | B | INACTIVE |
| Levine, David Alan CRD: 167584 | - | 0 | 0 | - | Unknown |
| Leviosa Capital CRD: 170699 | - | 0 | 0 | - | Unknown |
| Levitt Betzelberger Weinrich, Inc. CRD: 116373 | - | 0 | 0 | - | Unknown |
| Levo Adviser, LLC CRD: 314370 | - | 0 | 0 | - | Unknown |
| Levy Securities CRD: 13400 | - | 0 | 0 | A | INACTIVE |
| Levy Wealth Management CRD: 329910 | - | 0 | 0 | - | Unknown |
| Levy Wealth Management Group CRD: 305766 | - | 0 | 0 | - | Unknown |
| Levy, Harkins & Co., Inc. CRD: 8041 | - | 1 | 0 | B | INACTIVE |
| Lewco Securities Corp. CRD: 6661 | - | 2 | 0 | B | INACTIVE |
| Lewer Financial Advisors, LLC CRD: 165381 | - | 0 | 0 | - | Unknown |
| Lewinter Wealth Advisors, LLC CRD: 155921 | - | 0 | 2 | - | Unknown |
| Lewis & Clark Partners, LLC CRD: 299686 | - | 0 | 1 | - | Unknown |
| Lewis & Clark Venture Capital, LLC CRD: 281405 | - | 0 | 0 | - | Unknown |
| Lewis Advisory Group CRD: 151307 | - | 0 | 1 | - | Unknown |
| Lewis and Associates Capital Advisors, LLC CRD: 157971 | - | 0 | 1 | - | Unknown |
| Lewis Asset Management CRD: 143409 | - | 0 | 3 | - | Unknown |
| Lewis Capital Management CRD: 116366 | - | 0 | 0 | - | Unknown |
| Lewis Capital Management CRD: 133619 | - | 0 | 1 | - | Unknown |
| Lewis Capital Management CRD: 112463 | - | 0 | 2 | - | Unknown |
| Lewis Capital, Inc. CRD: 121452 | - | 0 | 0 | - | Unknown |
| Lewis David Jacobs CRD: 129197 | - | 0 | 0 | - | Unknown |
| Lewis Financial Management, LLC CRD: 116344 | - | 0 | 1 | - | Unknown |
| Lewis Financial, LLC CRD: 170324 | - | 0 | 4 | - | Unknown |
| Lewis Hanson and Company, Inc. CRD: 155555 | - | 0 | 0 | - | Unknown |
| Lewis Investments, LLC CRD: 104175 | - | 0 | 0 | A | INACTIVE |
| Lewis J. Kaufman, Inc. CRD: 7108 | - | 0 | 0 | A | INACTIVE |
| Lewis J. Zardo, JR. CRD: 12994 | - | 0 | 0 | A | INACTIVE |
| Lewis M. Wallensky Associates CRD: 136489 | - | 0 | 4 | - | Unknown |
| Lewis Management CRD: 120190 | - | 0 | 0 | - | Unknown |
| Lewis Rose & Company CRD: 18579 | - | 0 | 0 | A | INACTIVE |
| Lewis Securities CRD: 10669 | - | 0 | 0 | A | INACTIVE |
| Lewis Sims & Letterman, Inc. CRD: 18205 | - | 0 | 0 | A | INACTIVE |
| Lewis Wealth Management, LLC CRD: 152800 | - | 0 | 0 | - | Unknown |
| Lewis Wealth Management, LLC CRD: 289065 | - | 0 | 1 | - | Unknown |
| Lewis Weil Co. CRD: 332194 | - | 0 | 1 | - | Unknown |