Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lewis, Cort IRA CRD: 43178 | - | 0 | 0 | A | INACTIVE |
| Lewis, DE Rozario & Co. Incorporated CRD: 26994 | - | 0 | 0 | A | INACTIVE |
| Lewis-Berkeley Asset Management CRD: 127352 | - | 0 | 1 | - | Unknown |
| Lewis-Brevard Securities Corporation CRD: 15866 | - | 0 | 0 | A | INACTIVE |
| LEX CRD: 304601 | - | 0 | 0 | A | INACTIVE |
| LEX Ferenda Litigation Funding LLC CRD: 327188 | - | 0 | 1 | - | Unknown |
| LEX Hills Capital, LLC CRD: 308392 | - | 0 | 1 | - | Unknown |
| Lexaurum Advisors CRD: 283653 | - | 0 | 32 | - | Unknown |
| Lexbridge International CRD: 35317 | - | 0 | 0 | A | INACTIVE |
| Lexco Wealth Management, Inc. CRD: 134425 | - | 0 | 0 | - | Unknown |
| Lexi Ventures LLC CRD: 338060 | - | 0 | 1 | - | Unknown |
| Lexicon Partners (US) LLC CRD: 148495 | - | 0 | 0 | A | INACTIVE |
| Lexington Advisors LLC CRD: 107364 | - | 0 | 1 | - | Unknown |
| Lexington Avenue Capital Management, LLC CRD: 167834 | - | 0 | 3 | - | Unknown |
| Lexington Capital Management LLC CRD: 307557 | - | 0 | 1 | - | Unknown |
| Lexington Capital Management LP CRD: 292364 | - | 0 | 1 | - | Unknown |
| Lexington Capital Partners & Co., Inc. CRD: 40494 | - | 0 | 0 | A | INACTIVE |
| Lexington Capital, LLC CRD: 287930 | - | 0 | 1 | - | Unknown |
| Lexington Financial/Life Management, LLC CRD: 127618 | - | 0 | 1 | - | Unknown |
| Lexington Funds Distributor, Inc. CRD: 8194 | - | 0 | 0 | A | INACTIVE |
| Lexington Hill Partners, LLC CRD: 301810 | - | 0 | 2 | - | Unknown |
| Lexington Investment Company, Inc. CRD: 27393 | - | 5 | 0 | C | INACTIVE |
| Lexington Park Capital Markets, LLC CRD: 158815 | FL | 0 | 2 | A | Active |
| Lexington Partners L.P. CRD: 147281 | - | 0 | 1 | - | Unknown |
| Lexington Research and Capital Group, LLC CRD: 108576 | - | 0 | 1 | - | Unknown |
| Lexington Securities Limited Liability Company CRD: 283334 | - | 0 | 0 | - | Unknown |
| Lexion Capital Management LP CRD: 153273 | - | 0 | 1 | - | Unknown |
| Lexit Capital, LLC CRD: 34048 | - | 1 | 0 | B | INACTIVE |
| Lexus Wealth Management CRD: 325200 | - | 0 | 3 | - | Unknown |
| Leyden Partners, LLC CRD: 315370 | - | 0 | 0 | - | Unknown |
| Leyenda Capital CRD: 322574 | - | 0 | 1 | - | Unknown |
| Leyland Cypress, LLC CRD: 322964 | - | 0 | 1 | - | Unknown |
| Lezham, L.L.C. CRD: 45538 | - | 0 | 0 | A | INACTIVE |
| LFA CRD: 114674 | - | 0 | 2 | - | Unknown |
| LFA CRD: 152864 | - | 0 | 0 | - | Unknown |
| Lfam Investment Counsel and Advisors LLC CRD: 298382 | - | 0 | 0 | - | Unknown |
| LFC Securities, LLC CRD: 136952 | - | 1 | 0 | B | INACTIVE |
| LFE Capital, LLC CRD: 160288 | - | 0 | 1 | - | Unknown |
| LFG Advisors CRD: 15796 | - | 0 | 0 | A | INACTIVE |
| LFG Advisory Services CRD: 142222 | - | 0 | 0 | - | Unknown |
| LFG Capital Management LLC CRD: 339928 | - | 0 | 1 | - | Unknown |
| LFG Securities, Inc. CRD: 5374 | - | 0 | 0 | A | INACTIVE |
| LFG Wealth Partners, LLC CRD: 331339 | - | 0 | 2 | - | Unknown |
| LFG+Zest SA CRD: 329059 | - | 0 | 0 | - | Unknown |
| LFG, L.L.C. CRD: 37905 | - | 30 | 0 | F | INACTIVE |
| Lfis Capital CRD: 284469 | - | 0 | 0 | - | Unknown |
| LFK Incorporated CRD: 6689 | - | 3 | 0 | C | INACTIVE |
| LFL Advisers, LLC CRD: 163963 | - | 0 | 1 | - | Unknown |
| LFL Wealth Advisory Services, LLC CRD: 145356 | - | 0 | 0 | - | Unknown |
| LFM Capital CRD: 173834 | - | 0 | 1 | - | Unknown |