Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lifelong Retirement Corp CRD: 300967 | - | 0 | 0 | - | Unknown |
| Lifelong Wealth Advisors, Inc. CRD: 331847 | - | 0 | 2 | - | Unknown |
| Lifelong Wealth Management Group, LLC CRD: 291661 | - | 0 | 1 | - | Unknown |
| Lifelong Wealth Strategies, LLC CRD: 125504 | - | 0 | 1 | - | Unknown |
| Lifemark Securities Corp. CRD: 16204 | NY | 5 | 158 | B | Active |
| Lifepath Advisors, LLC CRD: 329780 | - | 0 | 1 | - | Unknown |
| Lifepath Financial CRD: 147657 | - | 0 | 0 | - | Unknown |
| Lifeplan Advisors, Inc. CRD: 130382 | - | 0 | 0 | - | Unknown |
| Lifeplan Financial Group, Inc. CRD: 121376 | - | 0 | 0 | - | Unknown |
| Lifeplan Financial Services, LP CRD: 156548 | - | 0 | 1 | - | Unknown |
| Lifeplan Financial, LLC CRD: 136981 | - | 0 | 1 | - | Unknown |
| Lifeplan Group CRD: 144157 | - | 0 | 1 | - | Unknown |
| Lifeplan Wealth Management Group LLC CRD: 313899 | - | 0 | 2 | - | Unknown |
| Lifepoint Financial Design CRD: 321153 | - | 0 | 1 | - | Unknown |
| Lifepoint Planning CRD: 296911 | - | 0 | 3 | - | Unknown |
| Lifepro Asset Management CRD: 285252 | - | 0 | 0 | - | Unknown |
| Lifeproof Financial LLC CRD: 325322 | - | 0 | 1 | - | Unknown |
| Liferoc, LLC CRD: 301178 | - | 0 | 0 | - | Unknown |
| Lifesci Capital CRD: 168404 | NY | 1 | 10 | B | Active |
| Lifesci Fund Management CRD: 305001 | - | 0 | 0 | - | Unknown |
| Lifesci Index Partners, LLC CRD: 173705 | - | 0 | 0 | - | Unknown |
| Lifesci Venture Management, LLC CRD: 331751 | - | 0 | 1 | - | Unknown |
| Lifesmart Wealth Management, LLC CRD: 141105 | - | 0 | 0 | - | Unknown |
| Lifestage Wealth Management Group LLC CRD: 119403 | - | 0 | 0 | - | Unknown |
| Lifestage Wealth Management LLC CRD: 114727 | - | 0 | 0 | - | Unknown |
| Lifesteps Financial CRD: 153852 | - | 0 | 4 | - | Unknown |
| Lifestyle Asset Management, Inc. CRD: 157450 | - | 0 | 7 | - | Unknown |
| Lifestyle Design Group LLC CRD: 119185 | - | 0 | 0 | - | Unknown |
| Lifestyle Financial Services, LLC CRD: 324660 | - | 0 | 1 | - | Unknown |
| Lifestyle Financial Strategies, LLC CRD: 145846 | - | 0 | 1 | - | Unknown |
| Lifestyle Freedom Advisory Group, LLC CRD: 283512 | - | 0 | 5 | - | Unknown |
| Lifestyle Investment Services, Incorporated CRD: 10051 | - | 0 | 0 | A | INACTIVE |
| Lifestyle Planning Solutions, LLC CRD: 164456 | - | 0 | 0 | - | Unknown |
| Lifestyle Planning, LLC CRD: 321856 | - | 0 | 1 | - | Unknown |
| Lifestyle Wealth CRD: 321129 | - | 0 | 0 | - | Unknown |
| Lifetime Advisors Group CRD: 226767 | - | 0 | 0 | - | Unknown |
| Lifetime Capital Planning Group LLC CRD: 292120 | - | 0 | 1 | - | Unknown |
| Lifetime Equity Investments LLC CRD: 174931 | - | 0 | 2 | - | Unknown |
| Lifetime Financial CRD: 142283 | - | 0 | 1 | - | Unknown |
| Lifetime Financial CRD: 312171 | - | 0 | 1 | - | Unknown |
| Lifetime Financial Advisors LLC CRD: 134561 | - | 0 | 3 | - | Unknown |
| Lifetime Financial Foundations, LLC CRD: 300683 | - | 0 | 2 | - | Unknown |
| Lifetime Financial Planners LLC CRD: 328275 | - | 0 | 1 | - | Unknown |
| Lifetime Financial Planning Solutions, LLC CRD: 129917 | - | 0 | 1 | - | Unknown |
| Lifetime Financial, Inc. CRD: 161124 | - | 0 | 7 | - | Unknown |
| Lifetime Investment Management, L.L.C. CRD: 121970 | - | 0 | 0 | - | Unknown |
| Lifetime Investments & Insurance LLC CRD: 283074 | - | 0 | 1 | - | Unknown |
| Lifetime Legacy Services, LLC CRD: 140476 | - | 0 | 0 | - | Unknown |
| Lifetime Planning LLC CRD: 320946 | - | 0 | 0 | - | Unknown |
| Lifetime Planning Pinnacle Advisors, Inc CRD: 105648 | - | 0 | 0 | - | Unknown |