Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Life Moves Wealth Management CRD: 321261 | - | 0 | 1 | - | Unknown |
| Life Plan Financial Advisory Group, LLC CRD: 131396 | - | 0 | 0 | - | Unknown |
| Life Planning Advisors LLC CRD: 151292 | - | 0 | 5 | - | Unknown |
| Life Planning Agency, Inc CRD: 119967 | - | 0 | 1 | - | Unknown |
| Life Planning Alliance, LLC CRD: 297131 | - | 0 | 0 | - | Unknown |
| Life Planning Partners, Inc. CRD: 129338 | - | 0 | 2 | - | Unknown |
| Life Planning Solutions, LLC CRD: 157683 | - | 0 | 1 | - | Unknown |
| Life Science Group, Inc. CRD: 45197 | - | 0 | 0 | A | INACTIVE |
| Life Stage Investing, LLC CRD: 311676 | - | 0 | 1 | - | Unknown |
| Life Stewardship Advisors CRD: 169299 | - | 0 | 1 | - | Unknown |
| Life Story Financial CRD: 319662 | - | 0 | 1 | - | Unknown |
| Life Story Wealth Planning CRD: 332717 | - | 0 | 1 | - | Unknown |
| Life Strategies, Inc. CRD: 167732 | - | 0 | 1 | - | Unknown |
| Life Strategy Partners CRD: 309365 | - | 0 | 0 | - | Unknown |
| Life Strategy Partners CRD: 332925 | - | 0 | 1 | - | Unknown |
| Life Transition Planning CRD: 126229 | - | 0 | 0 | - | Unknown |
| Life Unlocked Partners LLC CRD: 318642 | - | 0 | 1 | - | Unknown |
| Life Wise Planning Group LLC CRD: 327236 | - | 0 | 1 | - | Unknown |
| Life X Ventures Management, LLC CRD: 322699 | - | 0 | 1 | - | Unknown |
| Life Yield Advisor CRD: 201511 | - | 0 | 0 | - | Unknown |
| Life&wealth Advisors, Inc. CRD: 135292 | - | 0 | 0 | - | Unknown |
| Life's Business, Inc. CRD: 152270 | - | 0 | 1 | - | Unknown |
| Life's Sanctuary Financial Planning, LLC CRD: 309677 | - | 0 | 1 | - | Unknown |
| Life, Inc. Retirement Services CRD: 173073 | - | 0 | 5 | - | Unknown |
| Life-Legacy Financial Counsel, Inc. CRD: 298321 | - | 0 | 0 | - | Unknown |
| Lifebright Investments CRD: 284051 | - | 0 | 0 | - | Unknown |
| Lifecapital Partners LLC CRD: 337455 | - | 0 | 2 | - | Unknown |
| Lifecare Funding Solutions, LLC CRD: 268805 | - | 0 | 1 | - | Unknown |
| Lifecare Retirement Solutions Inc. CRD: 291165 | - | 0 | 1 | - | Unknown |
| Lifecraft Financial Planning, LLC CRD: 312631 | - | 0 | 0 | - | Unknown |
| Lifecraft Wealth Management CRD: 329797 | - | 0 | 1 | - | Unknown |
| Lifecycle Financial Advisors, LLC CRD: 164834 | - | 0 | 0 | - | Unknown |
| Lifefirst Wealth, LLC CRD: 331242 | - | 0 | 1 | - | Unknown |
| Lifefocus Financial Advisors, LLC CRD: 136020 | - | 0 | 2 | - | Unknown |
| Lifeforce Capital Management, LLC CRD: 282550 | - | 0 | 1 | - | Unknown |
| Lifegoal Investments LLC CRD: 313831 | - | 0 | 0 | - | Unknown |
| Lifegoal Investments, LLC CRD: 327833 | - | 0 | 1 | - | Unknown |
| Lifegoals Financial Group CRD: 130082 | - | 0 | 1 | - | Unknown |
| Lifeguard Advisors LLC CRD: 311047 | - | 0 | 1 | - | Unknown |
| Lifeguard Wealth, LLC CRD: 164188 | - | 0 | 0 | - | Unknown |
| Lifeguide Financial Advisors, LLC CRD: 284842 | - | 0 | 3 | - | Unknown |
| Lifeinvest Wealth Management, Ltd CRD: 146966 | - | 0 | 1 | - | Unknown |
| Lifelaidout LLC CRD: 285080 | - | 0 | 0 | - | Unknown |
| Lifelaidout LLC CRD: 332992 | - | 0 | 1 | - | Unknown |
| Lifelike Management LLC CRD: 324350 | - | 0 | 1 | - | Unknown |
| Lifeline Financial, LLC CRD: 129327 | - | 0 | 1 | - | Unknown |
| Lifeline Wealth Advisors, Inc. CRD: 150945 | - | 0 | 0 | - | Unknown |
| Lifelong Advisory Corp CRD: 336441 | - | 0 | 1 | - | Unknown |
| Lifelong Investment Management Services LLC CRD: 158324 | - | 0 | 1 | - | Unknown |
| Lifelong Investment Solutions, LLC CRD: 141035 | - | 0 | 2 | - | Unknown |