Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Liberty Street Capital, LLC CRD: 126047 | - | 0 | 2 | - | Unknown |
| Liberty Street Securities Corporation CRD: 10923 | - | 0 | 0 | A | INACTIVE |
| Liberty Tree Advisors, LLC CRD: 143679 | - | 0 | 0 | A | INACTIVE |
| Liberty Ventures Investment, LLC CRD: 335399 | - | 0 | 1 | - | Unknown |
| Liberty Wealth Advisors, LLC CRD: 107774 | - | 0 | 0 | - | Unknown |
| Liberty Wealth Advisors, LLC CRD: 161997 | - | 0 | 0 | - | Unknown |
| Liberty Wealth Management, LLC CRD: 286001 | - | 0 | 14 | - | Unknown |
| Liberty Wealth Management, LLC CRD: 317185 | - | 0 | 1 | - | Unknown |
| Liberty Wealth Managers CRD: 322131 | - | 0 | 1 | - | Unknown |
| Libertycrown Financial Planning LLC CRD: 318929 | - | 0 | 0 | - | Unknown |
| Libertyview Alternative Asset Management Inc. CRD: 45456 | - | 0 | 0 | A | INACTIVE |
| Libertyview Capital Management, LLC CRD: 149902 | - | 0 | 0 | - | Unknown |
| Libra Advisors, LLC CRD: 157555 | - | 0 | 0 | - | Unknown |
| Libra Capital L.L.C CRD: 42776 | - | 0 | 0 | A | INACTIVE |
| Libra Investment Advisors Inc CRD: 333647 | - | 0 | 1 | - | Unknown |
| Libra Investments LLC CRD: 314876 | - | 0 | 0 | - | Unknown |
| Libra Investments, Inc. CRD: 25519 | - | 0 | 0 | A | INACTIVE |
| Libra Securities, LLC CRD: 104161 | - | 0 | 0 | A | INACTIVE |
| Libra Wealth LLC CRD: 288098 | - | 0 | 4 | - | Unknown |
| Library Research Limited CRD: 301421 | - | 0 | 0 | - | Unknown |
| Library US Advisors LLC CRD: 312107 | - | 0 | 0 | - | Unknown |
| Libremax Capital, LLC CRD: 155486 | - | 0 | 1 | - | Unknown |
| Libretto CRD: 292052 | - | 0 | 1 | - | Unknown |
| Libris Capital Management LLC CRD: 315780 | - | 0 | 0 | - | Unknown |
| Libucki & Co., LLC CRD: 123066 | NJ | 1 | 2 | B | Active |
| Liccar Securities, LLC CRD: 151034 | - | 0 | 0 | A | INACTIVE |
| Lichen Ventures, LLC CRD: 337768 | - | 0 | 1 | - | Unknown |
| Lichter Associated LLC CRD: 103040 | - | 0 | 0 | A | INACTIVE |
| Lichter, Eleanor, K CRD: 312078 | - | 0 | 0 | - | Unknown |
| Lido CRD: 269866 | - | 0 | 267 | - | Unknown |
| Lido Securities Corp. CRD: 38285 | - | 0 | 0 | A | INACTIVE |
| Lido Securities, LLC CRD: 331956 | TX | 0 | 3 | A | Active |
| Lieber & Company CRD: 4163 | - | 1 | 0 | B | INACTIVE |
| Lieber & Weissman Securities, L.L.C CRD: 42595 | - | 1 | 0 | B | INACTIVE |
| Lieblong & Associates, Inc. CRD: 42578 | AR | 0 | 3 | A | Active |
| Liebman Associates, Inc. CRD: 146450 | - | 0 | 0 | - | Unknown |
| Lieef LLC CRD: 329709 | - | 0 | 1 | - | Unknown |
| Lief, Werle & Co. CRD: 2573 | - | 0 | 0 | A | INACTIVE |
| Lien, Lester CRD: 132639 | - | 0 | 0 | - | Unknown |
| LIF General Partner Limited CRD: 281126 | - | 0 | 1 | - | Unknown |
| Life & Wealth LLC CRD: 167369 | - | 0 | 0 | - | Unknown |
| Life Balance Financial CRD: 291718 | - | 0 | 1 | - | Unknown |
| Life by Design Investment Advisory Services CRD: 301816 | - | 0 | 2 | - | Unknown |
| Life Cycle Investment Partners Limited CRD: 337788 | - | 0 | 0 | - | Unknown |
| Life Financial Planning, LLC CRD: 118196 | - | 0 | 0 | - | Unknown |
| Life Goals Asset Management LLC CRD: 127049 | - | 0 | 1 | - | Unknown |
| Life Investors Management Company, LP CRD: 306905 | - | 0 | 1 | - | Unknown |
| Life Lift Wealth Management LLC CRD: 287855 | - | 0 | 0 | - | Unknown |
| Life Line Family Heritage Fund Management, LLC CRD: 314550 | - | 0 | 1 | - | Unknown |
| Life Line Wealth Management LLC CRD: 171051 | - | 0 | 5 | - | Unknown |