Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Libertus Capital CRD: 312189 | - | 0 | 0 | - | Unknown |
| Liberty Advisers Inc. CRD: 281233 | - | 0 | 1 | - | Unknown |
| Liberty Advisor Managed Assets, Inc. CRD: 175392 | - | 0 | 0 | - | Unknown |
| Liberty Advisory Group, Inc. CRD: 334164 | - | 0 | 1 | - | Unknown |
| Liberty Advisory Services, LLC CRD: 147533 | - | 0 | 0 | - | Unknown |
| Liberty Asset Management CRD: 142094 | - | 0 | 3 | - | Unknown |
| Liberty Asset Management, Inc. CRD: 135791 | - | 0 | 2 | - | Unknown |
| Liberty Asset Partners CRD: 339485 | - | 0 | 1 | - | Unknown |
| Liberty Associates, Inc. CRD: 15071 | NY | 3 | 1 | C | Active |
| Liberty Atlantic Advisors CRD: 327738 | - | 0 | 1 | - | Unknown |
| Liberty Bell Financial Group LLC CRD: 328514 | - | 0 | 0 | - | Unknown |
| Liberty Brokers CRD: 32391 | - | 0 | 0 | A | INACTIVE |
| Liberty Capital I L.L.C. CRD: 46855 | - | 0 | 0 | A | INACTIVE |
| Liberty Capital Investment Corporation CRD: 25706 | OR | 0 | 5 | A | Active |
| Liberty Capital Management, LLC CRD: 282560 | - | 0 | 0 | - | Unknown |
| Liberty Capital Research LLC CRD: 171688 | - | 0 | 0 | - | Unknown |
| Liberty Centre Capital Management, LLC CRD: 283210 | - | 0 | 0 | - | Unknown |
| Liberty Cove LLC CRD: 304762 | - | 0 | 0 | - | Unknown |
| Liberty Discount Broker, Inc. CRD: 103954 | - | 0 | 0 | A | INACTIVE |
| Liberty Equities, Inc. CRD: 14976 | - | 0 | 0 | A | INACTIVE |
| Liberty Execution Services, Inc. CRD: 128213 | - | 2 | 0 | B | INACTIVE |
| Liberty Financial Advisors, LLC CRD: 141964 | - | 0 | 0 | - | Unknown |
| Liberty Financial Advisors, LLC CRD: 165472 | - | 0 | 0 | - | Unknown |
| Liberty Financial Group, Inc. CRD: 14214 | - | 0 | 0 | A | INACTIVE |
| Liberty Financial Group, Inc. CRD: 340009 | - | 0 | 2 | - | Unknown |
| Liberty Financial Group, Inc. CRD: 111272 | - | 0 | 1 | - | Unknown |
| Liberty Global Capital Services, LLC CRD: 134741 | - | 0 | 0 | A | INACTIVE |
| Liberty Group, LLC CRD: 106036 | - | 0 | 0 | A | INACTIVE |
| Liberty Hall Capital Partners, L.P. CRD: 173159 | - | 0 | 1 | - | Unknown |
| Liberty Hill Capital, LLC CRD: 174975 | - | 0 | 0 | - | Unknown |
| Liberty Hill Investing, LLC CRD: 137591 | - | 0 | 0 | - | Unknown |
| Liberty Investment Counsel, Ltd. CRD: 10062 | - | 1 | 0 | B | INACTIVE |
| Liberty Investment Services, Inc. CRD: 17108 | - | 0 | 0 | A | INACTIVE |
| Liberty Life Distributors LLC CRD: 46074 | - | 0 | 0 | A | INACTIVE |
| Liberty Life Securities LLC CRD: 47737 | - | 0 | 0 | A | INACTIVE |
| Liberty National Securities Inc. CRD: 17955 | - | 8 | 0 | D | INACTIVE |
| Liberty ONE Investment Management CRD: 304290 | - | 0 | 16 | - | Unknown |
| Liberty ONE Wealth Advisors CRD: 315675 | - | 0 | 1 | - | Unknown |
| Liberty Park Capital Management, LLC CRD: 160315 | - | 0 | 1 | - | Unknown |
| Liberty Partners CRD: 156788 | - | 0 | 0 | - | Unknown |
| Liberty Partners CRD: 156787 | - | 0 | 0 | - | Unknown |
| Liberty Partners Financial Services, LLC CRD: 130390 | NC | 9 | 8 | B | Active |
| Liberty Point Financial LLC CRD: 340888 | - | 0 | 1 | - | Unknown |
| Liberty Private Client, LLC CRD: 305130 | - | 0 | 0 | - | Unknown |
| Liberty Retirement Consultants LLC CRD: 287634 | - | 0 | 0 | - | Unknown |
| Liberty Ridge Capital, LLC CRD: 290900 | - | 0 | 0 | - | Unknown |
| Liberty Securities Group of Delaware CRD: 14554 | - | 0 | 0 | A | INACTIVE |
| Liberty Solutions Advisors CRD: 304043 | - | 0 | 2 | - | Unknown |
| Liberty Square Wealth Partners LLC CRD: 332476 | - | 0 | 3 | - | Unknown |
| Liberty Strategic Capital CRD: 314378 | - | 0 | 1 | - | Unknown |