Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Link Ventures CRD: 286523 | - | 0 | 1 | - | Unknown |
| Link Ventures Management, LLC CRD: 319263 | - | 0 | 1 | - | Unknown |
| Link-UP+1 Securities, Inc CRD: 6916 | - | 0 | 0 | A | INACTIVE |
| Linkbrokers Derivatives LLC CRD: 123000 | - | 6 | 0 | D | INACTIVE |
| Linkedin Research Institute Ltd CRD: 341052 | - | 0 | 1 | - | Unknown |
| Linker Financial Group, Inc. CRD: 127461 | - | 0 | 0 | - | Unknown |
| Linkhorn Capital LLC CRD: 156104 | - | 0 | 0 | - | Unknown |
| Linkpad Capital, LLC CRD: 313533 | - | 0 | 0 | - | Unknown |
| Linkside Financial LLC CRD: 335537 | - | 0 | 3 | - | Unknown |
| Linmar Capital LLC CRD: 298385 | - | 0 | 0 | - | Unknown |
| Linn Trading Limited Partnership CRD: 40601 | - | 0 | 0 | A | INACTIVE |
| Linqto Capital CRD: 314557 | NY | 0 | 2 | A | Active |
| Linsalata Capital Management, LLC CRD: 157600 | - | 0 | 0 | - | Unknown |
| Linsco Financial Group, Inc. CRD: 524 | - | 0 | 0 | A | INACTIVE |
| Linscomb Wealth, Inc. CRD: 106779 | - | 0 | 4 | - | Unknown |
| Linse Capital LLC CRD: 289222 | - | 0 | 1 | - | Unknown |
| Linsly & Company, Inc. CRD: 23705 | - | 0 | 0 | A | INACTIVE |
| Lintel Capital UK Advisors LLP CRD: 304450 | - | 0 | 0 | - | Unknown |
| Lintz Glover White & Company, Inc. CRD: 22906 | - | 1 | 0 | B | INACTIVE |
| Linville Capital CRD: 342522 | - | 0 | 1 | - | Unknown |
| Linwood Investment Advisors Inc. CRD: 120289 | - | 0 | 0 | - | Unknown |
| Linx Equities, LLC CRD: 154320 | - | 0 | 1 | - | Unknown |
| Linx Partners, LLC CRD: 158607 | - | 0 | 1 | - | Unknown |
| Linxtrade LLC CRD: 119981 | - | 0 | 0 | A | INACTIVE |
| Lion Bridge Partners CRD: 289937 | - | 0 | 0 | - | Unknown |
| Lion CAO Asset Management LLC CRD: 174343 | - | 0 | 0 | - | Unknown |
| Lion Capital Advisors LLC CRD: 305440 | - | 0 | 1 | - | Unknown |
| Lion Capital Corp. CRD: 40336 | - | 0 | 0 | A | INACTIVE |
| Lion Capital LLP CRD: 160573 | - | 0 | 0 | - | Unknown |
| Lion Equity Investment Advisors, LLC CRD: 283404 | - | 0 | 1 | - | Unknown |
| Lion Global Investors Limited CRD: 159144 | - | 0 | 0 | - | Unknown |
| Lion Point Capital, LP CRD: 174322 | - | 0 | 1 | - | Unknown |
| Lion Programs, Inc. CRD: 10607 | - | 0 | 0 | A | INACTIVE |
| Lion Quest LLC CRD: 305163 | - | 0 | 1 | - | Unknown |
| Lion Securities Group CRD: 10928 | - | 0 | 0 | A | INACTIVE |
| Lion Street Advisors, LLC CRD: 167610 | - | 0 | 0 | - | Unknown |
| Lion Street Financial, LLC CRD: 165828 | - | 1 | 0 | B | INACTIVE |
| Lion Trading CRD: 323228 | - | 0 | 0 | - | Unknown |
| Lion's EYE Wealth LLC CRD: 321669 | - | 0 | 1 | - | Unknown |
| Lion's Group Trading LLC CRD: 113642 | - | 0 | 0 | A | INACTIVE |
| Lion's Head Global Partners CRD: 159483 | - | 0 | 0 | - | Unknown |
| Lionbird (Ventures) Ltd. CRD: 318797 | - | 0 | 0 | - | Unknown |
| Lioness Capital Management LP CRD: 304322 | - | 0 | 0 | - | Unknown |
| Liongate Capital Management LLP CRD: 138837 | - | 0 | 0 | - | Unknown |
| Lionheart Capital Management LLC CRD: 301030 | - | 0 | 0 | - | Unknown |
| Lionheart Fund Management LLC CRD: 325481 | - | 0 | 1 | - | Unknown |
| Lionheart Services, Inc. CRD: 37508 | - | 0 | 0 | A | INACTIVE |
| Lionheart Strategic Management LLC CRD: 288993 | - | 0 | 0 | - | Unknown |
| Lionheart Strategic Management, LLC CRD: 314990 | - | 0 | 1 | - | Unknown |
| Lionhunter Capital Management LLC CRD: 341117 | - | 0 | 1 | - | Unknown |