Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Linden Capital Partners CRD: 161059 | - | 0 | 1 | - | Unknown |
| Linden Financial Consultants, LLC CRD: 168676 | - | 0 | 1 | - | Unknown |
| Linden Financial Group CRD: 139719 | - | 0 | 0 | - | Unknown |
| Linden Global Strategies LLC CRD: 159667 | - | 0 | 1 | - | Unknown |
| Linden OAK Wealth Partners LLC CRD: 284378 | - | 0 | 0 | - | Unknown |
| Linden Rose Investment LLC CRD: 282886 | - | 0 | 3 | - | Unknown |
| Linden Thomas Advisory Services, LLC CRD: 288557 | - | 0 | 1 | - | Unknown |
| Linden Thomas and Company Securities, LLC CRD: 290244 | NC | 0 | 2 | A | Active |
| Linden Wealth Management LLC CRD: 281995 | - | 0 | 1 | - | Unknown |
| Lindengrove Capital LLP CRD: 166100 | - | 0 | 0 | - | Unknown |
| Lindenwood Financial LLC CRD: 327390 | - | 0 | 1 | - | Unknown |
| Lindero Partners, LLC CRD: 288968 | - | 0 | 1 | - | Unknown |
| Lindisfarne Investments, LLC CRD: 149919 | - | 0 | 1 | - | Unknown |
| Lindner Capital Advisors, Inc. CRD: 108584 | - | 0 | 0 | - | Unknown |
| Lindsell Train Limited CRD: 158323 | - | 0 | 0 | - | Unknown |
| Lindsey Financial, Inc. CRD: 147291 | - | 0 | 0 | - | Unknown |
| Lindsey Financial, Inc. CRD: 291971 | - | 0 | 2 | - | Unknown |
| Lindsey Wealth Management CRD: 174054 | - | 0 | 1 | - | Unknown |
| Lindus Advisors, Inc. CRD: 114782 | - | 0 | 1 | - | Unknown |
| Lindy Digital LLC CRD: 318187 | - | 0 | 0 | - | Unknown |
| Lindy S. Diamond, Personal Financial Services CRD: 112036 | - | 0 | 0 | - | Unknown |
| Lindy Wealth, LLC CRD: 335277 | - | 0 | 1 | - | Unknown |
| Line Investment Technologies Corporation CRD: 336642 | - | 0 | 0 | - | Unknown |
| Lineage Capital, LLC CRD: 163020 | - | 0 | 0 | - | Unknown |
| Lineage Point Capital LP CRD: 338216 | - | 0 | 1 | - | Unknown |
| Linear B Partners LP CRD: 315185 | - | 0 | 1 | - | Unknown |
| Linear Venture, Ltd. CRD: 318471 | - | 0 | 0 | - | Unknown |
| Lineberger, Kidd & Co. CRD: 6942 | - | 0 | 0 | A | INACTIVE |
| Lineguard Investments, LLC CRD: 156618 | - | 0 | 1 | - | Unknown |
| Linenger Wealth Management, LLC CRD: 153073 | - | 0 | 0 | - | Unknown |
| Linepoint Partners & Co. CRD: 332598 | - | 0 | 1 | - | Unknown |
| Lineweaver Wealth Advisors CRD: 173310 | - | 0 | 1 | - | Unknown |
| Ling & Shaw Services, L.L.C. CRD: 150238 | - | 0 | 0 | - | Unknown |
| Lingerfelt Capital Partners, LLC CRD: 166899 | - | 0 | 1 | - | Unknown |
| Lingfeng Capital Partners, Ltd. CRD: 299909 | - | 0 | 0 | - | Unknown |
| Lingjun Capital (Hong Kong) Limited CRD: 328088 | - | 0 | 0 | - | Unknown |
| Lingohr & Partner North America, Inc. CRD: 144522 | - | 0 | 0 | - | Unknown |
| Lingotto Investment Management LLP CRD: 324295 | - | 0 | 0 | - | Unknown |
| Lingotto US LLC CRD: 328113 | - | 0 | 1 | - | Unknown |
| Liniam Capital, LLC CRD: 297524 | - | 0 | 1 | - | Unknown |
| Link Asset Management CRD: 311606 | - | 0 | 0 | - | Unknown |
| Link Asset Management LLC CRD: 315082 | - | 0 | 2 | - | Unknown |
| Link Asset Management, LLC CRD: 153769 | - | 0 | 0 | - | Unknown |
| Link Capital CRD: 315759 | - | 0 | 0 | - | Unknown |
| Link Capital Advisors CRD: 297267 | - | 0 | 0 | - | Unknown |
| Link Financial Corporation CRD: 115570 | - | 0 | 1 | - | Unknown |
| Link Foucs Ltd CRD: 343466 | - | 0 | 1 | - | Unknown |
| Link Investment Services, Inc. CRD: 33367 | - | 0 | 0 | A | INACTIVE |
| Link Securities LLC CRD: 144095 | AZ | 0 | 2 | A | Active |
| Link Signis Management, LLC CRD: 325263 | - | 0 | 1 | - | Unknown |