Linden Thomas and Company Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Linden Thomas and Company Securities, LLC ranks #13,339 of 20,055 by disclosure count (most disclosures first). Among firms registered in NC, it ranks #45 of 55 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.

A grade of A means Linden Thomas and Company Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.

Linden Thomas and Company Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.

Linden Thomas and Company Securities, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in NC (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.

You can verify Linden Thomas and Company Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 290244. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.

A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Linden Thomas and Company Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.