Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Linc Wealth Solutions CRD: 174470 | - | 0 | 1 | - | Unknown |
| Lincap Management Company CRD: 105719 | - | 0 | 0 | - | Unknown |
| Linch Financial, LLC CRD: 168464 | - | 0 | 3 | - | Unknown |
| Linchris Capital Management, LLC CRD: 291898 | - | 0 | 0 | - | Unknown |
| Lincoln Advisory Group, LLC CRD: 114003 | - | 0 | 1 | - | Unknown |
| Lincoln American Securities Agency, Inc. CRD: 6308 | - | 0 | 0 | A | INACTIVE |
| Lincoln Asset Management CRD: 131192 | - | 0 | 2 | - | Unknown |
| Lincoln Capital Advisers LLC CRD: 335085 | - | 0 | 1 | - | Unknown |
| Lincoln Capital Corporation CRD: 109922 | - | 0 | 4 | - | Unknown |
| Lincoln Capital, LLC CRD: 168307 | - | 0 | 2 | - | Unknown |
| Lincoln Douglas Investments, LLC CRD: 155578 | OH | 0 | 11 | A | Active |
| Lincoln Energy Holdings LLC CRD: 333026 | - | 0 | 1 | - | Unknown |
| Lincoln Equities, Inc. CRD: 16331 | - | 0 | 0 | A | INACTIVE |
| Lincoln Financial Distributors, Inc. CRD: 145 | PA | 3 | 12 | C | Active |
| Lincoln Financial Investment Services Corporation CRD: 5178 | - | 2 | 0 | B | INACTIVE |
| Lincoln Financial Investments Corporation CRD: 108881 | - | 0 | 1 | - | Unknown |
| Lincoln International LLC CRD: 42045 | IL | 1 | 9 | B | Active |
| Lincoln Investment CRD: 519 | PA | 7 | 594 | B | Active |
| Lincoln Investment Advisers LLC CRD: 328463 | - | 0 | 0 | - | Unknown |
| Lincoln Investment Advisers, LLC CRD: 131181 | - | 0 | 1 | - | Unknown |
| Lincoln Management CRD: 111403 | - | 0 | 3 | - | Unknown |
| Lincoln National Pension Insurance Company CRD: 10293 | - | 0 | 0 | A | INACTIVE |
| Lincoln Pain Consulting CRD: 137566 | - | 0 | 0 | - | Unknown |
| Lincoln Park Capital LLC CRD: 330031 | - | 0 | 1 | - | Unknown |
| Lincoln Peak Capital Management, LLC CRD: 292864 | - | 0 | 1 | - | Unknown |
| Lincoln Retirement Advisors, Inc. CRD: 47865 | - | 0 | 0 | A | INACTIVE |
| Lincoln Road CRD: 328969 | - | 0 | 1 | - | Unknown |
| Lincoln Sparrow Advisors, LLC CRD: 167632 | - | 0 | 0 | - | Unknown |
| Lincoln Trading, L.L.C. CRD: 45203 | - | 0 | 0 | A | INACTIVE |
| Lincolnbridge Financial Planning, LLC CRD: 333779 | - | 0 | 1 | - | Unknown |
| Lincolnland Investments, Inc. CRD: 28139 | - | 0 | 0 | A | INACTIVE |
| Lincolnshire Management, Inc. CRD: 157144 | - | 0 | 1 | - | Unknown |
| Lind Capital Partners CRD: 165810 | - | 0 | 2 | - | Unknown |
| Lind III, Norman Valentine CRD: 104253 | - | 0 | 0 | A | INACTIVE |
| Lind-Waldock Securities, Inc. CRD: 21032 | - | 0 | 0 | A | INACTIVE |
| Lind-Waldock Securities, Inc. CRD: 38167 | - | 0 | 0 | A | INACTIVE |
| Linda a. Barlow, CFP CRD: 111643 | - | 0 | 1 | - | Unknown |
| Linda a. Walker, CFP CRD: 112473 | - | 0 | 1 | - | Unknown |
| Linda L. Graff, C.P.A., P.C. CRD: 132515 | - | 0 | 0 | - | Unknown |
| Linda MAR Ventures CRD: 338835 | - | 0 | 1 | - | Unknown |
| Linda Parks, Financial Advisor, LLC CRD: 166974 | - | 0 | 0 | - | Unknown |
| Linda Rader CRD: 115829 | - | 0 | 0 | - | Unknown |
| Linda Zimmermann Financial Planning and Counseling CRD: 122167 | - | 0 | 1 | - | Unknown |
| Lindahl & Mansager Inc CRD: 107111 | - | 0 | 1 | - | Unknown |
| Lindamar Capital, LLC CRD: 166735 | - | 0 | 0 | - | Unknown |
| Lindbrook Capital, LLC CRD: 155812 | - | 0 | 0 | - | Unknown |
| Linde Equity CRD: 153546 | - | 0 | 0 | - | Unknown |
| Linde, Hansen & Co., LLC CRD: 151659 | - | 0 | 0 | - | Unknown |
| Linden Advisors LP CRD: 135431 | - | 0 | 1 | - | Unknown |
| Linden ASH Capital CRD: 120147 | - | 0 | 3 | - | Unknown |