Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lometa Financial, Inc. CRD: 28081 | - | 0 | 0 | A | INACTIVE |
| Londinium Asset Management Ltd. CRD: 141259 | - | 0 | 0 | - | Unknown |
| London & Pacific Capital Advisors, LLC CRD: 142901 | - | 0 | 0 | A | INACTIVE |
| London House Capital CRD: 305794 | - | 0 | 2 | - | Unknown |
| London Pacific Securities, Inc. CRD: 25089 | - | 0 | 0 | A | INACTIVE |
| London Securities Corp. CRD: 15059 | - | 0 | 0 | A | INACTIVE |
| London Wall Capital Management, LLC CRD: 145765 | - | 0 | 0 | - | Unknown |
| London Zurich Securities, Inc. CRD: 13542 | - | 0 | 0 | A | INACTIVE |
| Lone Cypress Capital Corporation CRD: 28290 | - | 0 | 0 | A | INACTIVE |
| Lone MTN Investors LLC CRD: 287802 | - | 0 | 0 | - | Unknown |
| Lone Peak Advisers CRD: 296772 | - | 0 | 3 | - | Unknown |
| Lone Peak Asset Management, Inc. CRD: 117241 | - | 0 | 2 | - | Unknown |
| Lone Peak Capital Management, LLC CRD: 284298 | - | 0 | 2 | - | Unknown |
| Lone Peak Global Investors, LLC CRD: 153956 | - | 0 | 2 | - | Unknown |
| Lone Peak Partners Management LP CRD: 156546 | - | 0 | 1 | - | Unknown |
| Lone Pine Capital LLC CRD: 156602 | - | 0 | 1 | - | Unknown |
| Lone River Partners, LLC CRD: 331456 | - | 0 | 1 | - | Unknown |
| Lone Star Equity Armor Advisors, LLC. CRD: 288559 | - | 0 | 1 | - | Unknown |
| Lone Star Funds CRD: 160000 | - | 0 | 1 | - | Unknown |
| Lone Star Investment Advisors, LLC CRD: 158283 | - | 0 | 1 | - | Unknown |
| Lone Star Pace CRD: 289829 | - | 0 | 0 | - | Unknown |
| Lone Star Securities, Inc. CRD: 20452 | - | 8 | 0 | D | INACTIVE |
| Lone Star Value Management, LLC CRD: 169836 | - | 0 | 0 | - | Unknown |
| Lone View Capital CRD: 321209 | - | 0 | 1 | - | Unknown |
| Lone Wolf Trading LLC CRD: 297055 | - | 0 | 1 | - | Unknown |
| Lone Wolf Wealth Management CRD: 340537 | - | 0 | 1 | - | Unknown |
| Lonemont, LLC CRD: 318306 | - | 0 | 1 | - | Unknown |
| Lonestar Registered Investment Advisors, PLLC CRD: 144200 | - | 0 | 12 | - | Unknown |
| Lonetree Capital, LLC CRD: 321784 | - | 0 | 1 | - | Unknown |
| Lonetree Wealth Management CRD: 322711 | - | 0 | 1 | - | Unknown |
| Long Advisors LLC CRD: 322839 | - | 0 | 1 | - | Unknown |
| Long Angle Management, LLC CRD: 330169 | - | 0 | 2 | - | Unknown |
| Long ARC Capital LP CRD: 290245 | - | 0 | 1 | - | Unknown |
| Long Asset Management, LLC CRD: 282288 | - | 0 | 0 | - | Unknown |
| Long Bridge Capital Management CRD: 305952 | - | 0 | 5 | - | Unknown |
| Long Bridge Securities, LLC CRD: 314519 | TX | 0 | 3 | A | Active |
| Long Cast Advisers, LLC CRD: 175005 | - | 0 | 1 | - | Unknown |
| Long Castle, LP CRD: 300775 | - | 0 | 0 | - | Unknown |
| Long Chicago Opco LLC CRD: 339328 | - | 0 | 1 | - | Unknown |
| Long Corridor Asset Management Limited CRD: 305305 | - | 0 | 0 | - | Unknown |
| Long Crest Capital CRD: 341281 | - | 0 | 1 | - | Unknown |
| Long Ecommerce Ventures, LLC CRD: 314641 | - | 0 | 1 | - | Unknown |
| Long Faith Capital LLC CRD: 312759 | - | 0 | 1 | - | Unknown |
| Long Family Office CRD: 110990 | - | 0 | 3 | - | Unknown |
| Long Financial Planning CRD: 123517 | - | 0 | 2 | - | Unknown |
| Long Financial Securities CRD: 10931 | - | 0 | 0 | A | INACTIVE |
| Long Focus Capital Management LLC CRD: 322024 | - | 0 | 1 | - | Unknown |
| Long Game Financial, LLC CRD: 288618 | - | 0 | 1 | - | Unknown |
| Long Green Financial Planning, LLC CRD: 296782 | - | 0 | 1 | - | Unknown |
| Long Hill Asset Management Company Limited CRD: 308063 | - | 0 | 0 | - | Unknown |