Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Long Hill Capital Management CRD: 287836 | - | 0 | 0 | - | Unknown |
| Long Hill Capital Venture Partners GP 1 Plus, L.P. CRD: 308064 | - | 0 | 0 | - | Unknown |
| Long Hill Capital Venture Partners GP 1, L.P. CRD: 308065 | - | 0 | 0 | - | Unknown |
| Long Hill Capital Venture Partners GP 2 Plus, Ltd. CRD: 319329 | - | 0 | 0 | - | Unknown |
| Long Hill Capital Venture Partners GP 2, L.P. CRD: 308067 | - | 0 | 0 | - | Unknown |
| Long Hill Capital Venture Partners GP 3, Ltd. CRD: 313001 | - | 0 | 0 | - | Unknown |
| Long Island Financial Advisors, Inc. CRD: 123439 | - | 0 | 0 | - | Unknown |
| Long Island Financial Group, Inc. CRD: 31148 | - | 4 | 0 | C | INACTIVE |
| Long Island Network Securities, Inc. CRD: 15824 | - | 0 | 0 | A | INACTIVE |
| Long Island Wealth Management, Inc. CRD: 173363 | - | 0 | 2 | - | Unknown |
| Long Lake Capital Management, LLC CRD: 171644 | - | 0 | 1 | - | Unknown |
| Long Lake Management, Inc. CRD: 281696 | - | 0 | 0 | - | Unknown |
| Long Meadow Investors, LLC CRD: 163557 | - | 0 | 1 | - | Unknown |
| Long Neck Services LLC CRD: 297317 | - | 0 | 0 | A | INACTIVE |
| Long OAR Global Investors, LLC CRD: 157636 | - | 0 | 0 | - | Unknown |
| Long Path Partners, LP CRD: 299053 | - | 0 | 1 | - | Unknown |
| Long Planning, LLC CRD: 323443 | - | 0 | 1 | - | Unknown |
| Long Play Securities, Inc. CRD: 112667 | - | 0 | 0 | A | INACTIVE |
| Long Point Capital, Inc CRD: 163061 | - | 0 | 1 | - | Unknown |
| Long Point Wealth Management, LLC CRD: 313540 | - | 0 | 1 | - | Unknown |
| Long Pond Capital, LP CRD: 161168 | - | 0 | 1 | - | Unknown |
| Long Ridge Equity Partners CRD: 163730 | - | 0 | 1 | - | Unknown |
| Long River Capital Management II LLC CRD: 162448 | - | 0 | 1 | - | Unknown |
| Long River Investment Management LLC CRD: 298530 | - | 0 | 1 | - | Unknown |
| Long Road Investment Counsel, LLC CRD: 171343 | - | 0 | 1 | - | Unknown |
| Long RUN Capital Management, LLC CRD: 318723 | - | 0 | 1 | - | Unknown |
| Long RUN Financial, Ltd CRD: 145077 | - | 0 | 1 | - | Unknown |
| Long RUN Investment Management, LLC CRD: 159343 | - | 0 | 1 | - | Unknown |
| Long RUN Wealth Advisors, LLC CRD: 311415 | - | 0 | 0 | - | Unknown |
| Long Short Advisors, LLC CRD: 153632 | - | 0 | 1 | - | Unknown |
| Long Term Investors, LLC CRD: 169920 | - | 0 | 0 | - | Unknown |
| Long Venture Partners LLC CRD: 318209 | - | 0 | 0 | - | Unknown |
| Long Venture Partners LLC CRD: 284427 | - | 0 | 0 | - | Unknown |
| Long View Equity CRD: 281666 | - | 0 | 1 | - | Unknown |
| Long View Financial Services, Inc CRD: 139727 | - | 0 | 1 | - | Unknown |
| Long Walk Management LP CRD: 309271 | - | 0 | 1 | - | Unknown |
| Long Wharf Capital LLC CRD: 158038 | - | 0 | 1 | - | Unknown |
| Longavista Advisors, LLC CRD: 319028 | - | 0 | 1 | - | Unknown |
| Longboard Capital Advisors, LLC CRD: 134550 | - | 0 | 1 | - | Unknown |
| Longboat KEY Financial Group, LLC CRD: 138830 | - | 0 | 0 | - | Unknown |
| Longbow Asset Management CRD: 126193 | - | 0 | 1 | - | Unknown |
| Longbow Capital Inc. CRD: 328731 | - | 0 | 0 | - | Unknown |
| Longbow Capital Partners, L.P. CRD: 137646 | - | 0 | 0 | - | Unknown |
| Longbow Research, LLC CRD: 125824 | - | 0 | 0 | - | Unknown |
| Longbow Securities, LLC CRD: 135738 | - | 1 | 0 | B | INACTIVE |
| Longbow Trade Signals, LLC CRD: 313527 | - | 0 | 0 | - | Unknown |
| Longdean Capital LLP CRD: 300592 | - | 0 | 0 | - | Unknown |
| Longer Investments Inc CRD: 105526 | - | 0 | 0 | - | Unknown |
| Longest & Young, LLC CRD: 166016 | - | 0 | 2 | - | Unknown |
| Longevity Capital LLC CRD: 153053 | - | 0 | 0 | A | INACTIVE |