Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Longevity Funds 2 LLC CRD: 292360 | - | 0 | 1 | - | Unknown |
| Longevity Incubator Management, LLC CRD: 300525 | - | 0 | 1 | - | Unknown |
| Longevity Venture Partners Management, LP CRD: 326760 | - | 0 | 1 | - | Unknown |
| Longevity Vision Fund I GP, LLC CRD: 313148 | - | 0 | 0 | - | Unknown |
| Longevity Vision Investment Advisors, LLC CRD: 304674 | - | 0 | 0 | - | Unknown |
| Longevity Wealth Advisory LLC CRD: 343011 | - | 0 | 1 | - | Unknown |
| Longevity Wealth Management LLC CRD: 320720 | - | 0 | 1 | - | Unknown |
| Longfellow Investment Management Co. LLC CRD: 104945 | - | 0 | 1 | - | Unknown |
| Longfellow Park Ventures CRD: 289022 | - | 0 | 0 | - | Unknown |
| Longfin Capital, LLC CRD: 148735 | - | 0 | 0 | - | Unknown |
| Longford Capital CRD: 284049 | - | 0 | 1 | - | Unknown |
| Longhorn Capital Partners, L.P. CRD: 139921 | - | 0 | 0 | - | Unknown |
| Longhorn Capital Partners, L.P. CRD: 329221 | - | 0 | 1 | - | Unknown |
| Longhorn Freedom Fund MGR, LLC CRD: 319005 | - | 0 | 1 | - | Unknown |
| Longhorn Investments, Inc. CRD: 141828 | - | 0 | 0 | - | Unknown |
| Longhouse Wealth Management CRD: 298119 | - | 0 | 2 | - | Unknown |
| Longitude Capital Management Co., LLC CRD: 161916 | - | 0 | 1 | - | Unknown |
| Longitude Trading LLC CRD: 130536 | - | 0 | 0 | A | INACTIVE |
| Longlead Capital Partners PTE. Ltd. CRD: 172411 | - | 0 | 0 | - | Unknown |
| Longley Capital CRD: 309160 | - | 0 | 0 | - | Unknown |
| Longman Wealthcare Management, LLC CRD: 110555 | - | 0 | 2 | - | Unknown |
| Longpoint Partners LP CRD: 283800 | - | 0 | 1 | - | Unknown |
| Longrange Capital, L.P. CRD: 309379 | - | 0 | 1 | - | Unknown |
| Longroad Asset Management, LLC CRD: 160999 | - | 0 | 0 | - | Unknown |
| Longrun Capital Management LLC CRD: 127632 | - | 0 | 0 | - | Unknown |
| Longship Advisers, LLC CRD: 114094 | - | 0 | 1 | - | Unknown |
| Longship Alternative Asset Management CRD: 126798 | NY | 0 | 2 | A | Active |
| Longship Capital Management, LLC CRD: 327478 | - | 0 | 1 | - | Unknown |
| Longshore Wealth Management LLC CRD: 334612 | - | 0 | 1 | - | Unknown |
| Longstream Capital Management LLC CRD: 287650 | - | 0 | 1 | - | Unknown |
| Longtail Alpha, LLC CRD: 282615 | - | 0 | 1 | - | Unknown |
| Longtail Capital, LLC CRD: 287548 | - | 0 | 0 | - | Unknown |
| Longterm Care Securities Corporation CRD: 21665 | - | 1 | 0 | B | INACTIVE |
| Longuevue Capital CRD: 161820 | - | 0 | 0 | - | Unknown |
| Longuevue Management Company LLC CRD: 330117 | - | 0 | 1 | - | Unknown |
| Longview Advisors, LLC CRD: 165068 | - | 0 | 1 | - | Unknown |
| Longview Asset Management, LLC CRD: 122997 | - | 0 | 0 | - | Unknown |
| Longview Financial Advisors, LLC CRD: 291192 | - | 0 | 4 | - | Unknown |
| Longview Financial Group, Inc CRD: 38286 | - | 2 | 0 | B | INACTIVE |
| Longview Financial Planning LLC CRD: 340996 | - | 0 | 1 | - | Unknown |
| Longview Financial Services, LLC CRD: 146141 | - | 0 | 0 | - | Unknown |
| Longview Financial, Inc. CRD: 116365 | - | 0 | 2 | - | Unknown |
| Longview Innovation Corp. CRD: 300077 | - | 0 | 0 | - | Unknown |
| Longview Investment Management LLC CRD: 301256 | - | 0 | 1 | - | Unknown |
| Longview Partners (Guernsey) Limited CRD: 143875 | - | 0 | 0 | - | Unknown |
| Longview Partners LLC CRD: 107705 | - | 0 | 0 | A | INACTIVE |
| Longview Partners LLP CRD: 139390 | - | 0 | 0 | - | Unknown |
| Longview Realty Capital, LLC CRD: 329369 | - | 0 | 0 | - | Unknown |
| Longview Securities, Inc. CRD: 14153 | - | 0 | 0 | A | INACTIVE |
| Longview Wealth Management CRD: 136214 | - | 0 | 9 | - | Unknown |