Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Lvna Management LLC CRD: 317105 | - | 0 | 1 | - | Unknown |
| LVPMC, LLC CRD: 161750 | - | 0 | 0 | - | Unknown |
| LVR Professional Solutions LLC CRD: 328580 | - | 0 | 0 | - | Unknown |
| LVR Research, LLC CRD: 174438 | - | 0 | 1 | - | Unknown |
| LVS Advisory LLC CRD: 300488 | - | 0 | 1 | - | Unknown |
| LVW Advisors, LLC CRD: 159403 | - | 0 | 2 | - | Unknown |
| LVZ, Inc. CRD: 124228 | - | 0 | 19 | - | Unknown |
| LW Advisors, L.L.C. CRD: 177512 | - | 0 | 1 | - | Unknown |
| LW Alliance LLC CRD: 305651 | - | 0 | 0 | - | Unknown |
| LW Capital Management, LLC CRD: 313151 | - | 0 | 1 | - | Unknown |
| LW Pacific Investments LLC CRD: 171641 | - | 0 | 2 | - | Unknown |
| LWBJ Investment Services, LLC CRD: 150606 | - | 1 | 0 | B | INACTIVE |
| LWH Advisors Inc. CRD: 174861 | - | 0 | 0 | - | Unknown |
| LWI Financial Inc. CRD: 111861 | - | 0 | 0 | - | Unknown |
| LWM Advisory Services, LLC CRD: 172009 | - | 0 | 2 | - | Unknown |
| LWM Wealth Management, Inc CRD: 319124 | - | 0 | 0 | - | Unknown |
| LWO LLC CRD: 282281 | - | 0 | 1 | - | Unknown |
| Lwpartners Capital Group LLC CRD: 167438 | - | 0 | 0 | A | INACTIVE |
| LWS Wealth Advisors of Colorado, Inc. CRD: 168480 | - | 0 | 0 | - | Unknown |
| LWS Wealth Advisors, Inc. CRD: 162265 | - | 0 | 0 | - | Unknown |
| LX2 Trading LLC CRD: 156755 | - | 0 | 0 | A | INACTIVE |
| Lyall Securities, Inc. CRD: 114897 | - | 1 | 0 | B | INACTIVE |
| Lybis Investing CRD: 315770 | - | 0 | 2 | - | Unknown |
| Lycon Capital Corporation CRD: 17668 | - | 0 | 0 | A | INACTIVE |
| Lyden, Dolan, Nick & Co., LLC CRD: 33236 | - | 0 | 0 | A | INACTIVE |
| Lydia Partners Management, LLC CRD: 307821 | - | 0 | 1 | - | Unknown |
| Lyell Wealth Management LP CRD: 283521 | - | 0 | 1 | - | Unknown |
| Lyfe Accounting CRD: 293708 | - | 0 | 0 | - | Unknown |
| Lyfe Accounting CRD: 307659 | - | 0 | 0 | - | Unknown |
| Lyfe Capital Global Partner Limited CRD: 319138 | - | 0 | 0 | - | Unknown |
| Lyfe Capital Investment Management (Hong Kong) Lim… CRD: 308092 | - | 0 | 0 | - | Unknown |
| Lyfe Capital Investment Management Limited CRD: 306400 | - | 0 | 0 | - | Unknown |
| Lyfe Capital Management Limited CRD: 306401 | - | 0 | 0 | - | Unknown |
| Lyfe U.S LLC CRD: 306495 | - | 0 | 1 | - | Unknown |
| Lyfevest, Inc. CRD: 300526 | - | 0 | 0 | - | Unknown |
| LYGH Capital PTE. Ltd. CRD: 321637 | - | 0 | 0 | - | Unknown |
| Lykas CRD: 314672 | - | 0 | 0 | - | Unknown |
| Lyke Financial CRD: 154199 | - | 0 | 1 | - | Unknown |
| Lykos Global Management, LP CRD: 329441 | - | 0 | 1 | - | Unknown |
| Lykos Investment Group, LLC CRD: 322061 | - | 0 | 0 | - | Unknown |
| Lyles Wealth Management LLC CRD: 299373 | - | 0 | 1 | - | Unknown |
| Lylog Intl. Energy Corp. CRD: 14740 | - | 0 | 0 | A | INACTIVE |
| LYLY Financial, LLC CRD: 289172 | - | 0 | 0 | - | Unknown |
| Lyman Advisors CRD: 127933 | - | 0 | 0 | - | Unknown |
| Lyman Financial CRD: 327230 | - | 0 | 2 | - | Unknown |
| Lymanwealth LLC CRD: 315973 | - | 0 | 2 | - | Unknown |
| LYN S. Pring, Inc. CRD: 113147 | - | 0 | 0 | - | Unknown |
| LYN-Hayes Financial, Inc. CRD: 36464 | - | 0 | 0 | A | INACTIVE |
| Lynam Financial Services CRD: 283216 | - | 0 | 0 | - | Unknown |
| Lynberg Wealth Management, LLC CRD: 153647 | - | 0 | 0 | - | Unknown |