Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| LYNCH & Associates CRD: 140762 | MA | 0 | 4 | A | Active |
| LYNCH & Associates CRD: 108326 | - | 0 | 4 | - | Unknown |
| LYNCH & Mayer Securities Corp. CRD: 14659 | - | 0 | 0 | A | INACTIVE |
| LYNCH David P. CRD: 121617 | - | 0 | 0 | A | INACTIVE |
| LYNCH Financial Advisors CRD: 137094 | - | 0 | 0 | - | Unknown |
| LYNCH Financial Group CRD: 105821 | - | 0 | 1 | - | Unknown |
| LYNCH Financial Group CRD: 326983 | - | 0 | 2 | - | Unknown |
| LYNCH Investment Planning, LLC CRD: 115956 | - | 0 | 1 | - | Unknown |
| LYNCH Retirement Advisors, LLC. CRD: 167796 | - | 0 | 1 | - | Unknown |
| LYNCH, James W CRD: 33313 | - | 0 | 0 | A | INACTIVE |
| LYNCH, Jones & Ryan LLC CRD: 3198 | - | 3 | 0 | C | INACTIVE |
| LYNCH, Winton & Associates, LLC CRD: 122097 | - | 0 | 2 | - | Unknown |
| Lynchburg Wealth Management CRD: 284344 | - | 0 | 1 | - | Unknown |
| Lynchpin Capital Management LLC CRD: 340332 | - | 0 | 1 | - | Unknown |
| Lyndale Financial CRD: 285780 | - | 0 | 0 | - | Unknown |
| Lynett Capital Management, LLC CRD: 299903 | - | 0 | 1 | - | Unknown |
| LYNK Capital Management Company, LLC CRD: 329038 | - | 0 | 1 | - | Unknown |
| Lynkpoint Asset Management LLC CRD: 281346 | - | 0 | 0 | - | Unknown |
| LYNN H. ORR Capital Management Group, Inc. CRD: 112147 | - | 0 | 1 | - | Unknown |
| Lynnleigh & Company, LLC CRD: 285044 | - | 0 | 2 | - | Unknown |
| Lynott Securities, Inc. CRD: 10040 | - | 0 | 0 | A | INACTIVE |
| Lynrock Lake LP CRD: 292931 | - | 0 | 1 | - | Unknown |
| Lynwood Price Capital Management LP CRD: 323308 | - | 0 | 1 | - | Unknown |
| LYNX Advisory Partners CRD: 326594 | - | 0 | 1 | - | Unknown |
| LYNX Asset Management AB CRD: 285234 | - | 0 | 0 | - | Unknown |
| LYNX Capital Group Ltd CRD: 120459 | - | 0 | 2 | - | Unknown |
| LYNX Capital, LLC CRD: 137178 | CA | 0 | 2 | A | Active |
| LYNX Capital, LLC CRD: 306282 | - | 0 | 1 | - | Unknown |
| LYNX Investment Advisory, LLC CRD: 111814 | - | 0 | 7 | - | Unknown |
| LYNX1 Capital Advisors LLC CRD: 317017 | - | 0 | 0 | - | Unknown |
| LYNX1 Capital Management LP CRD: 310301 | - | 0 | 1 | - | Unknown |
| Lyon Bern, LLC CRD: 301277 | - | 0 | 1 | - | Unknown |
| Lyon Capital Management, LLC CRD: 111311 | - | 0 | 2 | - | Unknown |
| Lyon Financial Planning, LLC CRD: 305378 | - | 0 | 2 | - | Unknown |
| Lyon Retirement Advisors, LLC CRD: 166999 | - | 0 | 0 | - | Unknown |
| Lyon Street Capital, LLC CRD: 163813 | - | 0 | 0 | - | Unknown |
| Lyon Street Management, LLC CRD: 334242 | - | 0 | 1 | - | Unknown |
| Lyon Wealth Advisors CRD: 325041 | - | 0 | 1 | - | Unknown |
| Lyon Wealth Advisory LLC CRD: 335837 | - | 0 | 1 | - | Unknown |
| Lyonross Capital Management, LLC CRD: 156637 | - | 0 | 1 | - | Unknown |
| Lyons Asset Management CRD: 128509 | - | 0 | 3 | - | Unknown |
| Lyons Capital Group CRD: 335733 | - | 0 | 1 | - | Unknown |
| Lyons DEN Capital CRD: 139577 | - | 0 | 1 | - | Unknown |
| Lyons Direct Securities Corporation CRD: 17928 | - | 0 | 0 | A | INACTIVE |
| Lyons Financial Group, Inc. CRD: 17865 | - | 0 | 0 | A | INACTIVE |
| Lyons Investment Management CRD: 166788 | - | 0 | 1 | - | Unknown |
| Lyons View Capital, LLC CRD: 324582 | - | 0 | 4 | - | Unknown |
| Lyons Wealth Management CRD: 150581 | - | 0 | 1 | - | Unknown |
| Lyons Wealth Management, LLC CRD: 242792 | - | 0 | 0 | - | Unknown |
| Lyptus Capital, LLC CRD: 327271 | - | 0 | 1 | - | Unknown |