Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| M Ventures CRD: 296621 | - | 0 | 1 | - | Unknown |
| M Wealth Management, LLC CRD: 281532 | - | 0 | 1 | - | Unknown |
| M&A Capital Advisers, LLC CRD: 129498 | - | 0 | 0 | A | INACTIVE |
| M&A Capital Holdings, LLC CRD: 131286 | - | 0 | 0 | A | INACTIVE |
| M&A Securities Group, Inc. CRD: 39999 | MO | 0 | 11 | A | Active |
| M&A Wealth CRD: 299284 | - | 0 | 5 | - | Unknown |
| M&B Trading L.L.C. CRD: 104405 | - | 0 | 0 | A | INACTIVE |
| M&CO. Securities LLC CRD: 332390 | TX | 0 | 2 | A | Active |
| M&G Alternatives Investment Management Limited CRD: 283173 | - | 0 | 0 | - | Unknown |
| M&G Investment Management Ltd. CRD: 114527 | - | 0 | 0 | - | Unknown |
| M&G Investments (Americas) Inc. CRD: 301642 | - | 0 | 0 | - | Unknown |
| M&G Investments (USA) Inc. CRD: 305254 | - | 0 | 1 | - | Unknown |
| M&G Luxembourg S.A. CRD: 342127 | - | 0 | 0 | - | Unknown |
| M&I Financial Advisors, Inc CRD: 16517 | - | 6 | 0 | D | INACTIVE |
| M&M Wealth Management, LLC CRD: 170859 | - | 0 | 2 | - | Unknown |
| M&R Capital Management Inc CRD: 110472 | - | 0 | 0 | - | Unknown |
| M&S Investment Services LLC CRD: 294324 | - | 0 | 0 | - | Unknown |
| M&T Securities, Inc. CRD: 17358 | MD | 7 | 9 | B | Active |
| M-CAM International LLC CRD: 301180 | - | 0 | 0 | - | Unknown |
| M-ONE Capital CRD: 158782 | - | 0 | 1 | - | Unknown |
| M. a. Berman Co. CRD: 8558 | - | 4 | 0 | C | INACTIVE |
| M. a. Schapiro & Co., Inc. CRD: 3278 | - | 0 | 0 | A | INACTIVE |
| M. Amarico, Inc. CRD: 7745 | - | 2 | 0 | B | INACTIVE |
| M. Burtnick & Co. CRD: 31473 | - | 5 | 0 | C | INACTIVE |
| M. C. Harrison & Company CRD: 17556 | - | 0 | 0 | A | INACTIVE |
| M. Cornfeld, Inc. CRD: 16916 | - | 0 | 0 | A | INACTIVE |
| M. D. Falk & Company, Inc. CRD: 318489 | - | 0 | 1 | - | Unknown |
| M. D. Hudson & Co., Inc. CRD: 17675 | - | 0 | 0 | A | INACTIVE |
| M. E. Allison & Co., Inc. CRD: 1047 | TX | 3 | 4 | B | Active |
| M. E. Metzler Organization, Inc. CRD: 7418 | - | 0 | 0 | A | INACTIVE |
| M. Elaine Hawkins, Investments LLC CRD: 281929 | - | 0 | 0 | - | Unknown |
| M. G. Lewis & Co., Inc. CRD: 7478 | - | 0 | 0 | A | INACTIVE |
| M. Grier Investment Counsel, Inc. CRD: 118570 | - | 0 | 0 | - | Unknown |
| M. Griffith Investment Services, Inc. CRD: 2078 | - | 4 | 0 | C | INACTIVE |
| M. H. Novick & Co., Inc. CRD: 6293 | - | 0 | 0 | A | INACTIVE |
| M. Hadley Securities, Inc. CRD: 37893 | - | 0 | 0 | A | INACTIVE |
| M. J. Dwyer Securities CRD: 15024 | - | 0 | 0 | A | INACTIVE |
| M. J. Friedlander Co., Inc. CRD: 13110 | - | 0 | 0 | A | INACTIVE |
| M. J. Mortin & Co. CRD: 2367 | - | 0 | 0 | A | INACTIVE |
| M. J. Smith and Associates CRD: 110919 | - | 0 | 0 | - | Unknown |
| M. J. Whitman, Inc. CRD: 27870 | - | 6 | 0 | C | INACTIVE |
| M. Kraus & Company CRD: 106749 | - | 0 | 4 | - | Unknown |
| M. Nilssen, CPA, PC CRD: 170034 | - | 0 | 0 | - | Unknown |
| M. R. Beal & Company CRD: 22088 | - | 6 | 0 | D | INACTIVE |
| M. R. Mcclurg Securities, Inc. CRD: 10479 | - | 0 | 0 | A | INACTIVE |
| M. Ramsey King Securities, Inc. CRD: 29318 | - | 1 | 0 | B | INACTIVE |
| M. Rimson & Co., Inc. CRD: 5250 | - | 0 | 0 | A | INACTIVE |
| M. Robert Burton Assoc., Inc. CRD: 32081 | - | 0 | 0 | A | INACTIVE |
| M. S. Howells & Co. CRD: 104100 | AZ | 0 | 42 | A | Active |
| M. S. Maliner & Co., Inc. CRD: 5641 | - | 0 | 0 | A | INACTIVE |