Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Macellum Advisors, LP CRD: 310188 | - | 0 | 0 | - | Unknown |
| Macellum Management, LP CRD: 283838 | - | 0 | 0 | - | Unknown |
| Maceratio LLC CRD: 304078 | - | 0 | 1 | - | Unknown |
| Macfarlane Investors CRD: 315984 | - | 0 | 2 | - | Unknown |
| Macgregor Global Investments, LLC CRD: 142978 | - | 0 | 0 | A | INACTIVE |
| Macguire, Cheswick & Tuttle Investment Counsel LLC CRD: 118061 | - | 0 | 0 | - | Unknown |
| Macgyver Trading, LP CRD: 104045 | - | 0 | 0 | A | INACTIVE |
| Mach 6, LLC CRD: 328444 | - | 0 | 1 | - | Unknown |
| Mach Funds LLC CRD: 319636 | - | 0 | 1 | - | Unknown |
| Mach Three LLC CRD: 310343 | - | 0 | 0 | - | Unknown |
| Mach-1 Financial Group, LLC CRD: 298195 | - | 0 | 1 | - | Unknown |
| Machamer Investments, Inc. CRD: 151414 | - | 0 | 0 | - | Unknown |
| Machan-Hampshire Securities, Inc. CRD: 13763 | - | 0 | 0 | A | INACTIVE |
| Machaon Capital Management LP CRD: 298624 | - | 0 | 0 | - | Unknown |
| Machina Capital CRD: 289445 | - | 0 | 0 | - | Unknown |
| Machina Ventures, LLC CRD: 333847 | - | 0 | 1 | - | Unknown |
| Machine Investment Group, LP CRD: 315219 | - | 0 | 1 | - | Unknown |
| Maci Family Office Advisors CRD: 158302 | - | 0 | 1 | - | Unknown |
| Macian Wealth Management CRD: 160862 | - | 0 | 0 | - | Unknown |
| Maciel Wealth Management CRD: 297772 | - | 0 | 1 | - | Unknown |
| Macino Financial, LLC CRD: 299160 | - | 0 | 1 | - | Unknown |
| Mack & Co. Partners, LP CRD: 324218 | - | 0 | 4 | - | Unknown |
| Mack & Co., LLC CRD: 318590 | - | 0 | 0 | - | Unknown |
| Mack Investment Securities, Inc. CRD: 17643 | IL | 0 | 6 | A | Active |
| Mack Real Estate Credit Strategies, L.P. CRD: 167609 | - | 0 | 1 | - | Unknown |
| Mack Special Capital Corp. CRD: 10162 | - | 0 | 0 | A | INACTIVE |
| Mack Trading LLC CRD: 37402 | - | 0 | 0 | A | INACTIVE |
| Mackay Financial Planning, LLC CRD: 169583 | - | 0 | 2 | - | Unknown |
| Mackay Shields LLC CRD: 107717 | - | 0 | 7 | - | Unknown |
| Mackay Shields UK LLP CRD: 167939 | - | 0 | 0 | - | Unknown |
| Macke Financial Advisory Group CRD: 111318 | - | 0 | 1 | - | Unknown |
| Mackellar, James H. CRD: 111792 | - | 0 | 0 | - | Unknown |
| Macken Securities, Inc. CRD: 13390 | - | 0 | 0 | A | INACTIVE |
| Mackensen & Company, Inc. CRD: 107937 | - | 0 | 0 | - | Unknown |
| Mackenzie Hughes & Hartnett Investment Advisors LL… CRD: 132021 | - | 0 | 0 | - | Unknown |
| Mackenzie Investments CRD: 165899 | - | 0 | 1 | - | Unknown |
| Mackenzie Investments CRD: 110338 | - | 0 | 0 | - | Unknown |
| Mackenzie Investments Asia Limited CRD: 285521 | - | 0 | 0 | - | Unknown |
| Mackenzie Investments Europe Limited CRD: 284912 | - | 0 | 0 | - | Unknown |
| Mackenzie Securities Brokerage Co. CRD: 10618 | - | 0 | 0 | A | INACTIVE |
| Mackenzie/Edward Group, Inc. CRD: 36833 | - | 0 | 0 | A | INACTIVE |
| Mackhouse Capital CRD: 146350 | - | 0 | 2 | - | Unknown |
| Mackimm (JR), Thomas James CRD: 34149 | - | 1 | 0 | B | INACTIVE |
| Mackimm, David GUY CRD: 123612 | - | 0 | 0 | A | INACTIVE |
| Mackinaw Enterprises LLC CRD: 311978 | - | 0 | 0 | - | Unknown |
| Maclachlan Wealth Management CRD: 298927 | - | 0 | 1 | - | Unknown |
| Maclaren Securities, Inc. CRD: 33542 | - | 0 | 0 | A | INACTIVE |
| Maclean & Co. Financial Planning CRD: 269921 | - | 0 | 0 | - | Unknown |
| Maclendon Wealth Management, LLC CRD: 157819 | - | 0 | 2 | - | Unknown |
| Maclura Investments CRD: 306621 | - | 0 | 1 | - | Unknown |