Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Macmillan Financial LLC
CRD: 138599
 - 0 1 - Unknown
Macmunn Financial Management
CRD: 166215
 - 0 0 - Unknown
Macnab Investments, LLC
CRD: 153868
 - 0 0 - Unknown
Macnealy Hoover Investment Management Inc
CRD: 109598
 - 0 0 - Unknown
Macneil Capital Management
CRD: 130246
 - 0 2 - Unknown
Macnicol & Associates Asset Management US LLC
CRD: 313998
 - 0 0 - Unknown
Macoby Investments Incorporated
CRD: 17349
 - 0 0 A INACTIVE
Macoil Financial Group, Inc.
CRD: 21457
 - 0 0 A INACTIVE
Macoma Capital Group, LLC
CRD: 164961
 - 0 0 - Unknown
Macpeg, Ross, O'connell & Goldaber, Inc.
CRD: 8297
 - 0 0 A INACTIVE
Macquarie Agricultural Funds Management Limited
CRD: 163409
 - 0 0 - Unknown
Macquarie Asset Management Credit Advisers US, LLC
CRD: 284788
 - 0 1 - Unknown
Macquarie Australian Infrastructure Management 1 L…
CRD: 310239
 - 0 0 - Unknown
Macquarie Australian Infrastructure Management 2 L…
CRD: 310491
 - 0 0 - Unknown
Macquarie Capital (USA) Inc.
CRD: 36368
 NY 5 18 C Active
Macquarie Capital Investment Management LLC
CRD: 130352
 - 0 0 - Unknown
Macquarie Capital Markets North America Ltd.
CRD: 38108
 - 7 0 D INACTIVE
Macquarie Corporate Finance (USA) Inc.
CRD: 40634
 - 0 0 A INACTIVE
Macquarie Fonds GMBH
CRD: 283158
 - 0 0 - Unknown
Macquarie Funds Management Hong Kong Limited
CRD: 163553
 - 0 0 - Unknown
Macquarie Infrastructure and Real Assets (Europe) …
CRD: 163161
 - 0 0 - Unknown
Macquarie Infrastructure Management (Asia) PTY Lim…
CRD: 173945
 - 0 0 - Unknown
Macquarie Infrastructure Partners
CRD: 146696
 - 0 1 - Unknown
Macquarie Innovative Vision Fund Manager Limited
CRD: 335392
 - 0 0 - Unknown
Macquarie Investment Management Austria Kapitalanl…
CRD: 290998
 - 0 0 - Unknown
Macquarie Investment Management Europe Limited
CRD: 284603
 - 0 0 - Unknown
Macquarie Investment Management Global Limited
CRD: 277065
 - 0 0 - Unknown
Macquarie Investment Management Limited
CRD: 139345
 - 0 0 - Unknown
Macro Advisors, Inc.
CRD: 118832
 - 0 7 - Unknown
Macro Advisors, LLC
CRD: 284631
 - 0 1 - Unknown
Macro Analytics for Professionals
CRD: 198511
 - 0 0 - Unknown
Macro Consulting Group
CRD: 108755
 - 0 0 - Unknown
Macro Financial, LLC
CRD: 130145
 - 0 0 A INACTIVE
Macro Growth Advisors, LLC
CRD: 285871
 - 0 0 - Unknown
Macro Quant Private Wealth, LLC
CRD: 341042
 - 0 1 - Unknown
Macro Risk Advisors LLC
CRD: 148143
 NY 1 2 B Active
Macro Risk Solutions, LLC
CRD: 284105
 - 0 0 - Unknown
Macro SKY
CRD: 314705
 - 0 0 - Unknown
Macro Strategy Advisors
CRD: 314428
 - 0 1 - Unknown
Macro Trend, LLC
CRD: 164417
 - 0 1 - Unknown
Macro Ventures LLC
CRD: 307271
 - 0 0 - Unknown
Macro Wealth Advisors, Inc.
CRD: 127586
 - 0 1 - Unknown
Macro Wealth Management, Inc.
CRD: 143382
 - 0 3 - Unknown
Macroclimate LLC
CRD: 130655
 - 0 1 - Unknown
Macrofocus Portfolios
CRD: 151335
 - 0 0 - Unknown
Macros Investments, Inc.
CRD: 23778
 - 0 0 A INACTIVE
Macroservice Inc.
CRD: 134361
 - 0 0 - Unknown
Macrosynergy
CRD: 170726
 - 0 0 - Unknown
Macrovex Capital
CRD: 300692
 - 0 1 - Unknown
Macroview Investment Management LLC
CRD: 149621
 - 0 1 - Unknown
Page 896 of 1601 (80,028 total)
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