Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Macrowaters Global CRD: 299472 | - | 0 | 0 | - | Unknown |
| MAD Agriculture CRD: 312755 | - | 0 | 0 | - | Unknown |
| MAD River Investors CRD: 130585 | - | 0 | 3 | - | Unknown |
| MAD Trading LLC CRD: 103751 | - | 0 | 0 | A | INACTIVE |
| Madanat Financial Services CRD: 297452 | - | 0 | 1 | - | Unknown |
| Maday, James Thomas CRD: 33924 | - | 1 | 0 | B | INACTIVE |
| Madden Advisory Services, Inc. CRD: 112607 | - | 0 | 1 | - | Unknown |
| Madden Asset Management LLC CRD: 147574 | - | 0 | 0 | - | Unknown |
| Madden Creek Advisors CRD: 270010 | - | 0 | 1 | - | Unknown |
| Madden Funds Management CRD: 110309 | - | 0 | 3 | - | Unknown |
| Madden Securities Corporation CRD: 18389 | - | 0 | 2 | A | INACTIVE |
| Maddix Capital LLC CRD: 324648 | - | 0 | 1 | - | Unknown |
| Maddock Financial, LLC CRD: 107122 | - | 0 | 0 | - | Unknown |
| Maddog Ventures CRD: 290662 | - | 0 | 1 | - | Unknown |
| Maddox Financial Group CRD: 128413 | - | 0 | 0 | - | Unknown |
| Maddux, Charles Emmett JR. CRD: 146505 | - | 0 | 0 | - | Unknown |
| Made Financial Design CRD: 333520 | - | 0 | 1 | - | Unknown |
| Madeira Capital, LLC CRD: 109669 | - | 0 | 0 | A | INACTIVE |
| Mader & Shannon Wealth Management CRD: 123741 | - | 0 | 6 | - | Unknown |
| Madera Technology Advisors, LLC CRD: 312666 | - | 0 | 1 | - | Unknown |
| Madi Manages Money LLC CRD: 327336 | - | 0 | 2 | - | Unknown |
| Madison Advisory Group, Inc. CRD: 163872 | - | 0 | 1 | - | Unknown |
| Madison Asset Advisors, LLC CRD: 159841 | - | 0 | 1 | - | Unknown |
| Madison Asset Group, Inc. CRD: 7525 | - | 0 | 0 | A | INACTIVE |
| Madison Asset Management CRD: 130874 | - | 0 | 1 | - | Unknown |
| Madison Avenue Partners LP CRD: 298610 | - | 0 | 1 | - | Unknown |
| Madison Avenue Securities Corporation CRD: 21480 | - | 0 | 0 | A | INACTIVE |
| Madison BAY Capital Management, LLC CRD: 310579 | - | 0 | 1 | - | Unknown |
| Madison Capital Corp. CRD: 10950 | - | 0 | 0 | A | INACTIVE |
| Madison Capital Funding LLC CRD: 284091 | - | 0 | 0 | - | Unknown |
| Madison Capital Markets LLC CRD: 332196 | CA | 0 | 2 | A | Active |
| Madison Capital Partners CRD: 160334 | - | 0 | 1 | - | Unknown |
| Madison Chapin Assocs., Inc. CRD: 14483 | - | 0 | 0 | A | INACTIVE |
| Madison Dearborn Partners CRD: 157349 | - | 0 | 1 | - | Unknown |
| Madison Equity Capital Corp. CRD: 11773 | - | 2 | 0 | B | INACTIVE |
| Madison Financial Management LLC CRD: 103832 | - | 0 | 0 | A | INACTIVE |
| Madison Financial Research LLC CRD: 169420 | - | 0 | 0 | - | Unknown |
| Madison Global Advisors LLC CRD: 288894 | - | 0 | 1 | - | Unknown |
| Madison Global Partners LLC CRD: 285406 | NY | 2 | 3 | B | Active |
| Madison Group Securities Inc. CRD: 30056 | - | 0 | 0 | A | INACTIVE |
| Madison Heights Advisors, LLC CRD: 282556 | - | 0 | 0 | - | Unknown |
| Madison India Capital Management LLC CRD: 286310 | - | 0 | 0 | - | Unknown |
| Madison India Capital Management PTE. Ltd. CRD: 331260 | - | 0 | 0 | - | Unknown |
| Madison International Realty Holdings, LLC CRD: 158165 | - | 0 | 1 | - | Unknown |
| Madison Investment Advisors, LLC CRD: 110297 | - | 0 | 7 | - | Unknown |
| Madison Investment Company CRD: 13743 | - | 0 | 0 | A | INACTIVE |
| Madison Investment Holdings, Inc CRD: 110356 | - | 0 | 0 | - | Unknown |
| Madison Marketing Corporation CRD: 17651 | - | 0 | 0 | A | INACTIVE |
| Madison Marquette Securities LLC CRD: 133789 | - | 0 | 0 | A | INACTIVE |
| Madison Money Management, Inc. CRD: 126394 | - | 0 | 1 | - | Unknown |