Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Madison Park Advisors CRD: 318029 | - | 0 | 0 | - | Unknown |
| Madison Park Advisors, LLC CRD: 167522 | - | 0 | 0 | - | Unknown |
| Madison Park Financial, Corp. CRD: 16657 | - | 0 | 0 | A | INACTIVE |
| Madison Park Group LLC CRD: 125475 | - | 1 | 0 | B | INACTIVE |
| Madison Partners CRD: 305824 | - | 0 | 29 | - | Unknown |
| Madison Proprietary Trading Group, LLC CRD: 139818 | - | 3 | 0 | C | INACTIVE |
| Madison Realty Capital CRD: 158988 | - | 0 | 1 | - | Unknown |
| Madison River Capital LLC CRD: 286411 | - | 0 | 1 | - | Unknown |
| Madison Securities, Inc. CRD: 10528 | - | 0 | 0 | A | INACTIVE |
| Madison Securities, Inc. CRD: 32176 | - | 4 | 0 | C | INACTIVE |
| Madison Street Partners, LLC CRD: 130344 | - | 0 | 0 | - | Unknown |
| Madison Trading, LLC CRD: 101620 | - | 0 | 0 | A | INACTIVE |
| Madison Wealth Advisors, LLC CRD: 117904 | - | 0 | 0 | - | Unknown |
| Madison Wealth Management CRD: 111728 | - | 0 | 0 | - | Unknown |
| Madison West Ventures, LLC CRD: 162563 | - | 0 | 0 | - | Unknown |
| Madison Williams and Company CRD: 149530 | - | 1 | 0 | B | INACTIVE |
| Madison-India Management Advisors Private Limited CRD: 286304 | - | 0 | 0 | - | Unknown |
| Madrid Retirement Advisors CRD: 172464 | - | 0 | 1 | - | Unknown |
| Madrid Wealth Management CRD: 333331 | - | 0 | 3 | - | Unknown |
| Madrona Financial & Cpas CRD: 115753 | - | 0 | 7 | - | Unknown |
| Madrona Funds, LLC CRD: 155442 | - | 0 | 0 | - | Unknown |
| Madrona Venture Group, LLC CRD: 160390 | - | 0 | 1 | - | Unknown |
| Madrona Wealth Management LLC CRD: 171261 | - | 0 | 1 | - | Unknown |
| Madrone Hill Capital, LLC CRD: 173652 | - | 0 | 0 | - | Unknown |
| Madrone Hill Capital, LLC CRD: 328242 | - | 0 | 0 | - | Unknown |
| Madrone Investment Advisory, LLC CRD: 149549 | - | 0 | 1 | - | Unknown |
| Madryn Asset Management, LP CRD: 286065 | - | 0 | 1 | - | Unknown |
| Madsen Investment Services, Inc. CRD: 7497 | - | 0 | 0 | A | INACTIVE |
| Madson Wealth Advisors Inc. CRD: 338608 | - | 0 | 1 | - | Unknown |
| Maenner Shreve Securities, Inc. CRD: 13317 | - | 0 | 0 | A | INACTIVE |
| Maeris LP CRD: 168358 | - | 0 | 0 | - | Unknown |
| Maestria Partners LLC CRD: 328822 | - | 0 | 1 | - | Unknown |
| Maeya Capital, LLC CRD: 311036 | - | 0 | 0 | - | Unknown |
| Mafg RIA Services, Inc. CRD: 35690 | NJ | 0 | 2 | A | Active |
| MAG Advisors LLC CRD: 327706 | - | 0 | 0 | - | Unknown |
| MAG CAP CRD: 298398 | - | 0 | 7 | - | Unknown |
| MAG Financial, Inc. CRD: 36327 | - | 0 | 0 | A | INACTIVE |
| MAG Mile Securities Ltd. CRD: 10664 | - | 0 | 0 | A | INACTIVE |
| Magann Captial Corp. CRD: 162713 | - | 0 | 0 | - | Unknown |
| Magari Advisors, LLC CRD: 319648 | - | 0 | 0 | - | Unknown |
| Magarian Capital Management, LLC CRD: 341292 | - | 0 | 1 | - | Unknown |
| Magarian, Richard Dean CRD: 119506 | - | 0 | 0 | - | Unknown |
| Magcp-RFM Investments Management, LLC CRD: 333827 | - | 0 | 1 | - | Unknown |
| Magee Thomson Investment Partners, LLC CRD: 120240 | - | 0 | 0 | - | Unknown |
| Magellan Capital LLC CRD: 294464 | - | 0 | 0 | - | Unknown |
| Magellan Financial Capital Corporation CRD: 32032 | - | 0 | 0 | A | INACTIVE |
| Magellan Financial Solutions LLC CRD: 169107 | - | 0 | 1 | - | Unknown |
| Magellan Investment Partners CRD: 159256 | - | 0 | 0 | - | Unknown |
| Magellan Investment Partners North America, Inc. CRD: 107420 | - | 0 | 1 | - | Unknown |
| Magellan Planning Group CRD: 338739 | - | 0 | 1 | - | Unknown |